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Judicial Watch • John C Shabaz Financial Disclosure Report for 2005

John C Shabaz Financial Disclosure Report for 2005

John C Shabaz Financial Disclosure Report for 2005

Page 1: John C Shabaz Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:13

Date Created:February 5, 2007

Date Uploaded to the Library:November 13, 2013

Tags:SHABAZ, John C Shabaz, Madison, Sachs, security, TRUSTEE, trust, 2005, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-Jll) Person Reporting (last name, first, middle initial) SHABAZ, JOHN Court Organization U.S. District Court, W.D. Wis. Date Report 03/24/2006 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address U.S. COURTHOUSE P.O. BOX591 MADISON, 53701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME Custodian  For benefit ofothers VII: entries II, 12, 15, 
Co-Trustee 	Trust VII, entry Attachment 
Co-Trustee 	Irrevocable Trust VII, entry Attachment 
Co-Trustee 	Qualified personal residence trust 
Co-Trustee 	Qualified personal residence trust 
Member Eastside Lutheran Church, Madison WI, treasurer serving coordinating counsel. Having responsibility for fund raising investments 
Member 	Madison Club, Madison, WI, social club, member RESIGNED 
Member 	Cherokee Association,Madison WI, residential association, member. 
Member 	Cherokee CC, Madison, athletic social club, member 

IO. Member 	Princeton Club, Madison, WI, member 
!I.Member 	Lakeside Lutheran School, Lake Mills, WI, Board Regents. Havin 
responsibility for fund raising investments. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 	Stipulation dated 1/3/1985 which Wisconsin Retirement System benefits have been irrevocably assigned another. (VII-4) (alimony) 

03/24/2006
SHABAZ, JOHN 

SOURCE AND TYPE 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME (yours, not spouse's) 

-I/you were married during any portion the reporting year, complete this section. 
[KJ 
[KJ 

03/24/2006
SHABAZ, JOHN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) 

[Kl 

Date Report 
03/24/2006
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) (3) (4) (5) Date Value Gain Identity Month Code Code buyer/seller Day (J-P) (A-H) (if private transaction) Income Gain Codes: =$1,000 less 1.00 -$2.500 =$2,501 -$5.000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1.000,000 1.000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50.001 -$100,000 =$I 00.001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500.00 -$1,000,000 =$1.000,00 -$5,000.000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000.001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other :::Assessment =Book Value =Estimated  

03/24/2006
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Valle Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. MI Bank, Madison,  Interest  savings account  
19. Associated Bank, Madison,  Interest  open  09/29  checking account  
20. Goldman Sachs  Dividend  buy  09/I9  
21. Morgan Stanley  Dividend  buy  12/IO  
22.  
23.  
24.  
25.  
26.  
27.  
28.  
29.  
30. Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2,50I -$5,000 ,,,,$5,001 -$15,000 =$!5,00! -$50,000  
(See Columns and 04) =$50,00I -$I 00,000 =$100,00I -$1,000,000 =$1,000,001-$5.000,000 ==:More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$I 00,00 -$250,000  
{See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

SHABAZ, JOHN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlo/ReporL) Northwestern Mutual Life Insurance policies. 

SHABAZ, JOHN 
03/24/2006 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
March 24, 2006 
Signature FILE THIS REPORT MAY SUBJECT CIVIL 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

ATTACHMENT (PART VII, ITEM TRUST 

SECURITY INCOME AMOUNT and MARKET VALUE 
General Government Securities 
Citigroup Capital VIII 

CORTS Bell South  
Abbey 7.25%  National -7.375%  PLC  
Firserv  Inc. turns Sachs  Goldman  
The  following  transfer  took  place  during  the  year  2005:  

DATE  SECURITY  INCOME  AMOUNT and MARKET VALUE  
Transferred In:  
12/06/05  Exchange Natl 0.000 01/06/06 Chicago  

SHABAZ, JOHN Date Report: 3/24/2006 
ATTACHMENT (PART VII, ITEM 
Robert Baird Self-Directed Pension/Profit Plan and Trust Robert Baird Co., Inc., Trustee, FBO John Shabaz Keogh Profit Sharing, P.O. Box 672, Milwaukee, Wisconsin, 53201 
The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co., Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2005 are follows: 
SECURITY INCOME MARKET VALUE 
Exchange Natl 
0.000 01/06/06 
Chicago 

Exchange Natl 
0.000 02/07/06 
Chicago 

Lasalle Natl Bank Zero CPN 10/31/08 
Green Tree Finl Corp. Due 02/01/30 
MI Bank (f/k/a Bank) 
Common Stock follows: 
General Electric Co. Johnson Johnson Kohl's Corp. Oracle Corp. Amgen Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP 

ATTACHMENT (PART VII, ITEM Page 
Common Stock continued: 

SECURITY INCOME MARKET VALUE 
Abbey PLC 7.25% Saturns Sachs Cash 
The following transactions took place during the year 2005: 

Bought: 07/01/05 09/19/05 09/26/05 
Sold: 07/01/05 09/15/05 
Transferred out: 
12/06/05 
SECURITY  AMOUNT  
Bank  America  Corp  
Morgan  Stanley  Capital  
Corp  Backed  Trust  CTS  
Goldman  Sachs  
Pfizer  Incorporated  
Cisco  Systems  Inc.  
Exchange  Natl  
0.000  01/06/06  
Chicago  

SHABAZ, Date 
ATTACHMENT (PART VII, ITEM Irrevocable Trust 
Money Mkt Cash Account, 
MI Bank (f/n/a Bank) 

GNMA Pool #305552 8.75% 5/15/11 
GNMA Pool #316399 9.25% 8/15/02 
Maricopa County Revenue Bond 
Prairie Chien Wis 
Redev Auth Redev Lease DEV FIN ATH PRVENA 
HLTH RFDG MBIA B/E 
due 05/15/23 
WISCONSIN HLTH EDL 
FACS AUTH AMBAC UTD 
due 12/15/27 
Federal Nat'l Mortgage Assoc. -delete, 
Merrill Lynch PFD CAP 7.28% 
Saturns Goldman Sachs 
Common Stock follows: 

Harley Davidson, Inc. 
Midwest Express Holdings 
Agilent 
The following transactions took place during the year 2005: 

SECURITY AMOUNT 
Bought:  
09/19/05  Corp  Backed  Trust  CTS  
Goldman  Sachs  
09/19/05  Morgan  Stanley  Capital  

ATTACHMENT Page  (PART  VII,  ITEM  10)  
Sold:  DATE  SECURITY  AMOUNT  
09/20/05  Hewlett-Packard  
09/20/05  Intel Corp.  
09/20/05  Microsoft  
09/20/05  Time Warner Inc.  
09/20/05  Tyco



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