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Judicial Watch • Joan N. Ericksen – 2012

Joan N. Ericksen – 2012

Joan N. Ericksen – 2012

Page 1: Joan N. Ericksen – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Ericksen, Joan N Ericksen, committee, 2012, Gross, children, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Board Directors  Friends the Children Foundation 
President Federal Bar Association, Minnesota chapter 
Committee Member NCBE, Multistate Bar Drafting Committee 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 2002 Minnesota State Judge Retirement Plan -former employer -no control NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME May 2012 
Nov 2012 Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	NCBE 05/03/12 -05/06/12 Carmel, Evidence Drafting Transportation, Meals, Lodging Committee NCBE 11/15/12 -11/18/12 Tucson, 	Evidence Drafting Transportation, Meals, Lodging 
Committee 
Ericksen, Joan 
05/08/2013
V GIFTS. (Includes those pouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 

VALUE CODE 
CREDITOR 

Ericksen, Joan 
05/08/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000. =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 

(Sec Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) 	T=Cash Market =Assessment 
(See Column C2) =Other =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I} (2) (I) (I) (2) (3) 
(4) 
Place "(X)"' after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.  Oppenheimer Developing Markets (OD MAX)  Sold (part)  09/20/I2 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2). =Book Value =Other =Estimated  

Ericksen, Joan 
05/08/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (I) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Eagle Small Cap Growth (HRSCX)  lnt./Div.  Buy  06/01/12  
36. UMB Scout Int'! (UMBWX)  Int./Div.  Sold  04104112  
37. Credit Suisse Commodity (CRSAX)  Int./Div.  
38. Putnam Int'! Capital Opp (PNV AX)  lnt./Div.  
39. Oppenheimer Main Cap (OPMSX)  Int./Div.  Sold  04/04/12  
40. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000  M=$!00,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000  0=$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Name Person Reporting 
05/08/2013
Ericksen, Joan
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) husband's assets are not reportable: has sole interest and responsibility for his income, assets and investments. His property not any way derived from associated with any income, assets activities. not, and not expect to, derive any financial economic benefit from husband's financial interest responsibility. joint tax return with husband and myself was NOT filed for 2012. 

Ericksen, Joan 
05/08/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Joan Ericksen 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, 
Washington, D.C. 20544