Skip to content

Judicial Watch • John D. Bates – 2010

John D. Bates – 2010

John D. Bates – 2010

Page 1: John D. Bates – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 9, 2013

Date Uploaded to the Library:June 29, 2014

Tags:John D Bates, Bates, Energy, Group, 2010, INVESTMENTS, spouse, transactions, TRUSTS, dividend, reportable, disclosure, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

FOR CALENDAR YEAR 2010 Person Reporting (Last name, first, middle initial) Court Organization Date Report Bates, John U.S. District Court for the District Columbia March 11,2011 
Title 	(Article 111judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 
1/1/2010 12/31/2010 District Judge Article III (active) Initial Annual Final 5b. __Amended Report Chambers Office Address the basis the information contained this Report and any modifications 
pertaining thereto, is, opinion, compliance with applicable laws and 
333 Constitution Ave., regulations. 
 
Washington, 20001 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must. befollO~v~d: Complete ail parts, checking the NONE box]or each pare where you ha~e reportaD!~ information.., Signonlast page POSITIONS. (l~ei~orting individual only; see pp. 9-13 lttstruclions.) 
~NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only: see pp. 14-16 Instructions.) 
~NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
 
IlL NON-INVESTMENT INCOME. meporting i,,m~id, ond spo~e: pp. Z-: ~ns~t~o~.) Fliers Non-lnvestment Income 
~_~ 
NONE (No reportable non-investmentincome.) DATE 
 
SOURCE AND TYPE 	INCOIVlE 	Spouses Non-Investment Income -lfyou were married during any portion the reporting year, please complete this section (dollar amount not required except for honoraria). 
~NONE (No reportable non-investment income.) 2010 
 
 
Bates, John 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 Instructions.) 
NONE (No such reportablereimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PROVIDED PAID 
The Center for the Constitution 6/15/20116/16/2011 Montpelier Station, Non-FJC Educational Semir~,f Meals, lodging, and vehicle expense (mileage)  NONE such SOURCE gifts.) DESCRItr[ION VALUE 
VI. LIABILITIES. a,,a~es,hose o[spo~ ana aependent cl~ildren See pp. 32-33 oflnztr~ctions.) 
NONE (No reportable liabilities.) CREDITOR DgSCRIPTION VALUE CODE 
 
Name Person Reporting 
John Bales 
 
spouse 
VII. Page INVESTMENTS and TRUSTS income, value, transactions 
and dependenl children. See pp. 34-60of Instructions.) 
INONE 0qO rcponablein.come, assets, transactions.) 
Wachovia Wells Fargo Account Bank Amer Common Baxter htq Common Group PLC CISCO Sys. Common Chevron Corp. Common CINN Financial Corp. Common Illinois Tool Works Common Dow Chem Common 
-Dreyfus Money Market 
None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend sell buy buy/sell 
 
Val0eMeth _~1 
(S~ Col. C2) 
 
 
John Bates March 2011 
VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-60 lnstructions.) 
~lg Enterprise Prod Common FISERV Inc. 
[20 -HPCommon Di~dend Home Depot Common Di~dend 
:22 !23 HCC Ins. HJdgs Common --lntl Game Tech.- Common Di~dend Di~dend -.IP Morgan Chase Co. Common Di~dend 
2.$ Johnson Johnson- Common Cornmu Common Difidend Di~dend buy Marriott Intl Common Di6dend McDonalds Common Di~dend !30 MetLife-Common Morgan Stanley- Common Di~dend Dividend Vodaphone Group Common None buy 8/2 
!32 Omnicon Common Pfizer- Common Pepsico Common Di~dend Di~dend Di~dend 
 
Date Report 
 
John Bates March 2011 
 
VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-60 lnstructions.) 
(No reportable income, assets, transactions) 
[3~ i36 !37 i38 Principal Finl Common Procter Gamble Common Semprn Fmergy Common Staples-Common TJX Co. Common Dividend Dividend Dividend Di~dend Frontier Comma. Common United Health Common i42-Veriz.on Common Dividend Dividend Am. Elec. Pwr. Preferred Interest 
-Dominion Res. Preferred Interest 
-P~dential Finl Preferred XCEL Energy Preferred Interest Interest 
!43 MorganS~nleySmithB~rney Jo[nl AXA Equitable Life A~muity AES Co~p. Common None sell spinoff sell buy buy buy buy 7/21 i=:. 
Date Report 
John Bates 
 
VII. Page INVESTMENTS and TRUSTS income, vahle, transactions(Includes those 
spouse and dependent children. See pp. 34-60 Instructions.) 
 
NONE (No reportable income, 
assets, transactions) 
 
-Amer. Tower Corp. Class None :48 Barclays Bank Pref. Dividend 
-Citibank Money Fund Interest buylsell 
-Davita Inc. None 
 
None 
--Energy Transfer Pins Dividend 
 
-Electronics for Imaging i56 Fiser~ Inc. Common None sell Duke Energy Corp. Dividend 
-Halliburton Co. Hldgs. Dividend 
 
-Howard Cry. Bond Interest 
-Intuit Inc. 
-MD Dept HSGComm. Dev Bond 
 
-NY Comm. Bancorp. Dividend 
Continued attached pages Section VII, pages 
(Se~ Col. Value C.od~s:   
(See C01.CI~ D3) Value.Methdd 
(See Col. C2) 
 
 
March 11,2011 
VII. Page 5__ INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) NONE (No reportable income, assets, transactions) 
!64. Cry. Bond 165. --Powershares Ex-Traded Fund D~_a__rni~c_Biotec~h Gen__~ome 66. Schwab Chs. Corp. 67. Time Warner 68. Unum Group 69. United Health Common 70. Univ. System Bond 71. Western Union Common 72. Wash. Sub. San. Dt. Bond 73. Bristol Myers Squibb 74. Vodaphone Group PLC 
!75. Europacific Growth Fund 
MorganStanleySmfih B~irheF~ 76. ATT Inc. Common 77. Cameron Intl Common 
Dividend 
Dividend -K~ 
Dividend 
Dividendi Interest 
!Dividend 
!Interest 
Dividend 
Nolle sold 10/21 
None buy sell .1/25 10/21 
Dividend 
None 
VII. Page.6 INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
NONE (No reportable income, assets, transactions) 
78. Centerpoint Energy Common 
 
79. Colgate Palmolive Common 
 
80. Conagra Fooods Common 
81. Dreyfus Money Market 
 
82. Forest Oil Corp. Common 
 
83. 
 
 
84. HCC Ins. Hldgs. Common !85. Hain Celestrial Group Common 
 
 
86. IShares TR-DJ Tranps. Index Fund 
 
87. 
 IShares Global Ind Index Fund 
 
 
88,-- IShares Dow Jones Health Care Providers Index Fund 
89. IBM Common 
 
90. Permey Common 
 
91. Medtronic Common 
 
92. Pactiv Corp. Common 
 
 
~)3.-= Powershares Dynamic 
,qemiconductors 
;)4.-- Powershares Dynamic Media 
?ortfolio ivi~ten~_ 
 
Dividend 
Dividend 
Dividend buy/sell 
1/21 None sell 
!Dividend 
 
 oneI 
Dividend 
Dividend 
Dividend Dividend 
 
,Dividend IDividend None merger 11/17 [Dividendl Dividend[ 
3:(S~CoI..C2) .... 
 
lqa~e Person Repoaing John Bates Date Rel~rt --~ 
 
March 11,2011 
 
VII. Page INVESTMENTS and TRUSTS income, value, transactions (tncludes those 
spouse and dependent children. See pp. 34-60 lnstructions.) 
NONE (No reportable income, 
assets, transactions) 
95.--Select Spector SPDR Energy~ 
96.--SP NoAm Tech Software Index Fund 97.--SPDR Index SHS FDS Wilshire [ntl Real Estate 
98.--SPDR SP Retail ETF 
?9.--SPDR SER KBW CAP MKTS ETF 
100.-SPDR SER KBW ETF 
101.--SPDR SER KBW INS ETF 
 
102.--United Tech Common 
103.--Vanguard Consumer Staples ETF 
104.--Vanguard Health Care ETF 
 
I105.--Vanguard Info Tech ETF 
106.--Vanguard Inti Equity (European) 2TF 107.-Wisconsin Energy Holding 2ommon 
108.--TIAA CREF Ret. Acct. Dividend 
None Div--idend[ Dividend sell ~Dividend Dividend Dividend Dividend. Dividend Divid.end Dividend Dividend Dividend 
None buy var. 
 
March 2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance girls which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
ignature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.) 
Mail-si