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Judicial Watch • Joan H Lefkow Financial Disclosure Report for 2008

Joan H Lefkow Financial Disclosure Report for 2008

Joan H Lefkow Financial Disclosure Report for 2008

Page 1: Joan H Lefkow Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:16

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Joan H Lefkow, Brokerage, Estate, Market, 2008, INVESTMENTS, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Lefkow_Joan_H Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007-08  John Marshall Law School; Teaching stipend  $12,000.00 /08-12/08  Book Sales: Speak Simple Things" (Ampersand, Inc. 2007); SIM  $1,275.00  
PLE THINGS JOINT VENTURE with Judith Smith Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount no/ required except/or honoraria.) 
NONE (No reportable non-investment income.) 
[Z] 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes Ihose spouse and dependent children; see pp. 25-27 offiling instruclions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED International Bar Association 0/9-10/17  Buenos Aires, Argentina  Panel member, sessions  Round-trip airfare, meals Federal Judges' Association  12/3-4  Washington, D.C.  Board meeting  Round-trip airfare, hotel, meals JFTS. ((ncludes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 

VII. INVESTMENTS and --income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" afkr each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  U.S. Employees Credit Union account  Int./Div.  BROKERAGE ACCOUNT IRA  Int./Div.  ..  -EVSGX*  Buy  9/19  -EMGIX  None  Sold  9/19  -CRSAX  -DVRBX  None  Buy  9/22  -MDIFX  Sold  9/22  -OGMBX  -INPBX  None  Buy  9/19  
JO.  -RBBBX  Sold  9/19  
11.  -AMYBX  None  
12.  -DBA  None  Buy  12/30  
13.  -Cash Money Market Ameriprise Financial  
14.  BROKERAGE ACCOUNT NON-IRA  Int.ID iv.  
15.  -CRSAX  
16.  -DEAXX  Buy  315  
17.   DEAAX  None  Sold  9130 Income Gain Codes: 1,000 Jess =$1,001. $2,500 =$2,50  $5,000 =$5,001 -$15,000 15,00 -$50,000  
(Sec Columns and 04) 450,00  00,000 100,00  1,000,000 1,000,00  $5,000.000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,00  00,000 =SI 00,00  $250,000  
(See Columns and 03) =$250,00I  $500,000 =$500,00  $1.000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.) NONE ,'No reportable income, assets, transactions.) 

35.  -NMTAX  None  Sold  3/5  
36.  -DDMAX  None  Buy  9/30  
37.  -DSX  None  Buy  10/2  
38.  -OIL  None  Buy  12/30  
39.  BROKERAGE  Int./Div.  
40.  -Ameriprise Insured Money Mkt!Cash Ace ount  
41.  -ECHMX  Sold  7/11  
42.  -MMHCX  Sold  12/30  
43.  -TWTIX  Buy  12/26  
44. 45.  PROTECTIVE UNIVERSAL LIFE INS ESTATE  None Interest  

Name Person Reporting 
Date Report 
Lellww, Joan 
08/13/2009 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse ar.d dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 15,00 -$50.000 (Sec Columns and 04) =$50,00 -SI 00,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,00 -$250,000 

(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =AppraiI =Cost (Real Estate Only) ssessment =Cash Market (See Column Cl) =Book Value =Other =Estimated 

Name Person Reporting 
Date Report 
Lefkow, Joan 
08113/2009 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) 
*The statements have category called "income." They not identify the nature the income dividends, interest, etc. 
**The estate has 1/3 contingent interest Illinois judgment, representing attorney's fee, with value between $50,001 -$100,000.00. The remainder the estate bank account Northern Trust Company, with less than $15,000 cash balance. the sole beneficiary. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, ar!d complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

A()lO Government Act 197 
Rev. 112008 
FOR CALENDAR YEAR 2008 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Lcfkow, Joan Court Organization U.S. DISTRICT COURT, NDIL Date Report 05/02/2009 Title (Anick III judges indicate active senior status; magistrate judges indicate full-or pan-time) Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Reporting Period 01/01/2008 12/31/2008  
Sb. Amended Repon Chambers Office Address 219 South Dearborn Street Room 1956 Chicago, 60604 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Law Board (Advisory) 
Executor Estate 
Executive Committee, Board Member 
Adjunct Faculty Member 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
!ZJ NONE (No reportable agreements.) 

PAR AND 

III, N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007-08  John Marshall Law School; Teaching stipend  $12,000.00 
I/08-12/08 Book Sales: Speak Simple Things" (Ampersand, Inc. 2007); SIM $1,275.00 PLE THINGS JOINT VENTURE with Judith Smith spouse Non-In vestment Income you were married during any portion the reporting year, complete this section.
(Dollar amount nor required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED International Bar Association 0/9-10/17  Buenos Aires, Argentina  Panel member, sessions  Round-trip airfare, meals Federal Judges Association  12/3-4  Washington, D.C.  Board meeting  Round-trip airfare, hotel, meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
[ZJ 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) Salle Mae PLUS loan 

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  U.S. Employees Credit Union account  lnt./Div.  BROKERAGE ACCOUNT IRA  lnt./Div.  -ESSGX  Buy  - 9/19  -EMGIX  -  Sold  9/19  -CRSAX  -DVRBX  None  Buy  9/22  -MDIFX  Sold  9/22  -OGMBX  -INPBX  None  Buy  9/19  
10.  -RBBBX  Sold  9/19  
11.  -AMVAX  Sold  9/30  
12.  -OBA  Buy  12/30  
13.  -Cash/Money Market  
14.  BROKERAGE ACCOUNT NON-IRA  Int./Div.  
15.  -CRSAX  
16.  -Dreyfus Group  Sold  9130  
17.  -Eaton Vance Group  Sell  9130 Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00I -$I 5,000 =$I 5,00 -$50,000  
(Sec Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI5,000 Jess =$I 5,00 -$50,000 =$50,00  I00,000 =SI 00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. -FLSTX  Sold  9130  
19. -FLTAX  
20. -MDIDX  None  
21. -SRFAX  None  
22. .-ORNAX  Sold  12/26 .  
23. -OPGSX -.  
24. -RFGXX  None  Sold  9/30  
25. -SMAVX  Buy  9130  
26. -SASPX  Sold  9130  
27. -Money Mkt/Cash Account  
28. -Columbia Funds Group  
29. -DDMAX  None  Buy  9130  
30. -DSX  None  Buy  10/2  
31. -OIL  None  Buy  12/30  
32. BROKERAGE JOfNT ACCT  Jnt./Div.  
33. -Ameriprise Insured Money Mkt/Cash Ace  
34. -ECHMX  Sold  7/11 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -$50.000  
(See Columns and 04) =$50,00 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,00 100,000 100,00 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =CoSI (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  -MMHCX  Sold (part)  12/30  
36. 37.  -TWTlX  None  Buy Sold  12/26 12/26  
38. 39.  PROTECTIVE UNIVERSAL LIFE INS ESTATE  Interest 
40.  SIMPLE THINGS JOINT VENTURE Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 
(Sec Columns and 04) =$50.00 -SI 00,000 G=SI00,001-$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =SI00,001 -$250,000 

(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000,00 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column Cl) =Book Value =Other =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparlofReport) 
Pertaining Section VII, Investments and Trusts: -The statements have category called "income." does not identify the nature the income dividends, interest, etc. -SIMPLE THINGS JOINT VENTURE, Published Speak Simple Things" book. See Part III 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U,S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544