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Judicial Watch • John D Bates Financial Disclosure Report for 2006

John D Bates Financial Disclosure Report for 2006

John D Bates Financial Disclosure Report for 2006

Page 1: John D Bates Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Zirkin, John D Bates, money, 2006, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978, 
Rev. 112007 U.S.C app. 101-1 
FOR CALENDAR YEAR 2006 Person Reporting (Last name, first, middle initial) Court Organization Date Report 
BATES, JOHN 
U.S. District Court for the District Columbia 
6/6/2007 Title (Article Ill judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination, Date
11112006 12/31/2006 
District Judge -Article III (active) 
-Initial Annual -Final
___x 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and 
U.S. Courthouse  regulations.  
333 Constitution Ave., Washington, 20001  Reviewing Officer  Date  

IMPORTANT NOTES: The instructions accompanythgthisform must followed. Complete all parts, checking the NONE box for eachpart whereyou haye reportable information. Sign lastp4ge. POSITI NS. (Reporting individual only; see pp. 9-13 Instructions.) 
POSITION NAME ORGANIZATION/ENTITY NONE (No reportable positions.) 
II.  AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.)  
DATE NONE  (No reportable agreements.)  PARTIES AND TERMS (/) ...,, c:J:> ::::0 :z:  ...._, c:::> c:::> __, c__  ::0  

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 Instructions.) DATE SOURCE AND TYPE Filer's Non-Investment Income NONE (No reportable non-investment income.) rri  ...r:::  INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this 
section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 

Date Report 
Name Person Reporting 

61612007
BATES, John GIFTS. (Includes those spouse and dependent children. See pp. 28-31 Instructions.) 
SOURCE DESCRIPTION VALUE NONE (No such reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) 
CREDITOR DESCRIPTION VALUE CODE* 

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
.B.
Descripticm Assts 
Transactions duriflgn:por,tipg,perit!d
(includmg trust assets) 
NONE (No reportable income, assets, transactions.) 
Union First Account Interest  Sun Trust Accounts  Interest  Zirkin -City Nat'l Inv. -.PSP  -Fidelity Adv. Growth Income  Dividend  -CNI Charter Prime Money Fund  Dividend  

-CISCO Sys. Common  None  -Arlington Tankers Common  None  
-Chevron Texaco Common  None  --HP Common  None Zirkin-City Natl Inv. -401K  -CNI Charter Prime Money Fund  Dividend  -Abbott Labs -Common  None  -Amer Int'l Group -Common  None --Auto Data Proc -Common 	None 	Income/Gain Codes: A=$1,000 less B=$l,OO1$2,500 IF$5,001-$15,000 E=$15,001-$50,000 (See Col. Bl, D4) F=$50,001-$100,000 G=$l00,0Ql-$l,000,000 $5,000,000 H2.,,More than $5;000,000 Value Codes: 1=$15.;ooo less K=$15,00l-$50,000 M...:$100;001 $2so;ooo 
(See Col. Cl, D3) N=$250,001-$5.00;000 0=$500,001-$1,000,000 P2=$5,ooo,001-$2s;ooo,ooo 
P3=$25,000,001-$50,000,000 

Value Method Codes: Q=Appraisal R=Cost (real estate only) S=Assessment TCa5 /Market (See Col. C2) U=Bookvalue V=Other W=Estimated 

VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

VII. Page INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

Name Person Reporting  Date Report  
BATES, John  61612007  

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 4-60 Instructions.) 
 
, 
tenf,or
irit.} 
NONE (No reportable income, 
assets, transactions) --Colgate Palmolive Common None --Tribune Common None Zirkin -UBS Fin'l Servs. -IRA --CINN Fin'l Corp. Common Dividend --UBS Retirement Money Fund Dividend Citibank Account Interest withdraw var. Smith Barney --AIM Const. Fund Dividend --Invest Co. Amer Dividend 	--Fidelity Blue Chip Growth Dividend --Fidelity Dividend Growth Dividend Zirkin -UBS Fin'l Servs. -Joint 	--Citigroup Common None --Clorox Common 	None 	None spinoff 10/2 
--First Data Common 
--Wes tern Union Common  None  spinoff  10/2  
--Fiserv Inc. Common  None  
--Gannett Co. Common  None  Income/Gain Codes: (See Col.BI, D4)  A=$1,00.0 orless F=$50;00I-$100;000  B=$1,00l-$2,500 G=$100,00l-$1,000,000  $s,ooo;ooo  E=$15;001 -$50,000  Value Codes: (See Col. Cl, D3) J=$J 5;000 Jess K=$15,001 $50,000 N=$250,001-$500,000 0=$500,001-$1,000,000 P3=$25,000,00I-$50,000,000 Value Method Codes: Q=Appraisal (See Col. C2) U=Book value R=Cost (real estate only) V=Other  L:;$50;ool-$100,00-0 PI"'i$1;000,001-$s,ooo;ooo P4=More than $50,000,000 S=Assessment W=Estimated  T=Cash/Market  

VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 

IX. CERTIFICATION. certify that all infonnation given above (including infonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any infonnation not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  l04.)