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Judicial Watch • John G. Heyburn II – 2012

John G. Heyburn II – 2012

John G. Heyburn II – 2012

Page 1: John G. Heyburn II – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:John G Heyburn II, HEYBURN, Russell, American, 2012, Market, assets, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112012 
FOR CALENDAR YEAR 2012 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) HEYBURN II, JOHN Court Organization U.S.D.C.KENTU CKY WESTERN Date Report 01/25/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Court Judge (Active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sh. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
262 U.S. Courthouse 
Louisville, 40202 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

01/25/2013
Ill. N-JNVESTMENT ME. (Reporting individ11a/ and spo11se; see pp. 7-24 filing instr11ctions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 02/15/12 Norton Healthcare, Inc. -Director's Fee/Expense Reimbursement 
JV. REJMB URSEMENTS transportation, /odging, food, entertainment.
(Includes those spouse and dependent children; see pp. 25-27 o.ffiling ins/ructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

01/25/2013 GIFTS. (Jnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE  
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Capital One Visa Credit Card  VALUE CODE 

HEYBURN II, JOHN 
01/25/2013
VII. JNVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(I) (2) (2) (1) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) LS. Trust See note  Dividend F.F.S. Trust See note  Dividend HILLIARD LYONS TRUSTEE(IRA)-1  Dividend Fidelity Mon. Mark Berkshire Hathaway-I lshares Tr. Emerging !shares Russell 1000 Index SPDR Dow REIT HILLIARD LYONS TRUSTEE  Dividend  
IO. Fidelity Mon. Mkt.  
11. !shares Emerg. Mkt  
12. !Shares Russell 1000  
13. SPDR Dow REIT  
14. Artisan Mid-Cap  
15. Banon Asset Fd.  
16. Eagle Small Cap Fd.  
17. Goldman Saks Growth Opp.Fd.  Buy  1/30/ Income Gain Codes: =$1.000 less =$1,001  $2,500 42.501  $5.000  0=$5.001  $15.000  E=$15.001  $50,000  
(Sec Columns and 04)  F=$50.001  $100.000  G=$100.001  $1.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000,000 Value Codes 415,000 less  K=$15,00  $50.000  L=$50.00I  I00.000 =$100.001  $250.000  
(Sec Columns and 03) 4250.00  $500.000  0=$500,00I -$1.000,000 =$1.000.001  $5,000.000  1'2 =$5.000.001  $25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

HEYBURN II, JOHN 
01/25/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Harbor Int. Fd.  
19. Harding Equity  
20. Rowe Price Growth  
21. Rowe Price Equity  
22. Royce Fd.  
23. OTHER INVESTMENTS  
24. Allergan Inc.  Dividend  Buy  1/30/  
25. Amazon  Dividend  
26. American Europacific Fd.  Dividend  
27. American European Gr. Fd.  Dividend  
28. American Fds. New World Fd.  Dividend  
29. American Growth Fd.  Dividend  
30. American Small Cap Fd.  Dividend  
31. Berkshire Hathaway  Dividend  
32. Blackrock Liquidity Fd.  Dividend  
33. Brown Forman Inc.  Dividend  
34. Capital Inc. Builder  Dividend Income Gain Codes: $1.000 less  8$1,001 -$2.500 $2.501 -$5.000  045,001 -$15.000 $15.001 -$50.000  
(See Columns and 04) 450.001 -$100.000 $100.001 -$1.000.000  Ill $1.000.001 -$5.000.000  112 More than $5.000,000 Value Codes $15.000 less $15.001 -$50.000 $50.001 -$100.000 $100.001 -$250.000  
(See Columns and 03) $250.001 -$500.000 $500,001 -$1.000.000 $1.000.001 -$5.000.000 $5,000.001 -$25,000,000 $25.000.001 -$50.000.000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

01/25/2013
VII. INVESTMENTS and STS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repo11ing period  
(including trust assets)  reporting period reporting period  

Place "(X)" after each asset 
Date Value Gain Identity exempt from prior disclosure Amount Type (e.g., Value Value 
Code 
div., rent, Code2 Method 
mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 (J-P) (A-H) (if private 
(Q-W) 
transaction) 
(I) (2) (3) (4) (5) 
35. Chevron Corp.  Dividend  Sold (part)  12/23  
36. Clorox Co.  Dividend  Sold (part)  12/23  
37. Colgate Palmolive  Dividend  
38. Disney Co.  Dividend  
39. Exxon Mobil  Dividend  
40. FMC Corp.  Dividend  Buy  11301  
41. Home Depot Inc.  Dividend  
42. IBM  Dividend  Buy  1/30/  
43. !shares Tr. Emerging Mkt.  Dividend  
44. !shares Russell Mid-Cap  Dividend  
45. !shares Russell 1000 Ind.  Dividend  
46. !shares Russell 2000 Ind.  Dividend  
47. Intell Corp.  Dividend  Buy  1130/  
48. Microsoft  Dividend  
49. Proctor Gambill  Dividend  
50. Schlumberger Ltd '';if/  Dividend  
51. SRDR Dow ETF  Dividend  Buy  1/30/ Income Gain Codes: $1.000 less $1,001 -$2.500 $2,501 -$5,000  0$5.001 -$15,000 =$15.001 -$50,000  
(See Columns and 04) $50,001 -$100.000 $100.001 -$1.000.000 =$1,000,001 -$5,000,000 More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50,000 =$50,001 -$100,000  M=$100,001 -$250.000  
(See Columns and 03) $250.00 -$500.000  0=$500.00 -$1.000.000 =$1,000,001 -$5,000.000 =$5.000.001 -$25,000,000 $25.000.001 -$50.000.000 More than $50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Wireless Online, Inc.  Dividend  
53. Unitedhealth Care  Dividend  Buy  1/30/  
54. Walgreen Company  Dividend  Sold (part)  4/19/  
55. TRUST-Tr.)  Dividend  
56. Blackrock Liquidity Fd.  
57. Fidelity Advisor Fd.  
58. !shares Tr. (various)  
59. Templeton Global Bd. Fd.  
60. TRUST (MPS Non-exempt Tr.) -Armanda Money Mkt.Fd.  Dividend  
61. PNC Money Market Fd. Fidelity Advisor Fd.  
63. !shares Fd. (various)  
64. Rowe Price Fd.  
65. Vanguard Index Fd.  
66. ING ReliaStar Ins.Co. Universal Life Policy  None Income Gain Codes: =$1.000 less 41.001 -$2,500 =$2.501  $5.000 =$5,001 -$15,000 =$15.001  $50,000 
(Sec Columns and 04) 	F=$50,001 -$100.000 =$100,001 -$1,000,000 Ill =$1.000.001  $5.000.000 112 =More than $5,000.000 Value Codes =$15,000 less K=$15,00I -$50.000 L=$50.001 -$I 00.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001  $500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Other =Esti1natcd 

Date Report 
HEYBURN II, JOHN 
01/25/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) not trustee and have control over the investments. 

receive income Thus, individual investments within the trust are not necessary reported. 
NOTE -The MONY policy the 2011 report was listed mistake. Term Policy not reportable. The "ING" policy Whole Life Policy. The value listed the cash value. 

01/25/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accura.te,
true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JOHN HEYBURN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544