Skip to content

Judicial Watch • John C. Shabaz – 2008

John C. Shabaz – 2008

John C. Shabaz – 2008

Page 1: John C. Shabaz – 2008

Category:Federal Judges

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:December 16, 2014

Tags:Baird, John C Shabaz, Sachs, CAPITAL, money, trust, stock, Market, 2008, assets, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Shabaz_John_C 
 
 
 
 
 
Dale Roporl 
SllABAZ, JOllN 
4i29/2009 
 
 
HJ. N0N-INVESTl!JENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
[{] 
 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion t>fthe reporting year, complete this section. (Do/Im umoum not required except.fi>r honoraria.) 
NONE (No reportable non-investment income.} 
[{] 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, idging,Jood, elllertainment. (Includes those spouse and dependen children: see pp. 25-2 instructions.) 
[{] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Dte Report 
SllABAZ, JOllN 
4/29/2009 
lZJ 
 
DESCRIPTION VALUE 
!. FTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
 
 
 
VI. LIAB LJTJES. (/nc/11des those spo11se and dependent children; see pp. 32-33 filing instructions.) 
lZJ NONE (No reportable liabilities.) 
VALUE CODE 
 
 
 
l>alc Report 
SHABAZ, JOHN 
4!2912009 
VII. INVESTMENTS and ,..fR STS --income, iatue, rra11saL1io11s onc1udes 11tose spouse and dependent d1ildren; see pp. 34-60 of.filing insrruaions.1 NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Income during 
A;unt Typ 
Gross alue end 
Transactions during reporting period 
-----------1 --- ----- 
Code 
(5) (2) (3) (4) 
Date Value Gain Identity 
 
Type (e.g Place (X) alter each asset exempt from prior disclosure 
 
cg, div., rent, 
 
_L_I 
 
buyer/seller 
 
--t;:) 
 
Code buy, sell, Method 
Month -Code Code 
redemption) Day (J-P) 
_i_ 
(Q-W)_l__ --L .... --------- 
... 
-.. -- 
Trust#! Interest 	(Part - ---... ..... 
-RW Baird Money Market -Citigroup Capital VIII Stock 
 
  
fi. Income Gai 	less ------B =SJ.001 -$2,500 -----c =$2.soi -$5000 =$5,00t -$15,000 5,00 -$50.000 
(See Columns and 04) =$50,001 -$100,000 =SI00,001 -SI ,000,000 fll =St,000,00t -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SIS,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,00t -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00t -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
--------- --------------------	----------------------- 
Oatc Report 
SllABAZ, JOHN 
4129/2009 
VII. lNVESTl1ENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependem children; see J-1-60 line i11str11crio11s.; 
Transactions during re-porting period 
Value 
NONE (No reportable income, assets, transactions.) Description As.sets 
Income during Gross value end 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure reporting period 
.... ---i-------. 
(I) (2) 
Type (e.g . 
 
(5) 
Amount; 
Identity buy, sell, redemption) 
___--..J.......... M:; _];:; __I 
et-: Typ1:e Date 
Code 
(A-H) div., rent, Code Method 
Code int.) (J-P) 
 
(Q-W) 
-------  --------1 
18. -Morgan Stanley Capital fund 
19. 20. 21. -Corp Backed Tmst CTS Goldman Sachs -Corp Backed CTFS Republic New Corp bond -Citigroup Capital stock  
22. 23. -General Electric stock -Johnson Johnson stock - 
24. -Kohls Corp. stock 
25. -Oracle Corp. stock 
26. -Citigroup Preferred stock 
27. 28. -Bell South Cap. stock -Merrill Lynch PFD CAP stock 
29. -Bank America Corp stock 
30. -Satums Goldman Sachs stock 
31. -Royal Bank Scotland stock Sold 10/13 
32. Trust (Irrevocable Tmst) Interest (Part 
33. -RW Baird Money Market 
34. -GNMA Pool bond 
 
 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =s5.oo -s15.ooo -----E-:,$1s.oo1-:$50.000 (Sec Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 More than$5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 $250,000 
(Sec Columns and 03) =$250,00I $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
VII. INVESTMENTS and TRUSTS 
--income, value, 1ru11sac1io11s r1ndudes those ofspous. u11d dependent children; see pp. 34-60 o!Jilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period reporting period 
Place (X) after each asset Aunt:-yp2ie.g. -Typ:?c.g, Tllde;;y :;n --1 
exempt from pror disclosure Code div., rent, Code Method buy, sell. Month Code Code buyer/seller 
ior edonI 
-___ 
__L--l _1?;tl: =:i) 
----------- 
35. 
-Maricopa County Revenue Bond 
 
36. 
-IL DEV FIN ATH PRVENA HLTH 
 
37. 
-Wisconsin HLTH EDL FACS AUTH bond 
 
38. 
-Merrill Lynch PFD CAP stock 
 
39. 
-Saturns Goldman Sachs stock 
 
40. 
-Corp Backed Trust CTFS Goldman Sachs tock 
 
41. 
-Morgan Stanley Capital stock 
 
42. 
-Royal Bank Scotland stock 
 
43. 
-ING Group stock 
 
44. 
-Midwest Express stock Sold 2/1 
 
45. 
Trust t9JCS) Interest (Part 
 
 
-RW Baird Money Market 
47. -Saturns Goldmans Sachs stock 
-Morgan Stanley Capital Trust stock 
49. 
-Corp Backed Trust CTFS Goldman Sachs tock 
 
50. 
-Merrill Lynch PFD CAP stock 
 
51. 
-ING Group stock Income Gain Codes: 1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15.000 (See Columns and 04) =SI00,001 -$1,000,000 1.000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
{See Column C2) =Book Value V=Other =Estimated 
 
 
 
VJI. INVESTMENTS and TRUSTS --income, value, transactions (1nc1udes 11rose spouse and dependent children; see PP J4-6o filing im1r11c1ions.J NONE (No reportable income, assets, transactions.) --1  D.DcscripLion Assets Income durmg Gross alue end Transactions during reporting period 
(including trust assc1s) reporung penod reporting period (IJ--T--(2) -r--(!) ---(2) --(I) (2) (3) (4) (5)Place (X) afcr each assc1 Amounl Type Value Value Type Date Value Gain Identity Code div rent Code Method buy sell Monlh Code Code 
cxcmpl from prior discl osure 	buyer/sci lcr 
 
(if private trans----J 
52. 
Trust 9JCS) Interest 	(Part 
 
53. 
-RW Baird Money Market 	Sold 
 
 
4/21 
54. -Morgan Stanley Capital Trnst stock 	Sold 
4/21 
-Merrill Lynch PFD CAP stock 	Sold 
4121 
Pepsico Dividend 
57. Great Midwest Bank, Brookfield, Interest 
checking account 
58. Trust Interest 
(Part 
59. 
-RW Baird Money Market 
 
60. 
-Citigroup Capital stock 
 
61. 
-Satums Goldmans Sachs stock 
 
62. 
-ING Group stock 
 
 
-Royal Bank Scotland stock 
64. Trust Interest 
(Part 
65. 
-RW Baird Money Market 
 
66. 
-Citigroup Capital stock 
 
67. 
-Saturns Goldmans Sachs stock 
 
68. 
-ING Group stock 
Income Gain Codes: =$1,000 less =$1,00 -$2,500 (Sec Columns and 04) =$50,001 -SI00,000 =$100,001  $1,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 
 
 
(Sec Columns and DJ) =$250,001  $500,000 =$500,001 SI ,000,000 =$25,000,001 -$50,000,000 =Cost (Real Estate Only)V =Other Value Method Codes =Appraisal =Book Value (Sec Column CZ) =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 150,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$50,001 -$100,000 =$1,000,001  $5,000,000 =SI00,001 -$250,000 =$5,000,001  $25,000,000 =More than $50,000,000 =Cash Market =Assessment =Estimated 
Name erson Reporting 
Dale Report 
MIABAZ, JOHN 
4129120()9 INVESTltlENTS and TRUSTS -income, value, tra11suctio11s (Include. tlwse spou>e und dependent children; see PP-34-60 ojjiling instrucrions.) 
NONE (No reportable income. assets, transactions.) D.A 
Description Assets Income during Gross value end Transaclions during reporting period 
(including trust assetsreporting period reporting period (I) --(i)___ (2) (I) (2) -1)--T (4)____ ___ (.5i ____ jPlace (X) after each assel Amounl Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from pnor disclosure Code div., rent, Code Method buy, sell, Code Code buyer/seller	a(ifprivate 
--------__ H1_ _:_J (J-P) -:c=: --y--J 	______ 
69. Bank One n/k/a Chase Bank, Madison, Interest checking account 
70. MI Bank, Madison, Interest savings account Associated Bank, Madison, Interest checking acce>unt 
72. Incomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) F=$50,001  $100,000 =$100,001  Sl,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =S25,000,00I -$50,000,000 =More 1han $50,000,000 Value Method Codes 	Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
___j 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) Northwes1ern Mutual Life Insurance policies. 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI ct. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIF AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544