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Judicial Watch • John D Bates Financial Disclosure Report for 2005

John D Bates Financial Disclosure Report for 2005

John D Bates Financial Disclosure Report for 2005

Page 1: John D Bates Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:14

Date Created:December 7, 2006

Date Uploaded to the Library:November 13, 2013

Tags:John D Bates, Bates, 2005, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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A0-10 (WP) Government Act 1978, Rev. 112006 U.S.C. app. 101-111) 
FOR CALENDAR YEAR 2005 Person Reporting (Last name.first, middle initial) BATES, John Court Organization U.S. District Court for the District Columbia Date Report 5/15/2006 Title (Article Illjudges indicate active senior status; magistratejudJes indicate full-or part-time) District Judge -Article (active)  Sa. Report Type (check appropriate type) Reporting Period Nomination, Date-11112005 12/3112005 -Initial _x_ Annual -Final Sb. _Amended Report Chambers Office Address U.S. Courthouse 333 Constitution Ave., Washington, 2000 the basis the information contained this Report and modifications pertaining thereto, is, opinion, compliance with applica laws and regulations. Reviewing Officer Date  

-JMPORTANTNOTES:. The instructions Complete all parts, checking the NONE box for eachpart where.yeU,'?haV'ei#.i!i,port,ribtiJ:fffe/'tfftiation. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 Instructions.} 
POSITION NAME ORGANIZATION/ENTITY NONE (No reportable positions.) 	...... . ei;c. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) 
DATE 
NONE (No reportable agreements.) 	:::a:

c:::> 
JU. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 Instructions.) 
DATE SOURCE AND TYPE 	INCOME 	Filer's Non-Investment Income NONE (No reportable non-investment income.) Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this 
section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
2005 
2005 Steptoe Johnson 

VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) 
CREDITOR DESCRJPTION VALUE CODE* 
Name Person Reporting 
Date ofRepon 
BATES, John 
511512006 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.)  Income/Gain Co.des: (SeeCol..Bl,D4) A=$ l;O()Q less F='$50,00I-$10(),000 B=$J ,OO1"$2,500 CF$ 00;001-$1,000,000  C=$2,501-$5,000 H1=$1,000,001-$5,000,000  D=$5,001-$15,000 H2=More than $5,000,000  E=$15,00l-$50,000  ValueCodes: 1=$15,000 less K=$l5,()0l-$50;ooo (See Coe CI; D3) N=$25o,oo 1-$500,000 0=$5oo;oo 1-$1,000,000 P3=$25,000,001450,000,000  L=$50;001-$ 00;000 Pl=$J;OOO;oo1-$5;000;000 P4=More than $50,ooo;ooo  M=$100,001 :$250,000 P2=$5,000;001-$25,000,000  Value Method Codes: Q=Appraisal (See Col. C2) U=Book value R=Cost(real estate only) V=Other  S=Assessment W=Etimated  T=Cash/Market  

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-60 Instructions.) NONE (No reportable income, 
 
assets, transactions)  
-Amer Cap Str Common  None  
--Dow Chem Common  None  
--Home Depot-Common  None  
-JP Morgan Chase -Common  None  
--Pfizer Common  None  
--Tyco lnt'l Common  None  
--Bank Amer. -Common  None  -SLM Corp. -Common  None  
--Wash Mutual Common  None  
--Procter Gamble -Common  None  

--Zimmer Hldgs -Common  None  
--Verizon Common  None  
--Capital One Fin'! Pref.  
-Capital One Fin'! Common  None  
-Quest Diag. -Common  None  
 Baxter Int'! Pref  None 
wome/Oain Codes: A=e$ I,OQO Jess 	 
  
>ee coLBJ, D4). ..F=$?(),oOF$lOO;ooo J); Tranactions during.reporting priod 
 

,' 
merger 5117 
merger 5117 	0=$5,001-$15,000 E=$l 5,001-$50,000 ff2'kfyiore than $5,000,000 
ale.Codes: 000 orless $'! M$100,001-$250,000eeCotCl; Q3) Pl"'.'$ P2$5,000,001 $25,000,000 . $50;000,000 
'ueMetbOd Codes: R;i;Cos((real S'FAssessmt T=Cash/Marlr" Col.:C2) value Y=Othei;    W=Estimated 

Name Person Reporting  Date Report  
BATES, John  511512006  

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

Income/Gain Codes: (SeeCciLB11D4)  A=$1;000 less B=$1,001c$2,500 F'=$50,00l-$100,000 G=$100,00]$!,000,000  C=$2,50F$5,000 m=$1 ;ooo;oo l-$5;000,000  E=$15,001-$50,000. H2;.;More than $5,000,000  Value Ccide.s: (See Col  .Cl;D3)  J'=$1'5,ooo:odess K=$15;001-$50,00.0 N=$25.QQ0lc$500;000 Q-=$500,001-$1,000,000 P3=$25,000;001-$50,000,000   Pl'=$ "$5,-OM;QOO P4=More lh!ID $50,000000  M'=$ lOO,OOl-$250,000 P2=$5,000;001-$25,000,000  V.allie Method Codes: .(See Col. C2)  estate only) value    S=Assessment W=Estimated  T=Cash/Mai:ket  

VII.  Page  INVESTMENTS and TRUSTS --income, value, transactions  (Includes those  
spouse and dependent children. See pp. 34-60 Instructions.)  

Assets  
Transactions during reporting period 
 not exe,mptfromdiscfosili".e 
 
 
NONE (No reportable income, 
assets, transactions) --AES Corp Common sell 1121 
--Colgate Palmolive Common None  -Tribune Common  None  Zirkin -UBS Fin'l Servs. -IRA  -CINN Fin'l Corp. Common  Dividend  --UBS Retirement Money Fund  Dividend Citibank Account Interest withdraw var.  Smith Barney  -AIM Const. Fund  Dividend  -Invest Co. Amer  Dividend -Fidelity Blue Chip Growth Dividend --Fidelity Dividend Growth Dividend Zirkin -UBS Fin'l Servs. -Joint --Citigroup Common None --Clorox Common None --First Data Common None --Fiserv Inc. Common None --Gannett Co. Common None Income/G.ain Codes: (See CoLBl,D4) A,,,;$1,000 less F='$50,001-$100,000 9=$1 SOl-$5 000 ..$5;000;000 Value Codes: J=$15,000 less K=$15 001450 000 L;=$,50';00l" $100;QOO (See Col. Cl,D3) N=$250,001-$500,000 0::$500;001 "$l:Oo0,000 Pl=$1;OO'aiOO1$5,0Q0,()00P3=$.25,000,001-$50,000,00.0P4=1fote $50,000,000 E=$15,001-$50,000 M=$l 00;001-$250,000 P2=$5,000,00l-$25,000,000  

Value Method Codes: Q-Appraisal (See Cot C2) U=Book value V=Other 
 
S=Assessment T=Cash/Matket
W=Estimated 
BATES, John  5/15/2006  

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 ofInstructions.) 
 
 

Jricome 
Transactions duringreportingperiod

'pgn
oa_
e

'f2) 
Gross .Value
atend of 
r,oitlng,eriod 

 
}('2), . Ifnot exempt'fromdisc:Iosure 
:Value 	 
 .
-
. 
 
NONE (No reportable income,assets, transactions)  --Time Warner Common --United Health Common --Wyeth Common --RMA Money Mkt --AES Corp. Common  None None None Dividend None  buy/sell buy  var. 1121 	Income/Gain Codes: A.;$},000 orless B=$1,00h$2,500' C=$2,50l-$5;000  D=$5;001-$15,000 E=$15;001-$50,000

(Sec;oLBl,:04) F=$50,00J-$100,000 G=$ IOOOOJ;$J;OOO;OOO Hl$1;ooo;QoJ-$5;ooo;ooo H2=1vfore than $5,000;000 	Value Codes: J=$15,000 less K=$15;00!_$50;0QQ L=$50,0Ql $100,0QO. M=$1oo;ool-$250,000(See ColCJ, D3) N=$250,001-$500,000 0=$500,00I"$1;000,000 Pl=$J ,00001'-$5,000,000 P2=$5,000,001-$25,000,000 
P3=$25,000,001-$50,000,000 	P4=More $50;000,000 	ValueMethod Codes: R='Cost(real estate only) S=Assessment T-Casb/Market(See Col. C2) V=Other W'=Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
Regarding Part 	inheritance caused increase line (RMA Money Mkt) over line 
previous year's (2004) report. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.) 
FILING INSJ:RUCTIONS: 
Mail signed original and additional copies to: 	Committee Financial Disclosure Administrative Office the 
United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AMENDED 
AO-IO(WP) Government Act 1978, Rev. 1/2006 U.S.C. app. 101-111)
FOR CALENDAR YEAR 2005 Person Reporting (Last name.first, middle initial} BATES, John Court Organization U.S. District Court for the District Columbia Date Report 7/27/2006 Title (Article Ill judges indicate active senior status; magistratejud'lf indicate fall-or part-time) District Judge -Article (active)  Sa. Report Type (check appropriate type) Nomination, Date--Initial -1L Annual -Final Sb. _Amended Report Reporting Period 11112005 12/3112005 Chambers Office Address U.S. Courthouse 333 Constitution Ave., Washington, 20001 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMfQ'R,TlfNt'N01(fi$, The i1rs'fru.ction;Y qccorfJPanyi11gthisferm tnustbefo.llowed. (Jpmpiete a/lparts, ehecmngcte boxfr eaeh prt where you .have repor-tefhle informatiQn. Signcoi!lt.page; POSITIONS. (Reporting individual only; see pp. 9-13 Instructions.) 
POSITION NAME ORGANIZATION/ENTITY NONE (No reportable positions.)  .......,c:::> 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) DATE NONE (No reportable agreements.)  PARTIES AND TERMS ...,,o-U>Z c::)> :::0 ::z C>l> '11 fTl --' -..  

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 oflnstructions.) 
DATE SOURCE AND TYPE 	INCOME 	Filer's Non-Investment Inconie NONE (No reportable non-investment income.) 	Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
2005 
2005 Steptoe Johnson 
Date Report 
7/27/2006 
VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) 

CREDITOR DESCRIPTION VALUE CODE* 

*Value Codes: J=$15,000 less K=$ 5;001-$50,000 L=$50,001-$100,000 M=$100,001-$250,000 N=$250,001-$500,000 
0=$500,001-$1,000;000 =$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-50,000,000 P4=$50,000,001 ormore 
Name Person Reporting 
Date Report 
BATES, John 
712712006 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
.A.  
NONE (No reportable income, assets, transactions.) 
 
Union First Account Interest  Sun Trust Accounts  Interest  Zirkin -City Nat'l Inv. -PSP  
--Fidelity Adv. Growth Income  Dividend  -CNI Charter Prime Money Fund  Dividend  -CISCO Sys. Common  None  
--Arlington Tankers Common  None  buy  1/21  

--AES Corp Common None sell 1/21 --Chevron Texaco Common None --HP Common None Zirkin-City Natl Inv. -401K --CNI Charter Prime Money Fund Dividend  --Abbott Labs -Common  None  --Amer Int'l Group -Common  None  --Auto Data Proc -Common  None  

Income/Gain Codes: (See Col. Bl, D4)  A=$1 000 less F=$50,001-$100,000  B=$1,QOJ-$2,50QG=$100;00l-$l;OOO,OOO  D=$,OOH15,000H2=More than $5;000;000  E=$15,00l-$50,000  Value Codes: (See Ceil. Cl,03) K;.=$15;00b$',50;000.(F.:$500,001$1,000;oooP3=$2s;ooo,oo l-$so;ooo;ooo   }4=$100;00:1 $250;000 P2=$5;000;001-$25,000,000  Value Method Codes: (See Col. C2)  value  R=cost (real. estate only} V=Other  s;.,;Assessment W=Esiiniateil  r::Ca5h/Market   

VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
 
NONE (No reportable income, assets, transactions) --Amer Cap Str Common --Dow Chem Common --Home Depot -Common 
--JP Morgan Chase -Common 
--Pfizer Common 
--Tyco Int'l Common 
--Bank Amer. -Common  --SLM Corp. -Common  --Wash Mutual Common  --Procter Gamble -Common  --Zimmer Hldgs -Common --Verizon Common merger 
None  
None  
None  
None  
None  
None  
None  
None  
None  
None  
None  
None --Capital One Fin'] Pref. --Capital One Fin'! Common 
None merger 5/17
--Quest Diag. -Common 
None
None --Baxter Int'! Pref :E,;,15;00l45QOOO(See Dt)  Value Value Method Codes:  (See Col. C2) 
 
. 
Name Person Reporting  Date Report  
BATES, John  7/27/2006  

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
J?escriptioil of_Assts (mclud1ilg,.hustassets)  Income Tran$actions.dur reporting period NONE (No reportable income, assets, transactions) --Time Warner Common None --United Health Common None --Wyeth Common None --RMA Money Mkt Dividend buy/sell var. --AES Corp. Common None buy 1/21 
Income/Gain Codes: (See Col. Bl, D4)  A=$1,000 less F=$5(),001-$100,000  C=$2,50J-$5;000 HI=$1;00(),00J-$5,000;000 $t!l0,000  D=$5;00}415,000H2:;More than $5;000;000 $250 000 l$2S,OOO,OOO  E=$15,001-$50,000  Value Method Codes: (See Col. C2)  value  estate only)  

 
Name Person Reporting  Date Report  
BATES, John  7/27/2006  

VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
Regarding Part VII: -inheritance caused increase line (RMA Money Mkt) over line previous year's (2004) report. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.) 
FILINGJNSTRUCTION:S: 
Mail signed original and additional copies to: 	Committee :Financial Disclosure Administrative Office ofthe 
United Sfates Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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