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Judicial Watch • John A Nordberg Financial Disclosure Report for 2008

John A Nordberg Financial Disclosure Report for 2008

John A Nordberg Financial Disclosure Report for 2008

Page 1: John A Nordberg Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:12

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Proshares, John A Nordberg, Nordberg, Short, trust, 2008, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2008 U.S.C app.  101-111) Person Reporting (last name, first, middle initial) Nordberg, John Court Organization Northern D1stnct Illinois Date Report 7/17/2009 Title (Article Ill judges md1cate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Senior  Sa. Report Type (check appropriate type) Nommation, Date Initial [Z] Annual Final Reporting Period 01/01/2008 12/31/2008  
Sb. Amended Report Chambers Office Address Chambers 886 219 South Dearborn Street Chicago, lllin01s 60604-1706 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanyilfg this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. ITI NS, (Reporti11g individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee -non-paid Trust# 

Nordberg, John 

III N-INVESTMENT INC ME, (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 
IZ) NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -![you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorar1a) 
IZ) NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS --transportation, /odging,[ood, entertai111nenL (Includes those spouse and dependent cl11/dren, see pp. 25-2 ofjilmg mstructwns) 
IZ) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

V GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
12.J 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and depende111 children; see pp. 32-33 filing instructions.) 
12.J  NONE (No reportable liabilities.)  
CREDITOR 

7/17/2009
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60of filing ins1ruc1io11s.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets 
(rncludrng trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reportmg penod  
reporting period  reporting period  
(I)  (2)  (l)  (2)  (l)  (2)  (3)  (4)  (5)  
Amount  Type g.,  Value  Value  Type g.,  Date  Value  Gam  Identity  
Code  div, rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (1f private  
(Q-W)  transaction) Income Gam Codes. 1,000 less =$t ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$t5,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000  G=SJOO,OOl -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SIS,001 -$50,000  L=S50,00I -$100,000 =$I 00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Otller  W=Eslimated  

7/17/2009
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and depe11dent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Nordberg, John 
7/17/2009 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(mcludmg trust assets) 

Place "(X)" afler each asset 
exempt from pnor disclosure  
Income during  Gross value end  Transactions dunng reporting period  
reporting penod  reporting period  
(I)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) mt)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gam Codes 1,000 less =$1,001 -$2,500 =$2,501. $5,000  0=$5,001 -$15,000  E=SI 5,001 -$50,000  
{See Columns and 04) =$50,001  $100,000  G=$100,00l -$1,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001. $50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
{See Column C2) =Book Value  V=Other =Estimated  

7/17/2009
Nordberg, John 

VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (mcludmg trust assets) Income during reporting penod Gross value end reportmg period Transact10ns dunng reporting period  
Place "(X)" after each asset exempt from prior disclosure  (1) Amount Code (A-H)  (2) Type (e.g., div rent, int.)  (!) Value Code (J-P)  (2) Value Method Code (Q-W)  (!) Type (e.g, buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gam Code (A-H)  (5) Identity buyer/seller (ifpnvate transaction) Chase Bank Checkmg ---A ------- Interest ------- -------- ---------- --------- ----- --------------------- 
53. Fidelity Div. Growth IRA  Distribution  Part. Redemp  12/31  Min. MRD requirement  
54. Gabelh Global Telecom MF.  Distnbution  
55. Wells Fargo Co.  Distribution Wells Fargo Common Stock Mutual Fund  None  
57. ACapital Fed. Finl. Dividend  Sold (part)  411  
58. Capital Fed. Fm! 59. Charter Fin. Corp. West C.S. 60. Investors Bancorp  Dividend Dividend None  Sold (part) Sold (part) Sold (part) l/3 12/23 11/3  
61. Stamps.com  None  Buy (add'!)  314  
62. Adobe  None  Buy  1219  
63. Brown-Forman Corp Cl.  None  Buy  1113  
64. Canadian Superior Energy Inc.  None  Buy  5119  
65. Eaton Vance Corp.  None  Buy l/3 Fastenal Company Fiserv Inc Johnson Controls Inc  None None None  Buy Buy Buy  12/09 11/3 l/3 Income Gam Codes ,OOO less =$1,001 -$2,500 =$2,501 -$5,000 =S5,00I -Sl5,000 =$15,001  $50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -SI ,000,000 =$1,000,001  $5,000,000 =More ihan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =SI00,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cosi (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Olher =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, 1ra11sactw11s r1nc111des tlrose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpuon Assets 
(mcluding trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income dunng  Gross value  Transaction dunng reporting penod  
reporting penod  reporting period  
(I)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g,  Value  Value  Type(eg,  Date  Value  Gain  Identity  
Code  div., rent.  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Markel Corp ---- ---None --- -Buy ---- ---8/12 ---------J ----- --- ------------- 
70. Paychex Inc C.S.  None  Buy (add'!)  11/3  
71. Sigma Aldrich Corp.  None  Buy  12/09  
72. Wmn Dixie Stores Inc.  None  Buy  4/11 Market Vectors ETF Gold Miners Fund  None  Buy  2/14  
74. Proshares Trust Short SP 500  Dividend  Buy  217  
75. Proshares Trust Short SP 500  Dividend  Buy (add'!)  3118  
76. Proshares Trust Short SP 500  Dividend  Sold  11/3  
77. Proshares Trust Short SP 500  Dividend  Buy  11/24  
78. Proshares Trust Short Russell 2000  Dividend  Buy  217  

79. Proshares Trust Short Russell 2000 D1v1dend Buy 2113 
(add'!)  Proshares Trust Short Russell 2000  Dividend  Sold  5116  
81.  Proshares Trust Short Russell 2000  Dividend  Buy  11/24  Rydex Inverse Russell 2000  Dividend  Buy (add'!)  8/I2  
83.  Rydex Inverse Russell 2000  Dividend  Buy  915  

(add'!) 
Rydex Inverse SP 500 Dividend Buy 915 (add'l) 
85. Expeditors International None Sold 1/24 Income Gam Codes. =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 ,000,000 =$1,000,001 -S5,000,000 =More than $5,0001000 Value Codes 15,000 less =$15,001 -$50,000  L=S50,001 $100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

7/17/2009
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructio11s.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets 
(mcludmg trust assets) 

Place "(X)" after each asset exempt from pnor disclosure 
Income dunng 
Transactions during reporting penod reportmg Gross value end 
reporting period period 
(I) Amount 
Code 
(A-H) 
(I)
(2) 
Value
Type (e.g., 
Code
div., rent, 
ormt.) 
(J-P) 
(!)
(2) 
Value 
Type (e.g. 
Method 
buy, sell, 
Code 
redemption) 
(Q-W) 
(2) 
Date 
Month-
Day 

(3) 
Value Code (J-P) 
(4) 
Gain Code (A-H) 
(5) 
Identity 
buyer/seller 
(if private transaction) 
86. Alphart11a Inc. Class -------- None -------- --------- Sold ---------- 12/30 ------- ------------------- Atlantic Coast Fed.  Dividend  Sold  12/23  
88. Celgene Corp.  None  Sold  7/29 Cheviot Financial Corp. C.S  None  Sold  3/18  
90. Chevron Corp. C.S.  None  Sold  1/28  
91. Clifton Savings Bancorp Inc Deluxe Corp. C.S.  Dividend Dividend  Sold Buy  11/03 511  
93. Deluxe Corp. C.S.  Dividend  Buy (add'!)  8/12  
94. Deluxe Corp. C.S.  Dividend  Sold  11!13 Fed Bancorp  Dividend  Sold  10/30  
96. PSB Holdings Inc. C.S.  Dividend  Sold  411  
97. TFS Financial Corp.  Dividend  Sold 1/3 Zimmer Holdmgs Inc.  None  Sold 1/24  
99. Cimarex Energy Co.  Dividend  
100. Intersections Inc.  None Leucadia National Corp.  None  
102 Roche Holdmg Limited Sponsored ADR  None Income Gam Codes =$1,000 less =$1,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and 04) =$50,001 -$100,000  G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appra!Sal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column C2)  U=Book Value  V=Olher  W=Esllmated  

7/17/2009
Nordberg, John 
VII. INVESTMENTS and TRUSTS -income, va111e, 1ra11sac1io11s r1nc1udes those spouse and depe11den1 children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactzons.) Description Assets (mcludmg trust assets) Income dunng reporting period Gross value end reporting penod Transacllons during reporting period  
Place "(X)" after each asset exempt from pnor disclosure  (I) Amount Code (A-H)  (2) Type (e.g, div., rent, int Value Code (J-P)  (2) Value Method Code3 (Q-W)  (l) Type (e.g, buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (1fpnvate transaction)  

103. SPDR Gold Trust Gold Shares  None  
104. Vulcan Materials Co.  Dividend  
105 BCG Partners Inc. (formerly eSpeed)  None  Redeemed  4/4 Income Gam Codes =$1,000 less =$1,001 -$2,500 =S2,50 -$5,000 =$5,001 -St5,000  E=St5,00t -S50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -SI ,000,000 =St,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =S500,00t -$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =-Estimated  

Nordberg, John 
7/17/2009
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) Trust# --sole assets: cash and partial interest Oil and gas rights Texas County, Oklahoma. December 31, 2008, was one the remaining beneficiaries with approximately 1/4 interest Trust. 
Alltel C.S. (shares owned the Judge opposed -were inadvertently omitted from the 2007 report. Those shares were disposed 11/16/07 cash merger. The proceeds would the category. 
With regard to-mvestment, the following stocks were inadvertently omitted from pnor reports: Cimarex Energy Co., Intersect10ns Inc., Leucadia Nat10nal Corp., Roche Holding Limited Sponsored ADR, SPDR Gold Trust Gold Shares, Vulcan Materials Co, and BCG Partners, Inc. (formerly eSpeed). 

Nordberg, John 
0711712009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544