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Judicial Watch • John A. Nordberg – 2008

John A. Nordberg – 2008

John A. Nordberg – 2008

Page 1: John A. Nordberg – 2008

Category:Federal Judges

Number of Pages:12

Date Created:December 4, 2009

Date Uploaded to the Library:November 30, 2014

Tags:Proshares, John A Nordberg, Nordberg, Short, trust, 2008, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2008 U.S.C app.  101-111) Person Reporting (last name, first, middle initial) Nordberg, John Court Organization Northern D1stnct Illinois Date Report 7/17/2009 Title (Article Ill judges md1cate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Senior Sa. Report Type (check appropriate type) Nommation, Date Initial [Z] Annual Final Reporting Period 01/01/2008 12/31/2008 
Sb. Amended Report Chambers Office Address Chambers 886 219 South Dearborn Street Chicago, lllin01s 60604-1706 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanyilfg this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. ITI NS, (Reporti11g individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee -non-paid Trust# 
 
 
 
Nordberg, John 
 
 
III N-INVESTMENT INC ME, (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income 
IZ) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -![you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorar1a) 
IZ) NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS --transportation, /odging,[ood, entertai111nenL (Includes those spouse and dependent cl11/dren, see pp. 25-2 ofjilmg mstructwns) 
IZ) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
V GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
12.J 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and depende111 children; see pp. 32-33 filing instructions.) 
12.J NONE (No reportable liabilities.) 
CREDITOR 
 
 
7/17/2009 
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60of filing ins1ruc1io11s.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets 
(rncludrng trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reportmg penod 
reporting period reporting period 
(I) (2) (l) (2) (l) (2) (3) (4) (5) 
Amount Type g., Value Value Type g., Date Value Gam Identity 
Code div, rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int) (J-P) Code redemption) Day (J-P) (A-H) (1f private 
(Q-W) transaction) Income Gam Codes. 1,000 less =$t ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$t5,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 G=SJOO,OOl -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SIS,001 -$50,000 L=S50,00I -$100,000 =$I 00,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Otller W=Eslimated 
 
 
7/17/2009 
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and depe11dent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Date Report 
Nordberg, John 
7/17/2009 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(mcludmg trust assets) 
 
Place (X) afler each asset 
exempt from pnor disclosure 
Income during Gross value end Transactions dunng reporting period 
reporting penod reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) mt) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes 1,000 less =$1,001 -$2,500 =$2,501. $5,000 0=$5,001 -$15,000 E=SI 5,001 -$50,000 
{See Columns and 04) =$50,001  $100,000 G=$100,00l -$1,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001. $50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
{See Column C2) =Book Value V=Other =Estimated 
 
7/17/2009 
Nordberg, John 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (mcludmg trust assets) Income during reporting penod Gross value end reportmg period Transact10ns dunng reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g., div rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type (e.g, buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gam Code (A-H) (5) Identity buyer/seller (ifpnvate transaction) Chase Bank Checkmg ---A ------- Interest ------- -------- ---------- --------- ----- --------------------- 
53. Fidelity Div. Growth IRA Distribution Part. Redemp 12/31 Min. MRD requirement 
54. Gabelh Global Telecom MF. Distnbution 
55. Wells Fargo Co. Distribution Wells Fargo Common Stock Mutual Fund None 
57. ACapital Fed. Finl. Dividend Sold (part) 411 
58. Capital Fed. Fm! 59. Charter Fin. Corp. West C.S. 60. Investors Bancorp Dividend Dividend None Sold (part) Sold (part) Sold (part) l/3 12/23 11/3 
61. Stamps.com None Buy (add!) 314 
62. Adobe None Buy 1219 
63. Brown-Forman Corp Cl. None Buy 1113 
64. Canadian Superior Energy Inc. None Buy 5119 
65. Eaton Vance Corp. None Buy l/3 Fastenal Company Fiserv Inc Johnson Controls Inc None None None Buy Buy Buy 12/09 11/3 l/3 Income Gam Codes ,OOO less =$1,001 -$2,500 =$2,501 -$5,000 =S5,00I -Sl5,000 =$15,001  $50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -SI ,000,000 =$1,000,001  $5,000,000 =More ihan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cosi (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Olher =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, 1ra11sactw11s r1nc111des tlrose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpuon Assets 
(mcluding trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income dunng Gross value Transaction dunng reporting penod 
reporting penod reporting period 
(I) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g, Value Value Type(eg, Date Value Gain Identity 
Code div., rent. Code Method buy, sell, Month- Code Code buyer/seller 
(A-H int) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. Markel Corp ---- ---None --- -Buy ---- ---8/12 ---------J ----- --- ------------- 
70. Paychex Inc C.S. None Buy (add!) 11/3 
71. Sigma Aldrich Corp. None Buy 12/09 
72. Wmn Dixie Stores Inc. None Buy 4/11 Market Vectors ETF Gold Miners Fund None Buy 2/14 
74. Proshares Trust Short SP 500 Dividend Buy 217 
75. Proshares Trust Short SP 500 Dividend Buy (add!) 3118 
76. Proshares Trust Short SP 500 Dividend Sold 11/3 
77. Proshares Trust Short SP 500 Dividend Buy 11/24 
78. Proshares Trust Short Russell 2000 Dividend Buy 217 
 
79. Proshares Trust Short Russell 2000 D1v1dend Buy 2113 
(add!) Proshares Trust Short Russell 2000 Dividend Sold 5116 
81. Proshares Trust Short Russell 2000 Dividend Buy 11/24 Rydex Inverse Russell 2000 Dividend Buy (add!) 8/I2 
83. Rydex Inverse Russell 2000 Dividend Buy 915 
 
(add!) 
Rydex Inverse SP 500 Dividend Buy 915 (addl) 
85. Expeditors International None Sold 1/24 Income Gam Codes. =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 ,000,000 =$1,000,001 -S5,000,000 =More than $5,0001000 Value Codes 15,000 less =$15,001 -$50,000 L=S50,001 $100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
7/17/2009 
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructio11s.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets 
(mcludmg trust assets) 
 
Place (X) after each asset exempt from pnor disclosure 
Income dunng 
Transactions during reporting penod reportmg Gross value end 
reporting period period 
(I) Amount 
Code 
(A-H) 
(I) 
(2) 
Value 
Type (e.g., 
Code 
div., rent, 
ormt.) 
(J-P) 
(!) 
(2) 
Value 
Type (e.g. 
Method 
buy, sell, 
Code 
redemption) 
(Q-W) 
(2) 
Date 
Month- 
Day 
 
(3) 
Value Code (J-P) 
(4) 
Gain Code (A-H) 
(5) 
Identity 
buyer/seller 
(if private transaction) 
86. Alphart11a Inc. Class -------- None -------- --------- Sold ---------- 12/30 ------- ------------------- Atlantic Coast Fed. Dividend Sold 12/23 
88. Celgene Corp. None Sold 7/29 Cheviot Financial Corp. C.S None Sold 3/18 
90. Chevron Corp. C.S. None Sold 1/28 
91. Clifton Savings Bancorp Inc Deluxe Corp. C.S. Dividend Dividend Sold Buy 11/03 511 
93. Deluxe Corp. C.S. Dividend Buy (add!) 8/12 
94. Deluxe Corp. C.S. Dividend Sold 11!13 Fed Bancorp Dividend Sold 10/30 
96. PSB Holdings Inc. C.S. Dividend Sold 411 
97. TFS Financial Corp. Dividend Sold 1/3 Zimmer Holdmgs Inc. None Sold 1/24 
99. Cimarex Energy Co. Dividend 
100. Intersections Inc. None Leucadia National Corp. None 
102 Roche Holdmg Limited Sponsored ADR None Income Gam Codes =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appra!Sal =Cost (Real Estate Only) =Assessment =Cash Markel 
(See Column C2) U=Book Value V=Olher W=Esllmated 
 
7/17/2009 
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, va111e, 1ra11sac1io11s r1nc1udes those spouse and depe11den1 children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactzons.) Description Assets (mcludmg trust assets) Income dunng reporting period Gross value end reporting penod Transacllons during reporting period 
Place (X) after each asset exempt from pnor disclosure (I) Amount Code (A-H) (2) Type (e.g, div., rent, int Value Code (J-P) (2) Value Method Code3 (Q-W) (l) Type (e.g, buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (1fpnvate transaction) 
 
103. SPDR Gold Trust Gold Shares None 
104. Vulcan Materials Co. Dividend 
105 BCG Partners Inc. (formerly eSpeed) None Redeemed 4/4 Income Gam Codes =$1,000 less =$1,001 -$2,500 =S2,50 -$5,000 =$5,001 -St5,000 E=St5,00t -S50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -SI ,000,000 =St,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =S500,00t -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =-Estimated 
 
 
Nordberg, John 
7/17/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) Trust# --sole assets: cash and partial interest Oil and gas rights Texas County, Oklahoma. December 31, 2008, was one the remaining beneficiaries with approximately 1/4 interest Trust. 
Alltel C.S. (shares owned the Judge opposed -were inadvertently omitted from the 2007 report. Those shares were disposed 11/16/07 cash merger. The proceeds would the category. 
With regard to-mvestment, the following stocks were inadvertently omitted from pnor reports: Cimarex Energy Co., Intersect10ns Inc., Leucadia Nat10nal Corp., Roche Holding Limited Sponsored ADR, SPDR Gold Trust Gold Shares, Vulcan Materials Co, and BCG Partners, Inc. (formerly eSpeed). 
 
 
 
 
Nordberg, John 
0711712009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544