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Judicial Watch • Joan N Ericksen Financial Disclosure Report for 2009

Joan N Ericksen Financial Disclosure Report for 2009

Joan N Ericksen Financial Disclosure Report for 2009

Page 1: Joan N Ericksen Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Ericksen, Joan N Ericksen, Teaching, vanguard, 2009, INVESTMENTS, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev.112010 
FOR CALENDAR YEAR 2009 U.S.C. app.  JOJ.J 11) Ptnon Reportini: (last name, first, middle initial) Ericksen, Joan Court Oriaaiz.ation U.S. District Court -Minnesota Date Report 05/12/2010 Title (Article judges indiCllle active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  5a. Report Type (check appropriate type) Nomination. Date Initial lll Annual Final Reporting Period 01/01/2009 12/3112009  
sb. Amended Report Chambers Office Address United States Courthouse 300 South Fourth Street Minneapolis, 55415 the basis the information contained this Report and any modification1 pertaining thereto, m)' opinion, compliance with applicable laws and regulations. Reviewing Off teer Date  

IMPORT ANT TES: The instructions accompanying this form mus/ followed. Complete all parts, cheeking the NONE box for each part where you have reportable information. Sign lo.st page. POSITJ ONS. (Reporting individ11al only; supp. 9-13 of/Wng instructions.) NONE (No reportable positions.)  Board Directors  Friends the Children Foundation  Board Rules Evidence Committee  Federal Bar Association Judicial Conference  r-.>  

o Sl.000,000 V>luc Codes Sll,000 le" -s1s.001 -s.so.ooo $50,001-$100,000 =U00,001 -$250,000  
(Sec Columns and OJ) $250.001 -$500,000 S.I00.001  Sl,000,000 SI .000.001  Sl.000,000 SS,000,001  Sll.000,000 -s2s.ooo.001  SS-0.000.000 M0tt tbao SS0,000,000 Valu< Mclhod Codes Appraisal C0>I (Rcat Estate Only} sAssessment ...Ca$h Mm-kct  
(Sec Column C2) Dool Value  V-Dthcr  WEstimalcd  

Name Person Repoting 
0511212010
Ericksen, Joan 
Vtl. INVESTMENTS and TRUSTS -income, vatu, 1ra11sactions r1nc1ut1cs 11wu spouse and apnaen1 chi1t1un;su pp. 34-60 filing instruction.J NONE (No reportable income, assets, transactions.) lncomc Gain Codes: Sl,000 Jess SI.DOI -52.500 S2.SOt -S5.000  D=S5.00l Sl5.000 =SI s.001 -S5o.ooo  
(Sec Columns ond 04)  FSS0,001-$100.000 =SI00,001 -$1,000,000 Sl,000.001-Sl.OOO.OOO More than $5,000.000 Value Codes SI 5,000 lcu 15,001 -$50,000 $50,001 -SI00,000 S 100.001  $250,000  
(Sec Columns and DJ) -s2so.oo -ssoo,ooo -s500.001  11,000.000 Sl.000.001-Sl,OOO.OOO SS,000,001 -$25,000,000 $25.000.001 -$50,000,000 Mon: than $50,000,000 Value Method Codes Appr>isal =Cost (Real Estate Only) Assessment =Cash. Markee  
(See Column C2) Book Value =Other -=Estimated  

VIJ, INVESTMENTS and TRUSTS -income, value, transactions (Includes thou spouse anJ deparJart chi/drtff; supp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: Sl,000 =Sl,OOJ -$2,500 $2,501  ss.ooo $5,001. St5,000 $15,00  SJ0.000  
(Sec Clumns and !:>4) SS0,00 -SI 00,000 $100.001 -St ,000,000  Ill Sl.000,001 -$5,000,000 =More than $5,000,000 Value Codes $15,000 less 415,001 -$50,000 S50,001 -SI00.000 100,001  $250,000  
(Sec Columns >nd OJ) $250,001  $500,000 SS00,001 -SJ.000,000 =Sl.000,001 -$5,000,000 =S5,000,00t -$25,000,000 $25,000,001  $50,000.000 =More than $50.000.000 Value Method Codts Approi'"t -COst (Real Es,.te Only) sAs'SC'SSmcnt  T-Cash Market  
(Sec Cr>lumn C2) ::Bool'. Value ..Qdier ozEstimated  

VII. INVESTMENTS and TRUSTS -income, value, mmsacrions r1nc1udesrhou ofspouu and dependent children;.,, pp. 14-60 offilinc ;,,.,,.ctions.J NONE (No reportable income, assets, transactions.) 
De>eription Assets 
Transactions during reporting period
Gross value end
Income during 
ofreportiag period 
reporting period
(including trust assets) 
(2) 
(I)
(I) 
(I) 
(3) 
(4) 
(5) 
Gain
Value 
Identity
Value
Value 
Type (e.g., Date
Amount
Place "(X)" after each asset 
Typc(c.g., 
Code 
Code 
buyer/seller
Code2
Code 
Method 
buy, sell, mrn/dd/yy
div., ren
exempt from prior disclosure 
(A-H) 
(if private
redemption) int.) 
CodcJ 
(A-H)
(J-P) 
(J-P) 
cransaction) 
52. Franklin High Yield Tax Free Income (FRHIX)  Buy  08/28  
53. Franklin High Yield Tax Free Income (FRHIX)  Dividend  
54. Vanguard Value (VTV}  Buy (add'I)  06/03  
55. Vanguard Value (VTV)  Buy (add'!)  12130  
56. Vanguard Value (VTV)  Dividend  
57. iSharcs iBoxx Investment Grade Corp (LQD)  Buy  12130  
58. iShares Barclays TIPS (TIP)  Buy  12/30  
59. Oppenheimer Main Street Cap (OPMSX)  Buy  12/30  
60. Jncome Gain Codl!s: S.1,000 lest Sl,001  $2.500 $2.501. SS,000 SS,001 -$15,000 -$15,001 -$50,000  
{Sec Columns and D4) $50.00l  00.000  GSlOO.OOl Sl.000,000 Sl,000,001  $5,000.000 =More than .000.000 Value Codes St5,000 odess SIS,001 -$50,000 $50.001-$100.000 $100.001-$250,000  
(Sec Colwnns and 03) $250.001 -$500.000 =5500,001 -Sl,000.000 =Sl.000.001-$5,000,000 $5,000,001 -$25,000.000 =$25,000,00 -$50,000,000 More than $50.000,000 Value Melhod Codes  QAppraisal -.Cost (Real Esiato Only) >=Asscumcnr -Cash Mark.ct  
(Sec Column C2) aBook: ValuC' --Other 'Estimated  

Name Person Reporting 
Dale Report 
Erick!en, Joan 
05/12/2010 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Repor1.) 

Namt Person porting
0511212010
Ericksen, Joan 
IX. CERTIFICATION. certify that all information given above (Including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and bonoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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