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Judicial Watch • John P Bailey Financial Disclosure Report for 2007

John P Bailey Financial Disclosure Report for 2007

John P Bailey Financial Disclosure Report for 2007

Page 1: John P Bailey Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:11

Date Created:November 18, 2008

Date Uploaded to the Library:November 13, 2013

Tags:John P Bailey, jpmorgan, bailey, Riley, asset, Virginia, Estate, trust, 2007, EPA, Financial Disclosure, ICE, CIA, financial, income, Judge


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UNITED STATES DISTRICT COURT 
Northern District West Virginia 
1125 Chapline Street, Suite 2044 
WHEELING, WEST VIRGINIA 26003 

JOHN PRESTON BAILEY Chief Judge 
July 2008 
Honorable Ortrie Smith ,._,
Committee Financial Disclosure (./) 
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Administrative Office the United States Courts ,-. 
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Suite 2-301
One Columbus Circle,
Washington, D.C. 20544 oJ:"
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Re: Financial Disclosure Filing 

Dear Judge Smith: receipt your letter June 19, 2008, concerning the requirement for additional information relating Financial Disclosure Filing. have elected respond letter provide the additional information. 
Part VII, page line Live Nation (com) was change name from CCE Spinco (com). 
Part VII, page line 14. "JP Morgan Deposit Sweep Premier" asset the trust which was one several trustees prior appointment. preparing the April 14, 2008 report, utilized trust report for the end 2007, even though had resigned shortly after confirmation March, 2007. This asset was not part the trust the time resignation and perhaps should not have been included report. 
Part VII, page line 20. "Idearc (com)" was spun off from Verizon November 2006. Unfortunately, when prepared nomination report dated January 10, 2007, did not have the benefit the fourth quarter trust report and, therefore, did not include Idearc that report. Part VII, page line nomination report, listed CCE Spinco asset. longer report since CCE Spinco changed its name Live Nation. (See paragraph 1). 

Honorable Ortrie Smith Committee Financial Disclosure July 2008 

Two Part VII, page line nomination report, listed Morgan Liquid Assets Money market Investment asset. preparing the April 14, 2008 report, utilized trust report for the end 2007, even though had resigned shortly after confirmation March, 2007. This asset was still part the trust the time resignation and should have been included report. Part VII, page line nomination report, listed March McClennan Cos. Inc. asset. This was error. fact, this asset was sold 09126106. The value code for the transaction was Part VII, page line nomination report, listed Dell, Inc. asset. preparing the April 14, 2008 report, utilized trust report for the end 2007, even though had resigned shortly after confirmation March, 2007. This asset was still part the trust the time resignation and should have been included report. Part Vil, page line nomination report, listed Bellsouth Corp BLS Group asset. That entity was merged into ATT, and the certificates were received January 2007. Part Vil, page line nomination report, listed Charlotte Wtr. Swr Sys Ref Ser Dtd 02/01/05. This was error. fact, this asset was sold 09/29/06. The value code for the transaction was you need desire any additional explanation information, please let know. certify that all the information given above accurate, true, and complete the best niy knowledge and belief, and that any information reported was withheld because met applicable statutory provisions permitting no-disclosure, 
JPB/bjt POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

Bailey, Riley, Buch Harman, L.C. 
Kalkreuth Roofing Sheet Metal, Inc. 
Secretary The Sweeney Group, Inc. 
Executor Estate 
Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2005 Bailey, Riley, Buch Harman, L.C. Profit Sharing Plan with former firm, control 

Date Report 
04/14/2008
Bailey, John 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007  Bailey, Riley, Buch Harman, L.C. -salary 25,385  

Bailey, Riley, Buch Harman, L.C. -buyout assets when became 25,000 judge. Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, /odging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  West Virginia State Bar  03/30/2007-Ci3/3 ICIOO'feston,  St. Bar Long Range Plan.  Mileage, meals and lodging  West Virginia State Bar  08/16/2007  Flatwoods,  Exec. Dir. Search Comm.  Mileage  

West Virginia State Bar 0911112007 Charleston, 	Exec. Dir. Search Mileage, meals and lodging Comm. 
West Virginia State Bar 0912012007 Charleston, 	Exec. Dir. Search 
Mileage, meals and lodging 

Comm. 

Date Report 
Bailey, John 
04/14/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Honorary Membership 1,140 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Visa Card 

Personal Loan  
Loan for education  
Loan for education 

Name Person Reporting 
Date Report 
Bailey, John 
04/14/2008 
VII. INVESTMENTS and TRUSTS i11come, value, 1ra11sac1ions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (l) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction) IRA#! Dividend 
-Federated Prime Obligations Fd. 396 
-CVS/Caremark (com) 

-Clear Channel Communication (com) 
-Home Depot Inc. (com) 
-Live Nation (com) 
-Time Warner Inc. (com) 
-Medco Health Solutions (com) 

-Merck and Company (com) 
10. Bailey, Riley, Buch Hannan Profit Dividend 
Sharing Plan Mass Mutual Life Insurance Dividend 
12. 
Estate (Y) Interest 

13. 
Trust (Y) Int./Div. 

14. 
-JPMorgan Deposit Sweep Premier 

15. 
-JPMorgan Chase Co. 

16. 
-WesBanco Inc (com) 

17. 
-GE (com) Income Gain Codes: "'$ ,000 less =$t,00l -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$t 5,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and.03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Bailey, John 
04/14/2008 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc!udes those spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) (4) Value Gain Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

18. 
-3M (com) 

19. 
-Masco Corp (com) 

20. 
-Idearc (com) 

21. 
-General Mills (com) 

22. 
-Heinz (com) 

23. 
-Proctor Gamble (com) 

24. 
-BP Sponsored ADR 

25. 
-Chevron Corp (com) 

26. 
-Exxon Mobil Corp (com) 

27. 
-Citigroup Inc. (com) 

28. 
-FHLMC (com) 
-Bristol Myers Squibb (com) 
-Wyeth (com) 
31. -Dow Chem. Co. (com) 

32.  -PPG Inds. Inc. (com)  
33.  -Harbor Intl Inst!  
34.  -!shares Dow Jones Real Est ldx Income Gain Codes: ""$1,000 less $t,00l -$2,500 $2,501 -$5,000 s5.oo 5,ooo $15,001 -$50,000  
(See Columns and D4)  F$50,00l -$l 00,000 stoo,001 ->1.000,000 $1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$l 5,000 less 5,00 -$50,000 =$50,00 00,000 00,00 -$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes :o::Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(See Column C2) ""Book Value =='Other =Estimated  

Date Report 
Bailey, John 
04/14/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Iricludes those spouse and dependent c1iud;en; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(1) (1) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  
-JPMorgan Diversified Mid Cap Growth  

Date buy, sell, Month-redemption) Day 
Type (e.g., 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (ifprivate  
transaction)  

36. 
-JPMorgan Diversified Mid Cap Value 

37. 
-JPMorgan Highbridge Stat Mkt Neut 

38. 
-JPMorgan International Equity Index 

-JPMorgan Multi-Cap Market Neutral 
40. 
-JPMorgan Small Cap Growth Fund 

41. 
-JPMorgan Small Cap Value Fund 

42. 
-Dominion Res Inc New (com) 

43. 
-Cisco Sys Inc (com) 

44. 
-Intel Corp (com) 

-Microsoft Corp (com) 
46. -ATT Inc (com) 
-Verizon Communictaions (com) 
48. 
-United Parcel Svc Inc 

49. 
-Greensboro Pub Impt Ser Dtd 0210112005 

50. 
-Raleigh Comb Enterprise Sys Rev Dtd 05/04/04 

51. 
-Raleigh Comb Enterprise Sys Rev Ref Dtd 05105/05 Income Gain Codes: =$1,000 Jess =$I ,00 -$2,500 $2,501 -$5,000 $5,001 -$15,000 =$15,001 -$50,000  
(See Columns aod D4) $50,001 -$100,000 $100,00 -$I ,000,000 =$1,000,001 -$5,000,000  !-12 =More than $5,000,000 Value Codes $15,000 Jess =$15,001 -$50,000 $50,001 -$100,000 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 1500,001 -$1,000.000 =$1,000,001 -$5,000,000 $5,000,001 -$25,000,000 $25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Casb Market  
(See Column C2) o=oBook Value ::=Other o::Estimated  

Name Person Reporting 
Date Report 
Bailey, John 
04/14/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes t1tose spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Description Assets 
Income during 
reporting period 
(including tmst assets) 
reporting period 
(1) (2)
(!) 
Value
Amount 
Type (e.g.,
Place "(X)" after each asset 
Code 
Code
div., rent, 
exempt from prior disclosure 
(A-H) int.) 
(J-P) 
Transactions during reporting period 

(I) 
(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
Month  Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  
transaction)  

Value 
Type (e.g., 
Method 
buy, sell, 
Code 
redemption) 
(Q-W) 
52. 
-Mason Cnty WVa Single Family Mtg Dtd 08/01179 

53. 
-Mecklenberg Cnty Pub Impt Ser Dtd 02101105 

-Rowan Cnty RefDtd 04101105 
-Cabarrus Cnty Pub lmpt Dtd 09/01106 
56. 
-Appalachian Univ Rev RefDtd 04/20/05 

57. 
-Mecklenberg Cnty Pub Impt Ser Dtd 08/01102 

58. 
-University Sys Pool Rev Ser Dtd 04114105 

59. 
-Goldsboro RefDtd 04/01105 

60. 
-Beauford Cnty Dtd 04/01105 

61. 
-Brunswick Cnty Cmnty College Ser Dtd 04101105 

62. 
-East Carolina Univ Univ Rev Ref Ser Dtd 06/19/03 Income Gain Codes: ,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,091 -$15,000 5,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,00l -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Bailey, John 
04/14/2008 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
Part Positions 
All duties executor Trust# were completed before took the bench. resigned all other position upon taking the bench. 
Part VII. Investments and Trusts noted above, all duties executor Trust were completed before took the bench. resigned one three Trustees Trust upon taking the bench. 

Date Report 
Bailey, John 
04/14/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544