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Judicial Watch • John C Shabaz Financial Disclosure Report for 2007

John C Shabaz Financial Disclosure Report for 2007

John C Shabaz Financial Disclosure Report for 2007

Page 1: John C Shabaz Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:17

Date Created:November 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Saturns, SHABAZ, John C Shabaz, Attachment, Sachs, CAPITAL, security, money, trust, Market, 2007, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.Capp. 101-ll Person Reporting (last name, first, middle initial) SHABAZ, JOHN Court Organization U.S. District Court, W.D. Wis. Date Report 05101/2008 Title (Article Ill judges indicate active senior status; magistrate judges mdrcate full-or part-time) U.S DISTRICT JUDGE -ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2007 12/31 /2007 Chambers Offi1:e Address COURTHOUSE BOX 591 MADISON, 53701 the, basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance Yith applicable laws and regulations. DateReviewing Officer  
JMPO ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Custodian For benefit others Vll: entries 12, 15, Co-Trustee Trust Vil, entry Attachment 

Irrevocable Trust Vil, entry 10, tachment 
Qualified personal residence trust 
Qualified personal residence trust 
term expired -treasurer, Eastside Lutheran Church 
Cherokee Association,Madison Wl, residential association, member. 
Cherokee CC, Madison, athletic social club, member 
voluntarily terminated -Lakeside Lutheran School, Board Regents ....... 

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instnictions.) 
NONE (No reportable agreements.) 

(Vll-4) (alimony) 

Date Report 
05/01/2008
SHABAZ, JOHN II. N-INVESTJVJENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 

-I/you were married tl11ring any portion the reporting year, complete this section. 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children: see pp. 25-27 offihng instructions.) 
NONE (No reportable reimbursements) 
[ZJ 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
SllABAZ, JOHN 
05/01/2008 GIF1""'S. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
l2J NONE (No reportable gifts.) 
DESCRIPTION VALUE

VI. JTJES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) 
l2J 

CREDITOR VALUE CODE 

Date Report 
05101/2008
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS -income, value, 1ra11sactio11s r1nc1udes those spouse amt dependent c1ii1dre11; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
------ 
Description Assets Income during 
Gross value end 
Transactions during reporting period 
(111clud1ng trust assets) reporting period 
reporting period 
(I) (3) 
v"''" 
Gain Jdentity 
(I)
Amount 
Code 

(2)
""' 
Month Place "(X)" after each asset 
Type (e.g., 
Value 
exempt from prior disclosure 
div., rent, Code 2(J-P)  Code 
Code buyer/seller 
(A-H) int.) 
Day (J.P) 
(ifpnvatc
(Ml)-.. 
transaction) Jncorne Ciam Codes ""51,000 less 0s1,001  Sl,500 =Sl,501  SS,000  D0S5,00I -515,000  
(See Columns and 04) "S50.00I -SI00,000  G=$100,001  .000.000 "SI ,000.00 -15,0llll,OOO "'More !han SS,000,000 Value Codes ,,,5 15,000 less 0$15,001550.000  L=S50.00 SI 00,000  11=SI00,001 -5250.000  
(See Columns and D3) "S250,00t  S500,000  0=S500,00t SI ,000,000 ,000,00 5.00,000 =$5.000,001  S25.llllll.OOO "S25,ooo,oot. sso.000.000 =More than $50,000,000 Value Method Codes ""'Appraisal :=Cost (Real Estate Only) ""As.sessment  T=Cash Market  
(See Column ""Book Value  V=Other ""Estimated  

Date Report 
05/01/2008
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
exempt from prior disclosure 

Place "(X)" after eaeb asset 

Date Report 
05/01/2008
SHABAZ, JOHN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) Northwestern Mutual Life lnsurancc policies. 

Date Report 
SHABAZ, JOHN 
0510 /2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFY AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544 

ATTACHMENT (PART VII, ITEM 

TRUST 

SECURITY INCOME AMOUNT and 
MARKET VALUE General Government Securities Cash Money Market 
Citigroup Capital VIII 
CORTS Bell South ING Groep Royal Bank Scotland 
The following transactions took place during the year 2007: 
none 

SHABAZ, JOHN Date Report: 5/1/2008 
ATTACHMENT (PART VII, ITEM 
Robert Baird Self-Directed Pension/Profit Plan and Trust Robert Baird Co., Inc., Trustee, FBO John Shabaz Keogh Profit Sharing, Milwaukee, Wisconsin, 

The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co. Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2007 are follows: 
SECURITY INCOME MARKET VALUE 
Lasalle Natl Bank Zero CPN 10/31/08 
Green Tree Finl Corp. Due 02/01/30 MI Bank 
Morgan Stanley Capital 
Corp Backed Trust CTS Goldman Sachs 
Corp Backed CTFS Republic New York Corp 
Citigroup Capital 
Common Stock follows: 
General Electric Co. Johnson Johnson Kohl Corp Oracle Corp. Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP Bank America Corp Saturns Goldman Sachs Cash/Money M2rket 
ATTACHMENT (PART VII, ITEM Page 
The following transactions took place during the year 2007: 
DATE  SECURITY  AMOUNT  
Sold/ Redeemed:  
5/24/07  Amgen  
12/12/07  ING  Group  
Bought:  6/7/07  ING  Group  INCOME  AMOUNT  
12/10/07  Royal  Bank  Scotland  

SHABAZ, JOHN Date Report 5/1/2008 
ATTACHMENT (PART VII, ITEM 10) Irrevocable Trust 
INCOME VALUE 
Money Mkt Cash Account, MI Bank 
GNMA Pool #305552 8.75% 5/15/11 
Maricopa County Revenue Bond DEV FIN ATH PRVENA 
HLTH RFDG MBIA B/E due 05/15/23 WISCONSIN HLTH EDL 
FACS AUTH AMBAC UTD due 12/15/27 Merrill Lynch PFD CAP 7.28% 
Saturns Goldman Sachs Corp Backed Trust CTFS Goldman Sachs 
Morgan Stanley Capital Royal Bank Scotland ING Groep 
Common Stock follows: Midwest Express Holdings 
The following transactions took place during the year 2007: 
DATE  SECURITY  AMOUNT  
Sold:  
5/15/07  GNMA  Pool  #316399  
9.25%  8/15/02  

ATTACHMENT (PART VII, ITEM 10) 

SECURITY INCOME AMOUNT 
Bought: 
6/7/07 ING Groep 

ITEM 11) TRUST CUSTODIAN 

SECURITY INCOME AMOUNT and MARKET VALUE 
General Money Market/ Cash turns Goldmans Sachs 
Morgan Stanley Capital Trust PFD 25% 
Corp Backed Trust CTFS Goldman Sachs 
Merrill Lynch 
The following transactions took place during the year 2007: 
DATE SECURITY 	AMOUNT 
Called Redeemed: 
5/21/07 	Morgan Stanley CAP PFD 7.25% 
Bought: 6/7/07 ING Groep 

ATTACHMENT (PART VII, ITEM 12) 

SECURITY INCOME AMOUNT and MARKET VALUE 
General  Money  Market/  
Cash  
Morgan  Stanley  Capital  
Trust PFD  6.25%  
Merrill  Lynch  

The following transactions took place during the year 2007: 
SECURITY 
AMOUNT Sold/ Redeemed: 
5/31/07 Saturns Goldmans Sachs 

ATTACHMENT (PART VII, ITEM 15) 
INCOME AMOUNT and 
MARKET VALUE General Money Market/ Cash 
Citigroup Capital PFD 7.25% Saturns Goldmans Sachs ING Groep Royal Bank Scotland 
The following transactions took place during the year 2007: DATE AMOUNT

Called Redeemed: 2/7/07 Saturns BellSouth 

ATTACHMENT (PART VII, ITEM 16) 

SECURITY INCOME AMOUNT and MARKET VALUE 
General  Money  Market/  
Cash  
Citigroup  Capital  PFD  7.25%- 
Saturns  Goldmans  Sachs  
ING  Groep  

The following transactions took place during the year SECURITY Sold: 
2/7/07 Saturns BellSouth 12/10/07 Royal Bank Scotland



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