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Judicial Watch • John C Shabaz Financial Disclosure Report for 2008

John C Shabaz Financial Disclosure Report for 2008

John C Shabaz Financial Disclosure Report for 2008

Page 1: John C Shabaz Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Baird, John C Shabaz, Sachs, CAPITAL, money, trust, stock, Market, 2008, EPA, Financial Disclosure, ICE, CIA, financial, income, Judge


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Shabaz_John_C 

Dale Roporl
SllABAZ, JOllN 
4i29/2009

HJ. N0N-INVESTl!JENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 
[{] 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion t>fthe reporting year, complete this section. (Do/Im umoum not required except.fi>r honoraria.) 
NONE (No reportable non-investment income.} 
[{] 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, idging,Jood, elllertainment. (Includes those spouse and dependen children: see pp. 25-2 instructions.) 
[{] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

D"te Report 
SllABAZ, JOllN 
4/29/2009 
lZJ 

DESCRIPTION VALUE 
!. FTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 

VI. LIAB LJTJES. (/nc/11des those spo11se and dependent children; see pp. 32-33 filing instructions.) 
lZJ NONE (No reportable liabilities.) 
VALUE CODE 

l>alc Report
SHABAZ, JOHN 
4!2912009 
VII. INVESTMENTS and ,..fR STS --income, iatue, rra11saL1io11s onc1udes 11tose spouse and dependent d1ildren; see pp. 34-60 of.filing insrruaions.1 NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Income during
A;unt Typ
Gross 'alue end
Transactions during reporting period 
-----------1 --- -----
Code 
(5) (2) (3) (4)
Date Value Gain Identity

Type (e.g Place "(X)" alter each asset exempt from prior disclosure 

cg, div., rent, 

_L_I 

buyer/seller 

--t;:)

Code buy, sell, Method 
Month -Code Code 
redemption) Day (J-P) 
_i_ 
(Q-W)_l__ --L .... ---------
... 
-.. --
Trust#! Interest 	(Part - ---... ..... 
-RW Baird Money Market -Citigroup Capital VIII Stock 

 
fi. Income Gai 	less ------B =SJ.001 -$2,500 -----c =$2.soi -$5000 =$5,00t -$15,000 5,00 -$50.000 
(See Columns and 04) =$50,001 -$100,000 =SI00,001 -SI ,000,000 fll =St,000,00t -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SIS,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,00t -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00t -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated
--------- --------------------	-----------------------
Oatc Report 
SllABAZ, JOHN 
4129/2009 
VII. lNVESTl1ENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependem children; see"" J-1-60 line i11str11crio11s.; 
Transactions during re-porting period 
Value 
NONE (No reportable income, assets, transactions.) Description As.sets 
Income during Gross value end 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure reporting period
.... ---i-------. 
(I) (2)
Type (e.g . 
(5)
Amount; 
Identity buy, sell, redemption) 
___--..J.......... M:; _];:; __I 
et-: Typ1:e Date 
Code 
(A-H) div., rent, Code Method 
Code int.) (J-P) 

(Q-W)
-------  --------1 
18.  -Morgan Stanley Capital fund  
19. 20. 21.  -Corp Backed Tmst CTS Goldman Sachs -Corp Backed CTFS Republic New Corp bond -Citigroup Capital stock  '  
22. 23.  -General Electric stock -Johnson Johnson stock  -  
24.  -Kohl's Corp. stock  
25.  -Oracle Corp. stock  
26.  -Citigroup Preferred stock  
27. 28.  -Bell South Cap. stock -Merrill Lynch PFD CAP stock 
29.  -Bank America Corp stock  
30.  -Satums Goldman Sachs stock  
31.  -Royal Bank Scotland stock  Sold  10/13  
32.  Trust (Irrevocable Tmst)  Interest  (Part  
33.  -RW Baird Money Market  
34.  -GNMA Pool bond  

 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =s5.oo -s15.ooo -----E-:,$1s.oo1-:$50.000 (Sec Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 More than$5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 $250,000 
(Sec Columns and 03) =$250,00I $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS 
--income, value, 1ru11sac1io11s r1ndudes those ofspous. u11d dependent children; see pp. 34-60 o!Jilinc instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period reporting period 
Place "(X)" after each asset Aunt:-yp2ie.g. -Typ:?c.g, "Tl'lde;;y :;n --1
exempt from pror disclosure Code div., rent, Code Method buy, sell. Month Code Code buyer/seller
ior edonI 
-___
__L--l _1?;tl: =:i)
-----------
35. 
-Maricopa County Revenue Bond 

36. 
-IL DEV FIN ATH PRVENA HLTH 

37. 
-Wisconsin HLTH EDL FACS AUTH bond 

38. 
-Merrill Lynch PFD CAP stock 

39. 
-Saturns Goldman Sachs stock 

40. 
-Corp Backed Trust CTFS Goldman Sachs tock 

41. 
-Morgan Stanley Capital stock 

42. 
-Royal Bank Scotland stock 

43. 
-ING Group stock 

44. 
-Midwest Express stock Sold 2/1 

45. 
Trust t9JCS) Interest (Part 

-RW Baird Money Market 
47. -Saturns Goldmans Sachs stock 
-Morgan Stanley Capital Trust stock 
49. 
-Corp Backed Trust CTFS Goldman Sachs tock 

50. 
-Merrill Lynch PFD CAP stock 

51. 
-ING Group stock Income Gain Codes: 1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15.000 (See Columns and 04) =SI00,001 -$1,000,000 1.000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
{See Column C2) =Book Value V=Other =Estimated 

VJI. INVESTMENTS and TRUSTS --income, value, transactions (1nc1udes 11rose spouse and dependent children; see PP J4-6o filing im1r11c1ions.J NONE (No reportable income, assets, transactions.) --1  D.DcscripLion Assets Income durmg Gross 'alue end Transactions during reporting period
(including trust assc1s) reporung penod reporting period (IJ--T--(2) -r--(!)" ---(2) --(I) (2) (3) (4) (5)Place "(X)" afcr each assc1 Amounl Type Value Value Type Date Value Gain Identity Code div rent Code Method buy sell Monlh Code Code
cxcmpl from prior discl osure 	buyer/sci lcr 

(if private trans----J 
52. 
Trust 9'JCS) Interest 	(Part 

53. 
-RW Baird Money Market 	Sold 

4/21 
54. -Morgan Stanley Capital Trnst stock 	Sold 
4/21 
-Merrill Lynch PFD CAP stock 	Sold 
4121 
Pepsico Dividend 
57. Great Midwest Bank, Brookfield, Interest 
checking account 
58. Trust Interest 
(Part 
59. 
-RW Baird Money Market 

60. 
-Citigroup Capital stock 

61. 
-Satums Goldmans Sachs stock 

62. 
-ING Group stock 

-Royal Bank Scotland stock 
64. Trust Interest 
(Part 
65. 
-RW Baird Money Market 

66. 
-Citigroup Capital stock 

67. 
-Saturns Goldmans Sachs stock 

68. 
-ING Group stock 
Income Gain Codes: =$1,000 less =$1,00 -$2,500 (Sec Columns and 04) =$50,001 -SI00,000 =$100,001  $1,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 

(Sec Columns and DJ) =$250,001  $500,000 =$500,001 SI ,000,000 =$25,000,001 -$50,000,000 =Cost (Real Estate Only)V =Other Value Method Codes =Appraisal =Book Value (Sec Column CZ) =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 150,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$50,001 -$100,000 =$1,000,001  $5,000,000 =SI00,001 -$250,000 =$5,000,001  $25,000,000 =More than $50,000,000 =Cash Market =Assessment =Estimated 
Name erson Reporting 
Dale Report
MIABAZ, JOHN 
4129120()9 INVESTltlENTS and TRUSTS -income, value, tra11suctio11s (Include. tlwse spou>e und dependent children; see PP-34-60 ojjiling instrucrions.) 
NONE (No reportable income. assets, transactions.) D.A
Description Assets Income during Gross value end Transaclions during reporting period 
(including trust assetsreporting period reporting period (I) --(i)___ (2) (I) (2) -1)--T (4)____ ___ (.5i ____ jPlace "(X)" after each assel Amounl Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from pnor disclosure Code div., rent, Code Method buy, sell, 'Code Code buyer/seller	a(ifprivate 
--------__ H1_ _:_J (J-P) -:c=: --y--J 	______
69.  Bank One n/k/a Chase Bank, Madison,  Interest  checking account  
70.  MI Bank, Madison,  Interest  savings account  Associated Bank, Madison,  Interest  checking acce>unt  
72. Incomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) F=$50,001  $100,000 =$100,001  Sl,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =S25,000,00I -$50,000,000 =More 1han $50,000,000 Value Method Codes 	Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
___j 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) Northwes1ern Mutual Life Insurance policies. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI ct. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIF AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544