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Judicial Watch • John M. Rogers – 2011

John M. Rogers – 2011

John M. Rogers – 2011

Page 1: John M. Rogers – 2011

Category:Federal Judges

Number of Pages:7

Date Created:February 26, 2013

Date Uploaded to the Library:December 10, 2014

Tags:Stanford, John M Rogers, rogers, travel, university, 2011, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
  FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Rogers, John Court Organization U.S. Court Appeals, 6th Cir Date Report 051712012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address Vine Street, Suite 400 Lexington 40507 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Professor Emeritus University Kentucky College Law, Lexington 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 07/31/01 Publishing agreement with Aspen Publishers and two co-authors for administrative law casebook with 15% royalty for the authors. 
 
 
 
Date Report 
Rogers, John 
0517/2012 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) 2011 Aspen Publishing Co., Book Royalties 	$701.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 	Kentucky World Trade Center 2011 	Chinese Cultural Education Center Lexington 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 o.ffi!ing 
instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Stanford Federalist Society May 2011 Stanford, Give talk Travel, hotel, meals. 
 
Federal Bar Association May 13, 2011 Memphis, Mock argument Travel, hotel, meals 
Liberty University 	September 24, 2011 Lynchburg, Moot court Travel, hotel, meals 
Stanford University 	October 26-27;, 2011 Stanford, Symposium Travel, hotel, meals 	 
Brigham Young University November 17-18, Provo, Professor Residence Travel, hotel, meals 2011 
 
 
 
Date Report 
Rogers, John 
051712012 GIFTS. (Includes those spouse and tfependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
Date Report 
Rogers, John 
0517/2012 
VII. INVESTMENTS and TRUSTS income, vat11e, transactions r1nc111des those spo11se and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (2) (1) (4) 
Place (X) after each asset Amount Type (e.g., Value Value e.g., Date Value Gain Identity 
exempt from prior disclosure Code div:;.rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) i.nt.) (J-P) Code3 redemption) (H) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less B41,00l -$2.500 =$2.501 -$5,000 0=$5,001-$15,000 =$15,001 -$50.000 
(Sec Columns and 04) F450.001 -$100.000 =$100.001 -$1.000.000 111 =$1.000,001 -$5,000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1,000.000 41.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Rogers, John 
0517/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions (1nc111des those spo11se and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transaciions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (!) (2) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, min/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
 
18. First Federal Bank Interest 
19. Wanger USA Mui None Buy 05/12/11 
20. Neuberger Berman Genesis NBGEX None Buy 12/27/11 
21. Blackrock Div MDDVX Dividend 
22. Janus Perkins Cap Val JSCVX Dividend 
23. Lazard Emerging Mkts Port LZEMX Dividend 
24. PIM Commodity Real Return Strat PCRDX Dividend Buy 07/13/11 
25. Nuveen Tradewinds Intl Val. NAIGX Dividend 
26. PIMCO Total Return cl. PTTDX Dividend 
27. PIM Foreign Bond PFUAX Dividend 
28. TCWSm Cap Growth TGSNX None 
29. Cohen Steers Realty Shs. Fd. CSRSX Dividend 
30. Fidelity Advr New Insights Fd. cl. FNIAX None 
31. Goldman Sachs Bric cl. GBRAX None 
32. Western Asset Money Mkt Fd. cl. Dividend Buy 03/01/11 
33. PIMCO REal Return PRRDX Dividend Buy 07/13/11 Income Gain Codes: =$1.000 orless B=$1,00l -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 J=$15.000orlcss =$15,001 -$50.000 
(Sec Columns and 03) =$250.00  $500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 
P3=$25.000.00 -$50.000.000 =More than $50.000.000 
Value CodeL=$50.001 -$100.000 =$100.001 -$250.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =l:look Value =Other =Estimated 
 
 
 
Date Report 
Rogers, John 
051712012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
 
 
Date Report 
Rogers, John 
0517/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: John Rogers 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544