Skip to content

Judicial Watch • John C Shabaz Financial Disclosure Report for 2004

John C Shabaz Financial Disclosure Report for 2004

John C Shabaz Financial Disclosure Report for 2004

Page 1: John C Shabaz Financial Disclosure Report for 2004

Category:Financial Disclosure

Number of Pages:10

Date Created:December 13, 2005

Date Uploaded to the Library:November 13, 2013

Tags:SHABAZ, John C Shabaz, Madison, security, TRUSTEE, robert, trust, 2004, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

AO-IO Rev. 1/2004 Government Act 1978 FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) SHABAZ, .JOHN Court Organization U.S. District Court, W.D. Wis. Date Report 511012005 Title (Article 111 Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE ReportType (check appropriate type) Nomination, Date lnitial Almual Flnal Reporting Period 1/112004 12/31/2004 Chambers Office Address U.S. COURTHOUSE P.O. BOX 591 MADISON, 53701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer  

RTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) 
POSITTON NAME ORGANIZATION/ENTITY Custodian For benefit ofothers VII: entries 11, 12, 15, 
Co-Trustee Trust VII, entry Attachment 
Co-Trustee Irrevocable Trust VII, entry Attachment 
Co-Trustee Qualified personal residence trust 
Co-Trustee Qualified personal residence trust 

6.. Member Eastside Lutheran Church, Madison WI, treasurer serving coordinating council. Having responsibility for fund raising investments 
Member Madison Club, Madison WI, social club, member 
Member Cherokee Association,Madison WI, residential association, member. 
Member Cherokee CC, Madison WI, athletic social club, member 

10. 
Member Princeton Club, Madison, WI, member 

..._,  
Cf)   :::UZ fTl("')  NONE  -(No reportable agreements.)  OJ:; -q,'"Tj  
PARTIES AND TERMS Stipulation dated 1/3/1985 which Wisconsin Retirement System benefits have been irrevocablylassigned another (VII (alimony) 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Income 
 NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 	GROSS INCOME 
(yours, not spouse's) 
IV. 	--transpo1tation, lodging, food, eme1tainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.) Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) 
 NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 

Name Person Reporting 
Date Report 
SHABAZ, JOHN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No such reportable gifts.)
SOURCE 	DESCRIPTION 	cash 

VI. 	(Includes those spouse and dependent children. (No reportable liabilities.) 
VALUE CODE 

FINANCIAi._, DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
5/10/2005
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.)  
Income during  Gross value end  Transactions during reporting period  
Description Assets  reporting period  reporting period  
(including trust assets)  

Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code -H)  (2) Type (e.g. div. rent inl)  Value Code (J-P)  (2) Value Method Code (Q-W)  (!) Type (e.g. buy, sell, merger, redemption) not exempt from disclosure (2) (3) (4) (5) Date: Value Gain Idemity Month Code Code buyer/seller Day (J-P) (A-1-1) (if private transaction)  
DNONE  (No reportable income, assets, transactions)  Trust  Interest Div  Attachment  Government Life Ins. (VA)  Interest  Federated Utility Fund, Inc. IRA  Dividend Int  12/31  Required IRA Distr for 2004  Wisconsin Retirement System  Pension  (Part II,  U.S. Savings Bonds  Interest  Wisconsin SER 1990 BDS, Higher Education Service  Interest  Bank Mutual Corp.  Dividend  (Part  Robert Baird Co. FBO Aggregate Pension PFT  Interest Div  Attachment  12/31  Required 401K Distr for 2004 Spectrum Signal Dividend 
IO. Irrevocable Trust Interest Div Attachment (Part 
11. 
Massachusetts Investment Trust, Interest Div (Part 

12. 
Massachusetts Investment Trust, Interest Div (Part 

13. 
Pepsico Dividend 

14. 
Great Midwest Bank, Brookfield, Interest Checking account 

15. 
New Economy Fund Interest Div (Part 1,1) 

16. 
New Economy Fund Interest Div (Part 

17. 
Bank One, Madison, Interest Checking account 

18. 
MI Bank, Madison, Interest Savings account Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5.000,000 =More tban $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001C$100,000 $100,001-$250,000  
(See Colwnns and 03) $250.000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $5.000,001-$50,000,000  =$More than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment Cash/Market  
(See Colwun C2)  =Book Value  =Other  =Estimated  

SHABAZ, JOHN 
Date Report: 5/10/2005 
ATTACHMENT (PART VII, ITEM 
TRUST 

SECURITY  INCOME  AMOUNT and MARKET VALUE  
General Government Securities  
Citigroup  Capital  VIII  
CORTS Bell South  
Abbey 7.25%  National -7.375%  PLC  

The following purchases took place during the year 2004 and are assets said trust 12/31/04: 

SECURITY INCOME AMOUNT and MARKET VALUE Bought: 

Firserv Inc. 
Saturns Goldman Sachs 
Sold: 
Oracle Corp. 

SHABAZ, JOHN Date Report: 5/10/2005 
ATTACHMENT (PART VII, ITEM 
Robert Baird Self-Directed Pension/Profit Plan and Trust Robert Baird Co., 
Inc., Trustee, FBO John Shabaz Keogh Profit Sharing, Milwaukee, Wisconsin, lllllllt 
The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co. Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2004 are follows: 
SECURITY INCOME MARKET VALUE 
Exchange Natl 

0.000 01/06/06 
Chicago 

Exchange Natl 

0.000 02/07/06 
Chicago 
Lasalle Natl Bank Zero CPN 

10/31/08 
Green Tree Finl Corp. Due 02/01/30 Bank 

ATTACHMENT (PART VII, ITEM Page 

Common Stock follows: 
General Electric Co. Johnson Johnson Kohl's Corp. Cisco Systems Inc. Oracle Corp. Pfizer Incorporated Amgen Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP 
U.S. Bank Abbey National PLC Cash 
The following transactions took place during the year 2004: 

SECURITY AMOUNT Bought: PLC 
7.375% 
Lynch PFD 
Goldman Sachs 
Sold: 
03/04/04 LaSalle Natl Bank Zero Cpn 
10/14/04 Citigroup, Inc. 

SHABAZ, JOHN 

Date  
ATTACHMENT (PART Irrevocable  VII, Trust  ITEM  
Money Mkt Bank  Cash  Account,  
GNMA GNMA  Pool Pool  #305552 #316399  8.75% 9.25%  5/15/11 8/15/02  

Maricopa County Revenue Bond 
Prairie Chien Wis Redev Auth Redev Lease DEV FIN ATH PRVENA HLTH RFDG MBIA B/E due 05/15/23 
WISCONSIN HLTH EDL FACS AUTH AMBAC UTD due 12/15/27 
Federal Nat'l Mortgage Assoc. 
Merrill Lynch PFD CAP 7.28% 

Common Stock follows: 
Harley Davidson, Inc. Hewlett-Packard Intel Corp. Microsoft Midwest Express Holdings Time Warner Inc. Tyco Agilent  Report  5/10/2005  
10)  
INCOME  VALUE  

The following transactions took place during the year 2004: SECURITY AMOUNT 

Bought: 
12/29/04 Saturns Goldman Sachs 

Name Person Repmting 
Date Report 
SHABAZ, JOHN 

(Indicate pan Report.) 
vm. ADDITIONAL INFORMATION EXPLANATIONS Northwestern Mutual Life Insurance policies. 

Name Person Reporting 
Date Report 
SHABAZ, JOHN 

5/10/2005 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been rep011ed are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

May 10, 2005 
.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Colwnbus Circle, N.E. Washington, D.C. 20544