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Judicial Watch • John D Bates Financial Disclosure Report for 2004

John D Bates Financial Disclosure Report for 2004

John D Bates Financial Disclosure Report for 2004

Page 1: John D Bates Financial Disclosure Report for 2004

Category:Financial Disclosure

Number of Pages:10

Date Created:January 5, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Zirkin, John D Bates, CAPITAL, money, Fidelity, Growth, 2004, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 1/2004 
FOR CALENDAR YEAR 2004 u.s.c. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization  
BATES, John  U.S. District Court for D.C. Title (Article III Judges indicate active senior status; magistrate judges indicate full-or part-tiqie) District Judge -Article Ill ReportType (check appropriate type) Nomination, Date Initial Annual Final Date Report 512412005 	Reporting Period 1/1/2004 12/31/2004 Chambers Otlice Address the basis the information contained this Report and any  
U.S. Courthouse  modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations.  
333 Constitution Avenue,  

Washington, D.C. 20001 
mustbe followed. Complete all parts, checking the NONE box for each part POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions) 
 NONE -(No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY I'll 
(Reporting individual only; see pp. 14-16 oftiling instructions) 
II. AGREEMENTS. 
 NONE -(No reportable agreements.) 
PARTIES AND TERMS 
Name Person Reporting 
Date Report 
ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Income 
 NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 
(yours, not spouse's) Spouse's Non-Investment Income -Of you were married during any portion the reporting year, please. complete this section. Dollar amount not required ex.cept for honoraria.)  NONE (No reportable non-invesbnent income.)
2004 2004 Steptoe Johnson 2004 Consulting (charitable groups focused hunger issues) 
IV. REIMBURSEMENI'S transportation, lodging, food, entertainment
(Includes those spouse and dependent children. S!=e pp. 25-27 instructions.) NONE (No such reportable reimbursements.)
SOURCE DESCRIPTION Bar Association the City New York Handler Lecture -speech antitrust law TES, John  5/24/2005 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.)

DESCRIPTION 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 ofinstructions.) 
 NONE (No reportable liabilities.)

VALUE CODE 

Date Report 
5/24/2005
].>age 1of5 
-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.)
VII. INVESTMENTS and TRUSTS  
Income during  Gross value end  Transactions during reporting period  
Description Assets  reporting period  reporting period  
(including trust assets)  (I)  (2)  (I)  (2)  (I)  not e.xempt from disclosure  
(2)  (3)  (5)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g. div. rent.  Value Code2  Value Method  Type (e.g. buy, sell,  Date: Month- Value Code2  Gain Code  Identity buyer/seller  
(A-H)  int.)  (J-P)  Code3 (Q-W)  merger, redemption)  Day  (J-P)  (ifprivate transaction)  
DNONE  (No reportable income, assets, transactions)  

Union First Account Interest 
Sun Trust Accounts Interest 
Zirkin-City Nat'! Inv. -PSP-C 
-Fidelity Adv. Growth Income Fund Dividend 
--CNI Charter Prime Money Fund Dividend 
-CISCO Sys. Connnon None buy 6128 Shares Tech Index Fund Dividend sell 6/28 
-AES Corp Common None 
-Chevron Texaco Common None 

10. 
-HP Common None buy 6/28 

11. 

12. 

Zirkin-City Natl Inv. -401K-C 

13. 

14. 
-CNI Charter Prime Money Fund Dividend buy/sell var. 

15. 
-Abbott Labs -Common None 

-Amer Int'! Group -Common None

16. 

17. 
-Amer Mgmt Sys -Common None sell 513 

None

18. 
--Auto Data Proc -Common Income/Gain Codes: $1,000 less Sl,001-$2,500  =S2,50l-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Colw1ms and D4) $50,001-$100,000 SI00,001-$1,000,000 Sl,000,001-SS,000,000 =More than $5,000,000 Value Codes: $15,000 less  =S15,00l-S50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and 03) $250,000-$500,000 SS00,001-$1,000,000 Sl,OOO,OO!-S5,000,000 $5,000,00l-S25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value.  =Other  =Estimated  

Date ReportName Person Reporting  
VIL  INVESTMENTS and 1RUSTS  -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 ofliling instructions.)  
Description Assets  Income during reporting period  Gross value end reporting period  Transac tions during reporting period  
(including trust assets}  

not exempt from disclosure 
(I) (2) (I)
(I) (3) (4) (5) 
Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity from prior disclosure Code div. rent. Code2 Method buy, sell, Month-Code2 Codel buyer/seller 
int.) 
merger,
(J-P) Code3 Day (ifprivate 
(J-P)
redemption) 
transaction)
(Q-W) None 
buy 6128
19. 
--Amer Cap Str Common 

20. 
-Dow Chem Conunon None buy 3/26 

21. 
-Home Depot -Common None 

22. 
-JP Morgan Chase -Conunon None sell 3/26 

23. 

-Pfi:r.er Common None

24. 

sell 
25. 
-Tyco Int'I -Common None 

26. 
-Smith Barney Money Fund Dividend distnoution 2/20 

27. 
Bank Amer. -Common None
28. 
-SIM Corp. -Common None 

29. 
-Wash Mutual Common None buy 6/28 

30. 
-Procter Gamble -Common None 

31. 
--Zimmer Hldgs -Common None sell 3126 

sell 4120
32. 
--Verizon Common None buy 6/28 
34. 
-Capital One Fin'! -Pref. None 

35. 
-Quest Diag. -Common None sell 3/26 

36. 
--Baxter lnt'l -Pref None Income/Gain Codes: 1,000 less  =Sl,001-$2,500 S2,501-S5,000 $5,001-$15,000 $15,001-$50,000  
(See Colwnns and D4) $50,001-$1 00,000 SIOO,OOl-S!,000,000 Sl,000,001-$5,000,000 =More tban $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-SIOO,OOO SIOO,OO lS250,000  
(See Columns and 03) $250,000-$500,000 $500,001-Sl,OOO,OOO Sl,000,00!-$5,000,000 $5,000,00J-$ 25,000,000 $25,000,001-$50,000,000 SMore than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment CashlMarket  
(See Column C2) Book Value.  =Other =Estimated  

Date Report 
Name Person Reporting TES, John 
512412005 -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end 
Transactions dilling reporting period 
Description Assets reporting period reporting period (including trust assets) 
(I) not exempt from disclosure 
(I) (2) (I) 
Place"(X)" after each asset exempt from prior disclosure  Amowrt Code (A-H)  Type (e.g. div. rent. int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date: Month-Day  (3) Value Code2 (JP)  Code! (A-ti)  (5) Identity buyer/seller (if private lransaction)  
37.  Smith Barney -Joint  
38.  -Cittl>ank Money Fund  Interest  

40. 
-AIM Aggressive Growth Dividend 
--AIM Const Fund Dividend 
41. -GE Life Annuity Dividend 
-Transamerica Life Annuity (PLF Endeavor) Dividend 
--Fidelity Blue Chip Growth Dividend 
44. -Fidelity Dividend Growth Dividend 
46. 
Zirkin -USB Fin'I Servs -IRA 
--GE Common None sell 3122 
48. 
-IBM Common None 
--Medtronic Common None 
49. 
"-UBS Retirement Money Fund Dividend 

50. 
--Alltel Corp. Pref. None 

51. 
-Genuine Parts Common None buy 1/26 

52. 
-Untd Tech Common None buy 3/26 

-AES Corp Common None 
--Colgate Palmolive Common None Income/Gain Codes: $1,000 less Sl,OOJ-$2,500 S2,501-S5,000 $5,001-$15,000  =S15,00l-S50,000  
(See Col umn and 04) $50,001-$100,000  =SI00,001-Sl,000,000 =Sl,000,001-$5,000,000 =More than SS,000,000 Value Codes: $15,000 less  =S15,00l-S50,000 S50,00l-SIOO,OOO SI00,001-$250,000  
(Sec Columns and 03) $250,000-$500,000 $500,001-$1,000,000  =Sl ,000,001-S5,000,000 $5,000,001-S2S,OOO,OOO $25,000,001-$50,000,000 SMore than $50,000,000 Val Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report
Name Person Reporting 
BATES, John 
5/2412005
-income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
'VII. INVESTMENTS and TRUSTS Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g. Code div. rent. (A-H) int.) Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (Q-W) Transactions during reporting period Ifnot exempt from disclosure (1) (2} (3) (4) (5) Type (e.g. Date: Value Identity buy, sell, Month-Code Godel buyer/seller merger, Day (J-P) (A-H) (if private redemption) transaction)  
55.  -Tnlmne Common  None  
56.  Zirkin-UBS Fin'l Seivs. -IRA  

--CINN Fin'l Corp. Common Dividend 
58. -UBS Retirement Money Fund Dividend 
60. 
Smith Barney 
-Invest Co. Amer. Dividend sell 6/10 
61. 
-CG Capital Mkts -Lg Cap Val Dividend sell 611 

62. 
-CG Capital Mkts -Sm Cap Val Dividend sell 611 

63. 
--CG Capital Mkts -Ernerg Mkt Dividend sell 

64. 
-CG Capital Mkts -International Dividend sell 611 

65. 
--CG Capital Mkts -Lg Cap Growth Dividend sell 

66.  --CG Capital Mkts -Sm Cap Growth  Dividend  sell  611  
67.  -Fidelity Blue Chip Growth  Dividend  sell  3/9  
68.  sell  6/10  

69. -Fidelity Dividend Growth Dividend sell 
70. sell 6/10 
71. --Citibank Account Interest buy 6/14 
72. Smith Barney Income/Gain Codes: $1,000 less Sl,001-$2,500 S2,501-$5,000 SS,00!-$15,000 Sl5,001-$50,000  
(See Columns and 04)  =$50,001-SIOO,OOO SJOO,OOl-Sl.000,000 Sl,000,00l-S5,000,000 More than S5,000,000 Value Codes:  =.$15,000 or!ess  =SI5,00l-S50,000  =$50,001-SI00,000  =$100,00J-S250,000  
(See Columns and D3) $250,000-$500,000 S500,00l-Sl,OOO,OOO s1.ooo,001-ss.ooo,ooo $5,000,001-S25,000,000 $25,000,001-S50,000,000 =SMore than $50,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) A.