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Judicial Watch • John D Bates Financial Disclosure Report for 2007

John D Bates Financial Disclosure Report for 2007

John D Bates Financial Disclosure Report for 2007

Page 1: John D Bates Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:11

Date Created:December 11, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Zirkin, CapGain, John D Bates, Bates, ANNUITY, money, smith, children, dependent, 2007, INVESTMENTS, transactions, TRUSTS, dividend, Financial Disclosure, CIA, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-IJ Instructions.} NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Filer's Non-Investment Income NONE (No reportable non-investment income.) 

amount not required except for honoraria). NONE (No reportable non-investment income.) 2007 

Date Report 
June 25, 2008 

ITEMS PROVIDED PAID GIFTS. (Includes those spouse and dependent children. See pp. 28-31 Instructions.) NONE (No such reportable gifts.) 
SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VIL Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

June 25, 2008 
John Bates 
VII. 	Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) Assets 
trustassets)  NONE  (No reportable income, assets, transactions)  -Pfizer Common --Tyco Int'! Common --Tyco Int'! Ltd. (new) --Bank Amer. -Common  None None None None  merger merger sell  712 7/2 9/24  -SLM Corp. -Common  None  -Wash Mutual Common  None  sell  12/19  --Procter Gamble -Common  None  --Zimmer Hldgs -Common  CapGain  sell  9124  --Verizon Common  None --Idearc Common Cap Gain --Capital One Fin'! Common None 
sell 
L28 --Quest Diag. -Common Cap Gain sell --Baxter Int'! Common 	None --CINN Fin'! Corp. Common Div. --UBS Retirement Money Fund Div. 	sell 7/27 --Broadridge Fin'! -Common 	spinoff 4/2 CapGain 	sell 9124 

John Bates 
June 25, 2008 

VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-60 Instructions.) 
...     
asset:S)'  
..'. '  NONE  (No reportable income, assets, transactions) 	--Tyco Electronics Ltd. --Covidien Ltd. --Citibank Acct. --Dreyfus Money Mkt. --FISERV Inc. --AXA Equitable Life Annuity 
Smith Barney -Joint (includes former 
"Zirkin-UBS Fin.Servs. -Joint" --Citibank Money Fund --AIM Aggressive Growth --AIM Const Fund 	--GE (Genworth) Life Annuity --Transamerica Life Annuity 
(PLF endeavor) --Fidelity Blue Chip Growth 
None 
CapGain 
None 
Dividend 
None 

None 

Interest 
None 
None 
Dividend 
Dividend 
Dividend 

merger 
merger 
sell 
buy 
sell 
buy 
buy/sell 
buy 
buy 
buy 

buy/sell 
sell 
sell 
sell 
sell 

7/2 
712 
9/24 
------ 
7/30 9/19 9/20 var. 11/27 517 var. 
var. 
4/19 
4/19 
6/27 8/29 517 

VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

John Bates 
June 25, 2008 

VII. 	Page INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) frlist, 
NONE (No reportable income, 
assets, transactions) 

69. -Wash. Sub. San. Dt. Bond 70. --Western Asset Money Market 71. --Arch Capital Group Ltd. 72. --Amer. Tower Corp. -Class 73. --Chemed Corp. 74. --Davita Inc. --Electronics for Imaging 76. --Energy Transfer Ptns 77. --Halliburton Co. Hldgs. 78. -Intuit Inc. 79. --NY Comm. Bancorp 80. --Powershares Ex-Traded Fund Dynamic Biotech Genome 81. -Schwab Chs.Corp. 82. --Unum Group  Interest Dividend None None Dividend None None Dividend Dividend None Dividend None Dividend Dividend  buy buy buy buy buy buy buy buy buy buy buy buy buy buy  915 9126 9/28 11127 11127 11127 11127 11/27 11127 11127 11127 11/27 11127 11127 11127  
Smith Barney -IRA (formerly "Zirkin -UBS Fin'! Servs -IRA -J")  
83. --ATT Inc. Common  None  
84. -IBM Common  None  

VII. Page _fi_ INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

June 25, 2008 
VII. 	Page..]_ INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) 
 '"" 

VII. Page INVESTMENTS and TRUSTS --income, value, transactions {Includes those spouse and dependent children. See pp. 34-60 Instructions.) 

Name Person Reporting 
Date Report 
John Bates 
June 25, 2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.) 
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