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Judicial Watch • John D. Bates – 2012

John D. Bates – 2012

John D. Bates – 2012

Page 1: John D. Bates – 2012

Category:Federal Judges

Number of Pages:11

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:John D Bates, Bates, Energy, 2012, Market, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978
Rev. 1(2013 
FOR CALENDAR YEAR 2012 U.S.C. app. 101-11 Person Reporting (last name, first, middle initial) Bates, John Court Organization U.S. District Court for the District Columbia Date Report 05/07/2013 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge -Article Ill (active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
333 Constitution Avenue Washington, 20001 
IMPORTANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS, (Reporting individual only; see pp. 9-13 filing ins/rue/ions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instr11clions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[ZJ NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/07/2013
Bates, John GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Bates, John 
05/07/2013 
VII. INVESTMENTS and TRUSTS -inl'ome, vatue, transactions r1nc1udes ttwse ofspause and dependent children; see PP 14-60 offmnc ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust ass ets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less  8=$1.001-$2.500 =$2.501 -$5.000  D=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 I00.00 I-$1.000.000  Ill =$1,000.00t -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
{See Columns and 03) =$250.00 -$500.000  0=$500,001-$1.000.000 =$1,000.001 -$5.000.000 =$5.000.00t -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) ::Asscssmcnl =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 

05/07/2013
Bates, John 
Vil. INVESTMENTS and TRUSTS -income, va11te, transactions r1nc111des those spouse and dependent children; see PP 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. --Fiserv Inc. -Common  None  
19. --HP -Common  Dividend  
20. --Home Depot -Common  Dividend  
21. --HCC Ins. Hldgs. -Common  Dividend  
22. -Int'! Game Tech. -Common  Dividend  
23. --JP Morgan Chase Co. -Common  Dividend  
24. --Johnson Johnson -Common  Dividend  
25. --L3 Communications -Common  Dividend  
26. -Marriott Int'] -Common  Dividend  
27. --McDonalds -Common  Dividend  
28. --MetLife -Common  Dividend  
29. --Morgan Stanley -Common  Dividend  
30. --Vodaphone Group -Common  Dividend  
31. --Omnicon -Common  Dividend  
32. --Pfizer -Common  Dividend  
33. -Pepsi Co. -Common  Dividend  
34. --Principal Fin'! -Common  Dividend Income Gain Codes: .000 less 41,001 -$2,500 42.50t -$5.000 45.001 -$t5.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00t -$1.000.000  lll 4t.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$t5.000 less =$15,001 -$50.000 =$50.001  $100.000 to0.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 "$1.000.00t -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 "More than $50.000.000 V::iluc Method Codes c:Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =-Estimated 
05/07/2013
Bates, John 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reponing period reponing period  

(I) 
(2) (I) (2) (2) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/d



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