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Judicial Watch • Joan N Ericksen Financial Disclosure Report for 2011

Joan N Ericksen Financial Disclosure Report for 2011

Joan N Ericksen Financial Disclosure Report for 2011

Page 1: Joan N Ericksen Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:8

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:Ericksen, Joan N Ericksen, conference, committee, transportation, 2011, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. IOI-/ Person Reporting (last name, first, middle initial) Ericksen, Joan Court Organization U.S. District Court -Minnesota Date Report 09/04/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check app ropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
12W United States Courthouse 
300 South Fourth Street 
Minneapolis, 55415 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Board Directors  Friends the Children Foundation  

Board Directors Federal Bar Association, Minnesota chapter 
Committee Member NCBE, Multistate Bar Drafting Committee 
Rules Evidence Committee Judicial Conference 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2002 Minnesota State Judge Retirement Plan -former employer -no control 

Date Report 
Ericksen, Joan 
09/04/2012 
Ill. N-INVESTMENT ME. (Reporting indfrid11a/ and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) May 2011  MCBE Committee ,500.00 Sept 2011  MCBE Committee  $3,500.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete tllis section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE -011to05-04-1 Carmel,
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 a/filing insrructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION 	
American Conference 1-ll to02-0 l-1 NewYorkCity Institute 	
National Conference Bar Examiners 	
NationalConference Bar 09-29-11to 10-01-11 Vancouver, Examiners 

PURPOSE ITEMS PAID PROVIDED 
Patent Conference Transportation, meals, hotel 
Committee  
Evidence Drafting Committee  Transportation, meals, hotel  

Evidence Drafting Transportation, meals, hotel 

Date Report 
Ericksen, Joan 
09/04/2012 GIFTS. (lnc/11des those spouse and dependent c/1ildren; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Heport 
Ericksen, Joan 
09/04/2012 
VII. EST and TRUSTS --income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Descrip tion Assets  Income ring  Gross  value end  Transactions ring rep ting period  
(including trust asset  rep orting period rep orting period  

(I) (2) 	(I) (2) (I) (2) (3) (4) 
Place "(X)"after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identit 
Code exempt from prior disclosure 
div., rent Code2 	Met hod buy, sell, mm/d d/yy Code2 Code buyer/seller 
(A-II) int.) (J-P) 	Code redem ption) (J-P) (A-II) (if private (Q-W) transaction) Income G:iin Codes: =$1.000 less =$1.001  S2.500 42.50t $5,000 =$5.001  $15,000 =$15.001  $50.000  
(Sec Columns anJ [)4) =$50.001. $100.000 =$100.001 -Sl.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes :.:.$ 5.000 less 15.001 -$50.000 =$50,001  $!00.000 I00.00  $250.000  
(Sec Columns and IJ3) $250.!KJI  $500.(K)() =$500.001 s1.000.000 =$1.000.001 -$5,000,000  1'2 =$5,000.001  $25,000.000  
1'3 =$25.000.001. $50,000.000 =More than $50.000.000 Value Method Codes Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Cohnnn C2) -:-Book Value Oth1..-r =Estimated  

Date Report 
09/04/2012
Ericksen, Joan 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-11)  (if private  
(Q-W)  transaction) come Gnin Codes: "='$ 1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000  
(Sec Columns and D-t) =$50,00 -S100.000 =$I 00.001 -$1 .000.000  111 =$1.000,001 -$5,000.000  112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and DJ) $250,00 -$500.000 =$500.001 -$1 ,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000  
l'J =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes ==Apprnisal =-Cost (Real Lstatc Only) =Assessment =Cash Market  
(Sec Column C2) 'Book Value  V=-Othl'r =Estimated  

VII. INVESTMENTS and TRUSTS -income, "rue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  nun/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-11)  (if private  
(QW)  transaction)  

35. Oppenheimer Rochester Muni (ORNAX)  Int./Div.  
36. Income Gain Codes; =$1.000orlcss =$1.00t. $2.500 =$2,50t -$5.000 =$5,00t -$15.000 =$15,001-$50.0



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