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Judicial Watch • John G Koeltl Financial Disclosure Report for 2008

John G Koeltl Financial Disclosure Report for 2008

John G Koeltl Financial Disclosure Report for 2008

Page 1: John G Koeltl Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:STAIB, Koeltl, John G Koeltl, rollover, Merrill, Lynch, account, 2008, INVESTMENTS, EPA, transactions, dividend, Financial Disclosure, ICE, CIA, income, Judge


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Koeltl_John_G 

III. N-INVESTMENT ME. (Reporting individual and spouse; ... pp. 17.24 filing instructWns.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2008  PELF PARTNERS-BUSINESS INCOME(ESTIMATED-2008 K-1  $100.00  
NOT YET All.ABLE)  
2.2008  NEW YORK UNIVERSITY TEACIIlNG  $20,000.00 Spouse's Non-Investment Income -I/you"'"' married during any portion the reporling year, complete this seclWn. (Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 

Date Report 
Koeltl, John 
05/13/2009 JFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 

VJ. LIADJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 

NEGATlVE BALANCE CAPITAL ACCOUNf. 

VII. INVESTMENTS and TRUSTS income, va1ue, transactions (Includes those spouse and dependent children; see PP 34-60 firing instrucrwns.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)' after each asset exempt from prior disclosure JOHNSON JOHNSON -COMMON Dividend Donated  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month  Code  Code  buyer/seller  
(AH) int.)  (JP)  Code3  redemption)  Day  (J.P)  (A-ll)  (if private  
(Q-W)  transaction)  

(part)  PFIZER INC. -COMMON  Dividend  ROYAL DUTCH SHELL PLC  Dividend  

AMERICAN WASIIlNGTON MUIUAL Dividend Sold 07/14 FUND INVST -MUIUAL FUND 
MFS VALUE FUND -MlITUAL None Sold 10/03 UND 
VAN KAMPEN COMSTOCK FUND None Sold 01/23 -MlITUAL FUND 

ALLIANZ OCC VALUE FUND -None Sold 01/24 MlITUAL FUND ALLIANZ CCM CAP. APPREC. FUND None Sold 07/14 -MlITUAL FUND  AMERICAN GROWI11 FUND AME RICA -MlITUAL FUND  Dividend  Buy (add'l)  12/24  
10.  COHEN STEERS INI"L REALTY -MlITUAL FUND  Dividend  Buy {add'I)  01/02  

11. 
Sold 02/07 

12. 
FEDERATED KAUFMANN FUND C-None MlJfUAL FUND 

13. 
FRANKLIN INC FUND Dividend Buy 01/24 

14. 
Buy 02/07 (add'l) 

15. 

Sold 11/19 

16. 
OPPENHEIMER INTL BOND FUND Dividend Buy 07/14 

17. 
OPPENHEIMER VALUE FUND Dividend Buy 02/07 locomc Gain Codes: o;$l,OOO less =.l!,001-$2,500 =$2,501  $5,000 $5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001  $100,000 =.1100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than S5,(}(X),000 Value Codc.s =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001-$250,000  
(Sec Columns and DJ) =.1250,001  $500,000 =$500,001-$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 $25,000,001 -$50,000,000 =More than $50,000.000 Va.Jue Method C.odcs  QAppraisal =Qist (Real Estate Only) =Assessment =Cash Marker  
(See Qilumn C2) Book Value  V=Other E.slimated  

VII. INVESTMENTS and TRUSTS -income, value, transactil>ns (Inc1w1es 1hose spouse and dependent chtldren; ... PP 3u;o filing instructions.) NONE (No reportable income, assets, transactions.) 

F1NANCIAL DISCLOSURE REPORT 
05/13/2009 
Koeltl, John 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (lnctw1es those spouse and .upendeni children; see PP 3u;o filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) 
(1) 
(2) 
(1) 
(3) 
(4) 
(5) 
Place '(X)' after each asset exempt from prior disclosure  Amount Code (A-II)  Type (e.g., div., rent, int.)  Value Code2 (J.P)  Value Method Code3 (Q-W)  
35.  N.Y. STAIB ENGY RESH BOND 55% DUE 01/01/21  Interest  
36.  N.Y. STAIB MTG ACGY REV BOND .05% DUE 10/01/17  Interest  

Type(e.g., buy, sell, redemption) 
Date 
Month 
Day 

Identity Code2 
Value 
Gain 
Code 
buyer/seller (J-P) 
(if private transaction) 
(A-11) TRANSI1NL BOND DUE 05/01/25  Interest  
N.Y. STAIB SER BOND 5.125% DUE 08/01/25  Interest  Sold (part)  08/01  

39. TRANSI1NL BOND DUE Interest 05/01/26 

40. 	
N.Y. CITY MUN WFA BOND DUE Interest 06/15/27 

N.Y. CITY MUN WfR BOND DUE 06/15/29  Interest CITY IDA BOND DUE 06/01/22  Interest  
N.Y. STAIB URBAN DEV BOND UEOl/01/28  Interest  Sold  01/02  

44. NEW YORK TCRS BOND DUE Interest 3/15/29 CITY TRANS BOND DUE Interest 5/01/31 
46. 	
N.Y STAIB SER BOND 4.4% DUE 04/ Interest 15/21 

47. 	
N.Y. STAIB SERF BOND 5.3% DUE Interest 01/15/26 

48. 	
N.Y. STAIB DORM. AUTII. 4.75% REV Interest Sold JOHNS BOND DUE 07/01/28 
07/01 
(part) 
TRIBOR. BRIDGE TUNNEL BOND Interest DUE 11/15/32 
50. TRANSI1NL FIN AUTII BOND Interest Sold 
05/01 
4.75% DUE 05/01/23 
(part) TRANSTNL FIN ATRV BON Interest DUE 02/01/33 Income Gain Codes: qi,ooo less Sl,001  SZ,500 .S2,501 -$5,000 =$5,001  $15,000 =$15,001  $50,000  
(Sec Columos and D4)  F.S50,00I  SI00,000 =SI00,001-Si,000,000 =SI,000,001  $5,000,000  112 =More than $5,000,000 Value Codes .$15,000 lCM =$15,001 -$50,000 =S50,00I -$100,000 =Sl00,001  $250,000  
(Sec Columns od D3) =$250,001  $500,000 =$500,001  Sl,000,000 =$1,000,001-$5,000,000 =S5,000,00I  $25,000,000 $25,000,001  $50,000,000 =More th.an SS0,000,000 Value Method Codes  QsAppnisal ;Cost (Real Esi.te Only) =Assessment =Casb Market  
(See Column CZ) =Book Value  V=Othcr -=Estimated  

Name Person Reporting 
05/1312009
Koeltl, John 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions (Includes those spouse and dependent children; see PP Ju;o flung ms1ruc1wnsJ NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-JI) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Description Assets 
(including trust assets) 
Place '(X)' after each asset exempt from prior disclosure 
52. SUFFOLK CTY BOND 4.125% DUE 11/01 
/21 Interest Interest
DlITCHESS CTY BOND 4.5% DUE 08/01/  
54. ST.LA WREN CTY BOND 4.25% DUE 05/15/28  Interest  
55. NEW YORK LCL GOVf BOND UE04/0l/21  Interest  Buy  03/03  
56. NEW YORK SUBSER SER 1-1 4.125% DUE 02/01/23  Interest  Buy  02120  
57. DORM BOND DUE 02/15124  None  Buy  10/03  
58. EAST HAMPTON BOND DUE 115125  Interest  Buy  06/09  
59. DORM BOND DUE 02/15127  None  Buy  11/19  

60. NEW YORK URBAN DEV BOND 4.2 Interest Buy 01/23 DUE 03/15/27 
61.  NEW YORK HFA PERS INC BOND DUE 09/15/30  None Buy 12/22  
62.  cmBANK CHECKIN ACCOUNT -N.  None  
Y.,N.Y.  
63.  MERRILL LYNCH (IRA ACCOUNI) BANK CASH ACCOUNT (Y)  

64. MERRILLLYNCH(IRA ACCOUNI)-None Sold 01/24 ALLIANZ OCC VALUE FUND 
MERRILLLYNCH(IRA ACCOUNI)-A Dividend Buy 01/28 AMERICAN CAPITAL GI FUND 
66. MERRILL LYNCH (IRA ROUOVER) Interest BANK CASH ACCOUNT 
MERRILL LYNCH (IRA ROUOVER) Dividend AIM INTL FUND 
68. MERRILL YNOI (IRA ROUOVER) None  Formerly CLB  
ALGER CAP. APPREC. FUND Income Gain Codes: ::41,000 less -s1,001 -si.soo =S2.501 -S5,000 =55,001 -$15,000 =515,001 -S50,000  
(See Cclumns and 04) =550,001 -Sl00,000 =5100,!Xll -Sl,000,000 Sl,000,001 -$5,000,000  112 More than $5,000,000 Value Codes =$15,000OOorJess Sl,001 -$2,500 =S2,501-$5,000 =SS,001 -$15,000 =SlS.001 -SS0,000  
(Sec Columns and 04) =SS0,001 -Sl00,000 =SI00,001-Sl,000,000 =Sl,000,001  SS,000,000 =More 1ban S.S,000,000  
.2. Value Codes =SIS.000 less =SIS,001-SS0,000 =SS0,001 -$100,000 =$100,001-$250.000  
(See Columns and 03) -$250.001 -SS00,000 SS00,001 1,000,000 Sl.ooo,001-$5.000,000 =SS,000,001 -$25,000,000 $25,000,001 -SS0, 000,000 =More than $50,000,000 Value Method Codes  O=Appraisal Cost (Real Estate Only) Assessment  T=Casb Market  
(See Column C2) :.:Book Value  V-Otbcr =Estimated  

05/13/2009
Koeltl, John 
VII. INVESTMENTS and TRUSTS income, a/ue, transactilJns (Includes those spouse and dependent children; see PP 34--00 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description As.sets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Typc(e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(OW)  transaction)  

86. HSBC BANK MONEY MARKET CTS. -BUFFALO,N.Y. (Y)  Interest  Distributed (part)  01/15  SEE PART VIII OMMENT  
87. Income Ga.in Codes: =Sl,000 less Sl,001  $2,500 S2.501-$5,000 =SS,00!  S!S,000 =SIS,001 -SS0,000  
(See C.Olumns and 04) =SS0,001  $100,000 =S!00,001  Sl,000,000 -Sl,000,001  $5,000,000  112 =More than $5,000,000 Value CodcS :$15,000 =SIS,001  $50,000 =SS0,001-$100,000 =SI00,001  $250,000  
(Sec Columns and DJ) =$250,001  $500,000 =SS00,001  Sl,000, 000 =Sl,000,001  $5,000,000 =S5,000,001 -$25,000,000 =$25,000,001  SS0,000,000 =More than $50,000,000 Value Method Codes  Q=Appralsal Cost (Real Estate Only) =Assessment =C.ash Market  
(Sec Column C2)  UBookValue  V:i::Olbcr =Estimated  

05/13/2009
Koeltl, John 
Vill. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepar1ofRpor1.; 
PART VII -COMMENTS INVESTMENTS REPORTED LINES 84,85 REIATE TREASURY NOTE ACCOUNT AND CASH ACCOUNTS HELD TWO BANKS NAMED CO-OWNNER WITH CONVENIENCE HER. THE ACCOUNTS WERE FUNDED COMPLETELY AND ALL EARNINGS THESE ACCOUNTS ARE REPORTED HER. DUE LISTED-OWNERSHIP REPORTING 
TIIE ACCOUNTS AND INCOME THE TOTAL VALUE. THE TREASURY NOTE ACCOUNT AND ONE 
CASH ACCOUNTS WERE COMPLETL LIQUIDATED 2008 AND THE FUNDS DISTRIBUTED ACCOUNT(S) FOR WHICH INTEREST. THE REMAINING CASH ACCOUNT WAS PARTIALLY DISTRIBUTED 2008 ACCOUNT(S) WIUCH INTEREST. THE TOTAL REMAINING THE ONE REMAINING-CASH ACCOUNT HAS FALLEN BELOW THE REPORTING TIIRESHOLD AMOUNT FOR 2008. THE ACCOUNT HAS BEEN DENOTED WITH PARENTHETICAL (Y). 

05/13/2009
Koeltl, John 

IX. CERTIFICATION. certify that all Information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCI10NS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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