Skip to content

Judicial Watch • John P. Bailey – 2007

John P. Bailey – 2007

John P. Bailey – 2007

Page 1: John P. Bailey – 2007

Category:Federal Judges

Number of Pages:10

Date Created:September 6, 2013

Date Uploaded to the Library:June 13, 2014

Tags:John P Bailey, bailey, jpmorgan, Riley, asset, Virginia, Estate, trust, 2007, assets, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

UNITED STATES DISTRICT COURT 
Northern District West Virginia 
1125 Chapline Street, Suite 2044 
WHEELING, WEST VIRGINIA 26003 
 
JOHN PRESTON BAILEY Chief Judge 
July 2008 
Honorable Ortrie Smith ,._, 
Committee Financial Disclosure (./) 
C) 
--n-1 
Administrative Office the United States Courts ,-. 
a::.:: c:: 
Suite 2-301 
One Columbus Circle, 
Washington, D.C. 20544 oJ: 
-qr 0fT1 
Re: Financial Disclosure Filing 
 
Dear Judge Smith: receipt your letter June 19, 2008, concerning the requirement for additional information relating 
Financial Disclosure Filing. have elected respond letter provide the additional information. 
 
Part VII, page line Live Nation (com) was change name from CCE Spinco (com). 
 
Part VII, page line 14. Morgan Deposit Sweep Premier asset the trust which was one several 
trustees prior appointment. preparing the April 14, 2008 report, utilized trust report for the end 2007, 
even though had resigned shortly after confirmation March, 2007. This asset was not part the trust the 
time resignation and perhaps should not have been included report. 
 
Part VII, page line 20. Idearc (com) was spun off from Verizon November 2006. Unfortunately, when 
prepared nomination report dated January 10, 2007, did not have the benefit the fourth quarter trust report and, 
therefore, did not include Idearc that report. Part VII, page line nomination report, listed CCE Spinco asset. longer report since 
CCE Spinco changed its name Live Nation. (See paragraph 1). 
 
 
Honorable Ortrie Smith Committee Financial Disclosure July 2008 
Two Part VII, page line nomination report, listed Morgan Liquid Assets Money market Investment 
asset. preparing the April 14, 2008 report, utilized trust report for the end 2007, even though had resigned 
shortly after confirmation March, 2007. This asset was still part the trust the time resignation and 
should have been included report. Part VII, page line nomination report, listed March McClennan Cos. Inc. asset. This was 
error. fact, this asset was sold 09126106. The value code for the transaction was Part VII, page line nomination report, listed Dell, Inc. asset. preparing the April 14, 2008 
report, utilized trust report for the end 2007, even though had resigned shortly after confirmation March, 
2007. This asset was still part the trust the time resignation and should have been included report. Part Vil, page line nomination report, listed Bellsouth Corp BLS Group asset. That entity was 
merged into ATT, and the certificates were received January 2007. Part Vil, page line nomination report, listed Charlotte Wtr. Swr Sys Ref Ser Dtd 02/01/05. 
This was error. fact, this asset was sold 09/29/06. The value code for the transaction was you need desire any additional explanation information, please let know. certify that all the information given above accurate, true, and complete the best niy knowledge and belief, 
and that any information reported was withheld because met applicable statutory provisions permitting no- 
disclosure, 
JPB/bjt POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
Bailey, Riley, Buch Harman, L.C. Kalkreuth Roofing Sheet Metal, Inc. 
 
Secretary The Sweeney Group, Inc. 
 
Executor Estate 
 
Trustee Trust 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 2005 Bailey, Riley, Buch Harman, L.C. Profit Sharing Plan with former firm, control Filers Non-Investment Income NONE (No reportable non-investment income.) 
 SOURCE AND TYPE INCOME (yours, not spouses) 2007 Bailey, Riley, Buch Harman, L.C. -salary 25,385 
Bailey, Riley, Buch Harman, L.C. -buyout assets when became 25,000 judge. Spouses Non-Investment Income you were married during any portion the reporting year, complete this 
section. 
(Dollar amount not required except for honoraria.) 
 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV, REIMBURSEMENTS -transportation, /odging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED West Virginia State Bar 03/30/2007-Ci3/3 ICIOOfeston, St. Bar Long Range Plan. Mileage, meals and lodging West Virginia State Bar 08/16/2007 Flatwoods, Exec. Dir. Search Comm. Mileage 
West Virginia State Bar 0911112007 Charleston, Exec. Dir. Search Mileage, meals and lodging Comm. West Virginia State Bar 0912012007 Charleston, Exec. Dir. Search 
Mileage, meals and lodging 
 
Comm. GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Honorary Membership 1,140 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Visa Card 
Personal Loan Loan for education Loan for education 
VII. 
INVESTMENTS and TRUSTS i11come, value, 1ra11sac1ions r1nc1udes those spouse and dependent children; 
see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income 
during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting 
period (l) (2) Value Value Code Method (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions 
during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) 
(if private transaction) 
IRA#! Dividend 
 
-Federated Prime Obligations Fd. 396 
 
-CVS/Caremark (com) 
 
 
-Clear Channel Communication (com) -Home Depot Inc. (com) 
 
-Live Nation (com) 
 
-Time Warner Inc. (com) 
 
-Medco Health Solutions (com) 
 
 
-Merck and Company (com) 
10. Bailey, Riley, Buch Hannan Profit Dividend 
Sharing Plan Mass Mutual Life Insurance Dividend 
 
12. 
 
Estate (Y) Interest 
 
13. 
 
Trust (Y) Int./Div. 
 
14. 
 
-JPMorgan Deposit Sweep Premier 
 
15. 
 
-JPMorgan Chase Co. 
 
16. 
 
-WesBanco Inc (com) 
 
17. 
 
-GE (com) Income Gain Codes: ,000 less =$t,00l -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$t 5,001 $50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =More 
than $5,000,000 
 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and.03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 
=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
VII. 
INVESTMENTS and TRUSTS --income, vatue, transactions r1nc!udes those spouse and dependent c1tildren; 
see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting 
period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) 
 
 
 
(I) 
(2) Value Value Code Method (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day 
 
 
(3) 
(4) Value Gain Code Code (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
 
18. 
 
-3M (com) 
 
19. 
 
-Masco Corp (com) 
 
20. 
 
-Idearc (com) 
 
21. 
 
-General Mills (com) 
 
22. 
 
-Heinz (com) 
 
23. 
 
-Proctor Gamble (com) 
 
24. 
 
-BP Sponsored ADR 
 
25. 
 
-Chevron Corp (com) 
 
26. 
 
-Exxon Mobil Corp (com) 
 
27. 
 
-Citigroup Inc. (com) 
 
28. 
 
-FHLMC (com) 
-Bristol Myers Squibb (com) 
-Wyeth (com) 
 
31. 
 -Dow Chem. Co. (com) 
 
32. 
-PPG Inds. Inc. (com) 
 
33. 
-Harbor Intl Inst! 
 
34. 
-!shares Dow Jones Real Est ldx 
 Income Gain Codes: $1,000 less $t,00l -$2,500 $2,501 -$5,000 s5.oo 5,ooo $15,001 $50,000 (See Columns and D4) F$50,00l -$l 00,000 stoo,001 ->1.000,000 $1,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes =$l 5,000 less 5,00 -$50,000 =$50,00 00,000 00,00 -$250,000 (See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
 Value Method Codes :o::Appraisal =Cost (Real Estate Only) =Assessment Cash Market (See Column C2) Book Value ==Other =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS income, value, transactions (Iricludes those spouse and dependent c1iud;en; see 
PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(I) 
 
 
(2) 
 
 
(1) 
(1) (2) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
-JPMorgan Diversified Mid Cap Growth 
 
 
 
Date buy, sell, Month-redemption) Day Type (e.g., Value Gain Identity Code Code buyer/seller (J-P) (A-H) (ifprivate transaction) 
36. 
 
-JPMorgan Diversified Mid Cap Value 
 
37. 
 
-JPMorgan Highbridge Stat Mkt Neut 
 
38. 
 
-JPMorgan International Equity Index 
 
 
-JPMorgan Multi-Cap Market Neutral 
40. 
 
-JPMorgan Small Cap Growth Fund 
 
41. 
 
-JPMorgan Small Cap Value Fund 
 
42. 
 
-Dominion Res Inc New (com) 
 
43. 
 
-Cisco Sys Inc (com) 
 
44. 
 
-Intel Corp (com) 
 
 
-Microsoft Corp (com) 
46. -ATT Inc (com) 
-Verizon Communictaions (com) 
 
48. 
 
-United Parcel Svc Inc 
 
49. 
 
-Greensboro Pub Impt Ser Dtd 0210112005 
 
50. 
 
-Raleigh Comb Enterprise Sys Rev Dtd 05/04/04 
 
51. 
 
-Raleigh Comb Enterprise Sys Rev Ref Dtd 05105/05 Income Gain Codes: =$1,000 Jess =$I ,00 -$2,500 $2,501 -$5,000 $5,001 -$15,000 =$15,001 $50,000 
(See Columns aod D4) $50,001 -$100,000 $100,00 -$I ,000,000 =$1,000,001 -$5,000,000 !-12 =More 
than $5,000,000 
 Value Codes $15,000 Jess =$15,001 -$50,000 $50,001 -$100,000 00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 1500,001 -$1,000.000 =$1,000,001 -$5,000,000 
$5,000,001 -$25,000,000 $25,000,001 -$50,000,000 More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Casb Market 
(See Column C2) o=oBook Value ::=Other o::Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes t1tose spouse and dependent children; 
see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Gross value end 
Description Assets 
Income during 
reporting period 
(including tmst assets) 
reporting period 
 
 
(1) (2) 
(!) 
Value 
Amount 
Type (e.g., 
Place (X) after each asset 
Code 
Code 
div., rent, 
exempt from prior disclosure 
(A-H) int.) (J-P) 
Transactions during reporting period 
 
(I) 
 
 
(2) 
 (3) (4) (5) 
Date Value Gain Identity 
Month Code Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
 
 
 
Value 
Type (e.g., 
Method 
buy, sell, 
Code 
redemption) 
(Q-W) 
 
52. 
 
-Mason Cnty WVa Single Family Mtg Dtd 08/01179 
 
53. 
 
-Mecklenberg Cnty Pub Impt Ser Dtd 02101105 
 
 
-Rowan Cnty RefDtd 04101105 -Cabarrus Cnty Pub lmpt Dtd 09/01106 
56. 
 
-Appalachian Univ Rev RefDtd 04/20/05 
 
57. 
 
-Mecklenberg Cnty Pub Impt Ser Dtd 08/01102 
 
58. 
 
-University Sys Pool Rev Ser Dtd 04114105 
 
59. 
 
-Goldsboro RefDtd 04/01105 
 
60. 
 
-Beauford Cnty Dtd 04/01105 
 
61. 
 
-Brunswick Cnty Cmnty College Ser Dtd 04101105 
 
62. 
 
-East Carolina Univ Univ Rev Ref Ser Dtd 06/19/03 
 Income Gain Codes: ,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,091 -$15,000 5,00 
-$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More 
 
 
than $5,000,000 
 Value Codes 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,00l -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
Part Positions 
All duties executor Trust# were completed before took the bench. resigned all other position upon taking the bench. 
Part VII. Investments and Trusts noted above, all duties executor Trust were completed before took the bench. resigned one three Trustees Trust upon taking the bench. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent 
children, any) accurate, true, and complete the best knowledge and belief, and that any information not 
reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have 
been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and 
Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS U.S.C. 
app.  104) 
 
FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544