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Judicial Watch • John M. Walker – 2012

John M. Walker – 2012

John M. Walker – 2012

Page 1: John M. Walker – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:John M Walker, walker, Supreme Court, 2012, Market, assets, transactions, Codes, dividend, disclosure, reporting, report, ICE, Federal Judge, financial, income, Judge


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Rev. 112013 Government Act 1978 FOR CALENDAR YEAR 2012 US.C. app.  101-111) Person Reporting (last name, first, middle initial) WALKER, JOHN Court-or Organization United States Court Appeals for the Second Circuit Date Report 05113/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
U.S. Court Appeals for the Second Circuit 157 Church Street New Haven, 06510 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Dwight Opperman Institute Judicial Administration Director U.S. Association Constitutional Law  Director  Friends CEELI  Director  American Society oflntemational Law, Judicial Advisory Board  Director  Spencer Williams Foundation for Judicial Independence  

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date ofReport
WALKER, JOHN 
05/13/2013 
III. 0N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) Jan-April  Income Lecturer-Yale Law School  $42,064.00 Sept-Dec  Income Lecturer-Yale Law School  $42,063.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Supreme Court Albania  5/11/2012-5/17/2012  Tirana, Albania  Conference Chief Justices Eastern Europe  Transportation, meals, lodging  

Thomas Jefferson School Law  6/4/2012-617/2012  Hangzhou, China  Lecture -China Study Abroad Program  Transportation, meals, lodging  
National Committee USChina Relations  12/3/2012-1217/2012  Hainan, China  Educational seminar  Transportation, meals, lodging 

Date Report 
WALKER, JOHN 
05/13/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 

VALUE CODE 

Date Report
WALKER, JOHN 
05/13/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 

(2) 
(1) 
(2) (1) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) --COMMON STOCK- AES CORP  Dividend  Buy  08/07/12 AFC ENTERPRISES  None  Buy  04/20/12 ALLSTATE CORP  Dividend AMERICAN INTL GROUP  None  Buy (add'!)  09/14/12 AMERICAN TOWER INC  Dividend  Sold (part)  02/15/12 APPLE INC  Dividend  Buy (add'!)  08/17/12  Sold (part)  11/20/12 ARTIC GLACIER INC  None  
10. ATHENA HEALTH INC  None  Sold (part)  05/04/12  
11. ATT INC COM  Dividend  Buy (add'!)  02/01/12  
12.  Sold  11/20/12  
13. BED BATH BEYOND  None  Buy (add'!)  01/10/12  
14.  Sold (part)  11120112.  
15. BERKSHIRE HATHAWAY  None  Buy (add'!)  08/15/)2  
16.  Sold (part)  11/20/12  
17. BHP BILLITON LTD SPONSORED ADR  Dividend  Buy (add'!)  03/J 3/12 Income Gain Codes: =$1 ,000 less =$1 ,001 -$2,500 =$2,501 -$5,000 =$5 ,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$1 00,000 =$1 00,001 -$1 ,000,000 =$1,000,001 -$5,000,000 "More than $5,000,000 Value Codes  J=$15,000orless =$15,001 -$50,000 =$50, 001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500, 001 -$1,000,000 =$1 ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =Moe than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Date Report 
05/13/2013 

VII. INVESTMENTS anci TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(!)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18.  Sold (part)  11/20/12  
19. CARMAX  None  
20. CELGENCE CORP  None  Sold  0510411:2  
21. CHEVRON CORP  Dividend  Buy (add'!)  01/10/12  
22.  Sold (part)  11/20/12  
23. CINCINNATI BELL INC  None  
24. CISCO SYSTEMS INC  Dividend  Buy (add'!)  01/10/12  
25.  Sold  03/13/12  
26: CLEAR CHANNEL OUTDOOR  Dividend  Sold  09/28/12  
27. CLEAR MEDIA LTD.  Dividend  
28. CLEARWIRE CORP  None  Sold  12/20/12  
29. CONCORD MEDICAL SVCS HOLDINGS ADR  None  
30. CROWN HOLDINGS  None  
31. DELL INC  None  Buy  03115112  
32.  Sold  05123112  
33. DENNY'S CORP  None  Buy (add'!)  02/02/12  
3'4. DISCOVERY COMMUNICATIONS  None  Sold  03/13/12 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Date Report 
WALKER, JOHN 
05/13/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) (I) (2) {I) (2) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. DEVON ENERGY CORP  Dividend  Buy (add'!)  03/06/12  
36.  Sold (part)  11120112  
37. ENERGY TRANSFER PARTNERS  Dividend  Buy (add'!)  02/29/12  
38.  Sold (part)  11/20/12  
39. ENSCO PLC SPONSORED ADR  Dividend  
40. FACEBOOK INC  None  Buy  05/23/12  
41.  Sold (part)  11/20/12  
42. GENERAL ELECTRIC  Dividend  
43. GLADSTONE COMM CORP  Dividend  
44. INTERNAP NETWORK SERVICES  None  Buy  11/29/12  
45. INTERNATIONAL BUSINESS MACHINES  Dividend  Buy (add'!)  06111112  
46.  Sold (part)  11/20/12  
47. IRIDIUM COMMUNICATIONS  None  Buy (add'!)  03/14/12  
48. MORGAN CHASE  Dividend  Buy  06111112  
49.  Sold (part)  11120/12  
50. Kl2INC COM  None  Sold  07/02/12  
51. KINDER MORGAN ENERGY PARTNERS  Dividend  Sold (part)  11/14/12 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
WALKER, JOHN 
05/13/2013 
VII. INVESTMENTS and TRUSTS --income, value, tra11sactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
 

(I) (1) 
(2) (!) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. LABORATORY CORP AMER HOLDINGS  None  Buy (add'!)  01/10/12  
53.  Sold (part)  I1/20/12  
54. LAMAR ADVERTISING  None  Sold  09/25/f2  
55. LOWES INC  Dividend  Buy (add'!)  01/10/12  
56.  Sold (part)  11/20/12  
57. MARKEL CORPORATION  None  
58. MASTERCARD INC  Dividend  Buy (add'!)  02/08/1:2  
59.  Sold (part)  11/20/12 MICROS SYSTEMS INC  None  
61. MICROSOFT CORP  Dividend  Buy (add'!)  01/10/12  
62.  Sold (part)  I1/20/12  
63. MILLICOM INTERNATIONAL  Dividend  
64. NEOGEN CORP  None  Buy (add'!)  01/10/12  
65.  Sold (part)  I1/20/12  
66. NII HOLDINGS  Buy  09/20/12  
67. NOVARTIS SPONSORED ADR  Dividend  Buy (add'I)  01/10/12  
68.  Sold (part)  I1/20/l2 Income Gain Codes: =$1,000 less =$1,001 -$2,500 $2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L$50,00! -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00! -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  
 

Date Report

05/13/2013
WALKER,JOHNM. 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(4) (5)
(2) (!) (2) (I) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) (ifprivate
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) 
69. ORACLE CORPORATION  Dividend  Buy (add'!)  01/10/12  
70.  Sold (part)  11/20/12  
71. PEPSICO INC  Dividend  Buy (add'!)  01/10/12  
72.  Sold (part)  05/04/12  
73.  Sold (part)  11/20/12  
74. PHILIP MORRIS INTL INC COM  Dividend  Buy (add'!)  01/10/12  
75.  Sold (part)  11/20/12  
76. PIONEER NATURAL  Dividend  
77. POOL CORP  Dividend  Sold (part)  04/20/12  
78. PRIME INFASTRUCTURE HOLDINGS  None  
79. PRIMO WATER CORP  None  Sold  07/09/12  
80. PROCTOR GAMBLE  Dividend  Buy (add'!)  01/10/12  
81.  Sold (part)  11/20/12  
82. REDDY ICE HOLDINGS INC  None  Buy  10/30/12  
83. ROYAL BANK CANADA  Dividend  Buy  08/31112  
84. SIX FLAGS ENTMT CORP  Dividend  
85. SMUCKER  Dividend  Buy (add'!)  01/10/12 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
05/13/2013 
VII. INVE TMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (1) (2) (!) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  rnm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86.  Sold (part)  Il/20/12  
87. SOLARWINDS INC COM  None  Buy (add'!)  01/10/12  
88.  Sold (part)  02/29/12  
89.  Sold (part)  11/20/12  
90. STRAYER INC COM  Dividend  Buy (add'!)  03112112  
91.  Sold  04/19/12  
92. SUNRISE SENIOR LIVING INC  None  Sold  08/28/12  
93. SUPER MICRO COMPUTER INC  None  Buy (add'!)  01/10/12  
94.  Sold (part)  11/20/12  
95. TAIWAN SEMICONDUCTOR  Dividend  Buy (add'!)  07/30/12  
96.  Sold (part)  11120/12  
97. TIME WARNER CABLE  Dividend  
98. UNITED TECHNOLOGIES CORP  Dividend  Buy (add'!)  03/12/12  
99.  Sold  11/20/12  
100. UNIVERSAL DISPLAY CORP  None URSTADT BIDDLE PPT  Dividend  
102. VARIAN MEDICAL SYSTEMS  None  Sold  03112112 
Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =)I-lore than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 L=$50,001-$100,000 =$100,001 -$250,000 

(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =G:'ash Market (See Column C2) =Book Value V=Other =Estimated 
Description Assets Income during Gross. value end Transactions during reporting period (including trust assets) reporting period ofreporting period 

(2) (I) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dcl/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
103.  WALMART STORES INC  Dividend  Buy (add'!)  01/03/12  
104.  Sold (part)  11/20/12  
105.  WELLS FARGO CO NEW  Dividend  Buy (add'!)  02/03/12  
106.  Sold (part)  11/20/12  
107.  
108.  --CASHEQUIVALENTS- 
109.  PERSHING GOVT ACCOUNT  Interest  
110.  FIDELITY CASH  Interest  
111.  DREYFUS TREASURY PRIME INV  Dividend  
112.  --LIMITED PARTNERSHIP 
113.  BROOKFIELD INFRASTRUCTURE PARTNERS  Dividend  
114.  --CORPORATE BONDS- 
115.  REDDY ICE CORP 13.25 DUE 11/1/2015  None  Merged (with line 82)  10/30/12  
116.  GENERAL ELECTRIC CORP CAP MED TERM  Interest  Buy  02/15/12  
117.  Sold  05/07/12  
118.  --BANK ACCOUNTS- 
119.  BANK AMERICA  Interest lncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 45,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
05/13/2013
WALKER, JOHN 
VII. INVESTMENTS and -in.come, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing i11structions.) NONE (No reportable income, assets, transactions./  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (2) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

120.  CITIBANK  Interest  
121.  PEOPLES BANK  Interest  
122. lncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$.5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less ;=$1 5,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 

05/13/2013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

Date Report 

05/13/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JOHN WALKE 
NOTE: ANY INDIVIDUAL WHO KNOWINGIW AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544