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Judicial Watch • Joan B. Gottschall – 2011

Joan B. Gottschall – 2011

Joan B. Gottschall – 2011

Page 1: Joan B. Gottschall – 2011

Category:Federal Judges

Number of Pages:11

Date Created:December 1, 2012

Date Uploaded to the Library:October 24, 2014

Tags:penod, Gottschall, Joan B Gottschall, Gross, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev 112012 Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gottschall, Joan Court Organization U.S. District Court, NDJL Date Report 0612912012 Title (Article III judges indicate active senior status; magistrate judges indicale full-or part-time) Distnct Judge--semor status Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
219 South Dearborn Street Room 2356 Chicago, 60604 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Member Visiting Committee the Divinity School, University Chicago Member, Board Directors Martin Marty Center the University Chicago Divinity School 
Friends the University Sussex 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing ins/ructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
Gottschall, Joan 
06/29/2012 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amounl no/ required except for honorana) 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependenl children. see 25-27 offilmg mstruclions) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
 
06/29/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
 
VALUE CODE 
 
 
 
Date Report 
06/29/2012 
Gottschall, Joan 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnptlon Assets Income durmg Gross value end Transactions dunng reporting penod 
(including trust assets) reporting penod reporting penod 
 
(I) (2) (2) 
(3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Garn Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div. rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller (A-H) int (J-P) Code redemption) (J-P) (A-H) (ifpnvate (Q-W) transaction) Income Gam Codes =$1,000or less =$1,001 -$2.500 =$2.501 -$5 000 =$5.001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5.000.000 fl2 =More 1han $5.000.000 Value Code =$15.000 less =$15,001 -$50.000 =$50.00 -$100.000 =$100.00t -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.00 -$5.000,000 =$5 000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Boo Value =Other =Est11natcd 
 
 
VII. INVESTMENTS and TRUSTS 
--income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income durmg reporting penod Gross value end reporting penod Transactions during reporting penod 
 
 
(I) (2) (1) (2) (3) (4) 
Amount Type (e.g, Vaine Value Type(e Date Value Gam Identity 
Place (X) after each asset 
Code 
exempt from pnor disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) 
ormt.) 
Code3 redemption) (J-P) (A-H) (1fpnvate (Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 42.501 -$5.000 D=$5,00l -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001  $100,000 =$I 00,00 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less K=$15 001-$50000 =$50.001 -$100.000 =$I 00.00 -$250,000 
(See Columns and D3) =$250,00 -$500.000 =$500,00 I.000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estm1atcd 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those ofspollSe and dependent children: see PP 34-60 offilinc instruc1ions.J NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transac!Jons dunng reporting penod 
(including tnist assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type g., Value Value Type(e Date Value Gam Identity 
exempt from pnor disclosure Code div rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transact10n) Hillsborough Cty FLA Sch Dist Bond Interest Redeemed 10/03/11 Income Gain Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 D=$5,001  $15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$!.000.000 =$!.000,001 -$5.000.000 =More 1han $5.000.000 Value Codes t5.000 less =$15,001 -$50,000 =$50.00 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250.001 -$500 000 =$500.00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Hook Value =01hcr =Estimated 
 
 
Date Report 
Gottschall, Joan 
06/29/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions dunng reponmg penod 
(includmg trust assets) reponmg penod reponing penod 
 
(I) (2) (I) (2) (2) (4) (5) 
Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type g., dtv., rent, Value Code2 (J-P) Value Method Code (Q-W) Type g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P) Gain Code (A-H) 1dent1ty buyer/seller (if private transaction) 
52. St. Louis Airpt Rev Bnd Interest Redeemed 711111 
 
Cleve Wtr Rev:: None Buy 10/17/11 See Part Vlll, 
Mass Fin.Agy None Buy 8/2/11 
Clark-Pleasant Ind Sch }I Interest Buy 3/I0/11 Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Colunms and D4) =$50.001 -$100,000 =$100.00 -$1.000.000 =$1,000,001 -$5.000.000 =More than $5,000.000 Val Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
Date Report 
Gottschall, Joan 
06/29/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
Income durmg Gross value end 
 
Transactwns dunng reportmg period Description Assets 
(mcluding trust assets) reportmg period reportmg penod 
(3) (4) (5) 
(I) (2) (I) (2) (I) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date 
Value Gain Identity exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) 
ormt.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. Huntsville Ala Wts Interest Buy 3/15/1 
70. Dept wtr  Interest Buy 10/19/11 Income Gam Codes =$1.000 less =$t,OOI -$2.500 42,50t -$5,000 =$5,00t -$t5,000 =$15,001  $50.000 
(See Columns and D4) =$50.0()1  00,000 =$100,001 -$1,000.000 =$1.000,001  $5,000.000 ft2 =More than $5,000.000 Value Codes =$15.000 less =$t5.00t  $50.000 L=$50,00I -$!00.000 =$100.00  $250.000 
(See Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$t.ooo,001  $5,000,000 =$5.000.001  $25,ooo,ooo =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estm1a ted 
 
Date Report 
06/29/2012 
Gottschall, Joan 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descriptton Assets Income dunng Gross value end Transactions dunng reporting penod 
(including trust assets) reporting penod reporting penod 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) ormt.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transact10n) Income Gam Codes 41.000 less =$1,001 -$2.500 =$2,501 $5.000 =$5.001 -$15.000 E=$15,00l -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$!00.001 -$1.000.000 =$1.000,001 -$5,000.000 li2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001-$100.000 =$100.00 -$250.000 
(See Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.001  $5.000,000 =$5,000,001 -$25,000 000 =$25.000.00 -$50.000.000 =More lhan $50.000.000 Value Mclhod Codes Q=Appraisal =CoSI (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreporl.) 
Part VII, line The company converted all the shares this fund shares its Admiral Fund. Henceforth, this asset will identified Admiral. 
This asset, set forth line 2010 Report, was listed error. All Morgan Chase accounts were closed 2010 and reported closed 2010. purchased such asset during contrary what stated line the Report. 
Part VII, lines 49-50. The data reported last year these funds was incorrect. The Wellesley Fund (FDR 2010, !me 80) should have reported income (column Bl) not The value (columns and D3) should have been reported not The Wellington Fund (FDR 2010, line 81) had income (column Bl) not The value (column Cl) was not believe that determining income and value, combined the Vanguard funds reported lines and with lnvestr funds having the same names. This years report corrects these entries. 
The purchase price for many bonds includes accrued interest. purchasing the bond, paid for any interest accrued the date purchase part the purchase price. When subsequently received interest payment, accurate accounting would require the interest accrued the date bought the bond subtracted from the interest payment received. For the sake clarity, and make certain that this Report consistent with brokerage statements, did not perform this subtraction. simply reported the total amount interest paid. 
Part VII, line 90: This asset was acquired 9/23/ but was accidentally omitted from the 2010 FDR. The mcome during 2010 was The purchase price was category amd the value method was 
 
 
 
 
 
Date Report 
Gottschall, Joan 
06/29/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Joan Gottschall 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544