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Judicial Watch • John T. Elfvin – 2003

John T. Elfvin – 2003

John T. Elfvin – 2003

Page 1: John T. Elfvin – 2003

Category:Federal Judges

Number of Pages:18

Date Created:February 3, 2005

Date Uploaded to the Library:October 14, 2014

Tags:Elfvin, John T Elfvin, Redemptio, Gross, 2003, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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III. NON-INVESTMENT IJCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Fifori1> Non-Investment Income NONE -(No reportable non-investment income.) (yoms, not spouse,s) Spouses Non-Investment Income -(Ifyou were manied during any portion the reporting year, please complete this section. (dollar amount not requiired except for honoraria) 
 NONE (No reportable non-illlvestment income.) 
IV. REThffiURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse :and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reporltahle reimbursements.) 
Name Person Reporting Elfvin, John 
-V. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONJE (No such reportll1b gifts.) 
 
VI. 	UABJLITIES. (Inciude11 those spouse and dependent children. See pp. 32-34 instructions.) l!ll NOJNE (No reportable liabilities.) 
 
 
 
 
 
FiN:ANCIAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
.Page 1of13 
Elfvin, John 
6/1/04 
VII. INVESTMENTS and TitUSTS 	-income, value. transcations (includes those the spouse and depeudentcbildlren. See pp. 34-57 filing instnJ1cnons.) Income during Gross value end Transactions 
during reporting period 
[lescription ofAssets 
reporting period reporting period 
(ii1cludi11g trust assets) not ftom 
(1) (2) (l) {3) (4) (5) 
Place (X) after each assct exemp 
Type (e.g. Value Value Type (e.g. Date: 
Amount 
Value Gain Identity ftc)tll prior disclosure 
Code2 Method buy, sell, MonthCode 
div. nmt. 
Code2 Codel buyer/seller(J-P) Code3 merger, Day 
inL) 
(if private 
(AH) 
(J-P) (AH) 
-(No reportable income, assets, transactions) Dupont3.SO Pfd 
 
 
FI1:1. MMI -Jt. Acct. Flel:tEo11 Brdg. Tun!. 5.000 
 
 
26. 	Whirlpool-Cmn. 
27. 
28. 	KeyB ;mkSavings Dividend Dividend Dividend Interest Interest Dividend Interest 
 
30. 
NYSJ:lonn-Mt. Sin. 6.5 bond None Redemptio 07/01 Water Fin. 5.5 bondBuJfill Interest 
 
31. Millbn>0k CSD 6.15 bond 
NYSled Faes 6.2 bond 
32. 
33. 
 
34. NYSAled. Care (Sisters Hosp.) 6.3 bond 
NY:SNled. Care Fae 5.95 bond 
35. 
NYST1riboro Br. Tunn. 6.0 bond 
36. Interest None Redemptio 08/15 None Interest Interest Redemptio Redemptio Redemptio 11/03 08/15 01/02 lncmne!GainCodes: =n,ooo less ,001-$2,500 $2,SOl-$5,000 $5,001-$15,000 $15,001-$50.000 (See Columns and D4) =$50,001-$100,000 =$100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Clonie (KSD) 4.9 bond 
 
92. 
Otsego Co. IDA 5.125 boncl 
 
 
93. Otsego Co. IDA 5.125 bond 
94. 
CorlStellation Energy -Cron 
 
95. 
Exx:on/Mobil -Cmn 
 
 
96. Flec::t Boston 
Nassau Co. 5.1 bond 
97. 
 
 
NYS Com. Adv. 5.125 bond 
98. 
 
 
int.) (JP)merger, Day (Q-W) transaction) 
(AH) CodeJ (J-P) (A-H) (if p1rivate 
redemption) Interest Interest Interest Dividend Dividend Dividend Interest Interest 
 
NYS SER 5.00 bond Interest 
NYS Dcmn (City Univ.) 5.00 bond Interest 
 
JOO. 
101. 
NYS D1c11m (Ment. Hlth.) 5.CIO bc1nd 
 
102. 
NYS D1lrm (Mt. Sinai Med. Sch.) 5.00 bond 
 
103. 
NYS Dcmn (No. Shore Hosp.) S.:!5 bond 
 
104. 
NYS: De>rm (Ment. Hlth.) S.00 bond 
 
 
105. NYS: Thruway 5.00 bond 
106. Ser 5.25 
107. 108. Clymer CSD 5.2 bond LongwoDd CSD 5.0 bond Interest Interest Interest Interest Interest Interest Interest Interest =$2,501-$5,000= $5,001-$15,000 =$1,000,001-$5,H2 =Morethan$5,000,000 
000,000 =$50,001-$100,000=$100,001-$250,000 $1,000,001-$5,000,000 =$5,000,001-$25,000.000 $More than $50,000,000 Assessment =Cash/Market Estimated 
FiN:ANCIAL DISCLOSURE REPORT 
 
Date Report 
Name Person Reporting 
Elfvin, Joh11 
 
6/1/04 
-income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 filing instructions.) 
Vll., INVESTMENTS andl TRUSTS 
 
tran.laction) Description Assets (focluding trust assets) Income during reporting period (I) (2) Gross value end reporting period (I) (2) Transactio11S during reporting period (1) lfnot exempt ftmn disclosure (2) (3) (S) 
mptPlace cxr after each asset exe AmoWJt Type (e.g. Value lue Type (e.g. Date: Value Gain Iden1tity 
fuJm prior disclos ure Codel div. rent. Code2 Method buy, sell, MonthCode2 Code buyc:rlseller 
(AH) int.) (J-P) Cod (Q-W) merger, Day (J-P)redemption) (A-H) (if private 
109. llO. 111. 112. 113. NYC Hlth. Hosp. 5.0 bond NYS Donn Rev. Ct. Fae S.375 t>ond NYS Env. Faes 5.00 bond NYS Energy (Lilco) 5.15 bonci Interest Interest Interest Interest Redemptio 07/24 
114. ll5. 116. NYS lhruway 5.00 bond Yonkers 5.00 bond lZOIA -Crnn Interest Interest Dividend 
 
117. 118. 119. 120. 121. 122. Exe:Ion -CmtJ. Qwest Communications DOIninion Resources -Cmn ATStT Wifeless PLC (formerly ARCO) Lot11g l11land Power 4.75 Dividend None Dividend None Dividend Interest 
 
123. Penl C:SD 4.625% Interest 
124. 125. 126. Albion CSCS.00% NY:S Donn City Univ. Series s.o Nevv Y1ork Ser. 5.0 Interest Interest Interest Redemptio 07/01 htcome/Giain Codes: =Sl,000 less =$1,001-$2,SOOc $2,SOl-$5,000 $5,001-$15,000 =$15 ,001-$50,000 
(See Collmms and D4} =$50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than SS,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-Sl 00,000 $100,001-$250,000 
(See Columns and 03) S2SCl,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,00J-$50,000.000 $More lhan$50,000,000 Value Meithod Codes =Appraisal Cost (Real Estate Only) AssesSIDCllt Cash/Market 
(See Colunm C2) =Book Valie =Other =Estimated 
 
 
Name Person Reporting 
Daile Report 
 
Elfvin, John 
6/1/04 
VII..INVESTMENTS and TRUSTS -income, value, transcations (includes lhose the spouse and dependent children. See pp. 34-57 offiling instructions.) 
buyer/seller Income during D.Gross valne end Transactions during reporting period 
Description Assets ![including trust assets) reporting period -(1) (2) n:port:iug period (1) (2) (1) Ifnot exempt fi:om 
Place (X) after each asllet eot lliOm prior disclosure Amollllt Type (eCode div. rem. (A-H) int.) (2) .g.Value Vaine Type (e.g. Date: Value Gain Identity ofCode2 Method buy, sel MonthCode2 Code (JP) Code3 merger, Day (J-P) (A-H) (if private redemption) tmisaclion) 
127. NYC Mun. Wtr. 5.375 Interest 
128. 
129. Nt:w York State 4.75 (11/1123) Interest 
130. 131. NYC Trans Fin Auth 5.000 Nl:S Donn Auth. {Fordham) 5.000 Interest Interest 
132. NYS Donn Auth. Rev. SID F:in,g Ser 5.00 Interest 
133. Ctmcast Corp. CI. -Cmn. (PPE) None 
134. Pe;pco Holdings Inc. -Cmn. Dividend 
135. Tmvelers Prop. Cas. Class A-Crnn Dividend 
136. Travelers Prop. Cas. Class B-Cmn Dividend 
137. 
138. 139. -ATTCrnn. Dividend 
140. Dividend 
141. Bell South Dividend 
142. Du1ont Cmn Dividend 
143. 144. Fl:t Money Mkt. Fl:tSvgs. Interest Interest 
IncomefGain Codes: ,OtJO less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 (See Colt1mns and 04) =$56,IJOl-$100,000 $100,001-$1,000,000 $1,000,001$5,000,000 =More than $5,000,000 
Value Codes: =SI s.oo orless $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 
 
(See Columns and 03) =$250,0IJ0.$500,000 $500,001 $1,000,000 $1,000,00J-$5,000,000 $5,000,DOl-$25,000,000 $25,000,001 $50,000.000 =$More than$50,000,000 
Value Me1thod Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash/Market (See CokllIDl C2) =Book.Value =Other =Estimared 
 
 
 income, value, transcarions (includes those ofthe spouse and dependent children. See pp. 34-57 offiling insmctions.) 
VIl. JNVESTMENTS and TRUSTS 
145. 146. 147. 148. 149. l:>escription Assets (ineluding !rust assets) (X) after each asset elmmpt Pila om prior disclosure -Ford ltr. -Cmn ltrs.-Cmn -Halli uton-Cmn. -mM Cmn. Income dming reponing period (1) (2) Amount Type (e.g. Code div. rent. (AH) int.) Dividend Dividend Dividend Dividend Gross value end reporting period (I) (2) Value Value Code2 Method (J-P) Code3 (Q-W) Transactions during reponing period {I) not exeIJ1lt fit>m (2) Type (e.g. Date: Value Gain buy, sell, MonthCode2 Code merger, Day (J-P) (A-H)redemption} (S) Identity buyetise!ler (ifprivate transaction) 
150. Loe: khc :ed Martin -Cmn. Dividend 
151. 152. 153. 154. Lucent Technologies-Cmn. -Comcast Corp. Cl. A-Cmn. -on-Cmn. TrernOt.Lt-Cmn. None None Dividend Dividend Merger 2/14 
155. 156. 157. 158. 159. ---MoriroCi Co. 6.1 bond -NY(  Tran. Auth. S.25 bond -NYS Dc>nn (Cornell) 5.4 bor,1d Interest None Interest Redemptio 1/2 
160. 161. 162. NYS Dorm {Ment. Hlth.) 5.0 bond -NYS Dc1rm (Vassar) 5.25 bond Interest Interest Income/Ga1in Codes: $1,000 (lf IC.ss $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 -S>s.om1 
(See Columns :SI and D4) $50;001-$100,000 =$100,001-$1,000,000 $1,000,001-$5,000,000 =More than$5,000,000 Value Cod!:s: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See ColwlllllS and D3) $250,(l00-$500,000 $500,001-Sl,000,000 Sl,000,001-S5,000,000 $5,000,001-$25.000,000 $25,000,001-SS0,000,0oO $More than SS0,000,000 Value Method Codes Ap]prais11.I =Cost {Real Esrate Only) Assessment Ca!ih/Market 
(See ColW1111 C:2) =Book Value =Other Estimated 
 
Date ofRepo1t 
Name Person Reponing 
Elfvin, John 
6/1/04 
--income, value, transcations (includes those the spouse and dependent cbildn:n. See pp. 34-57 offiling instructions.) 
VII. INVESTMENTS andl TRUSTS 
 
163. 164. 165. 166. 167. 168. Description Assets (including trust assets) Pl:ace (X) after each asset exempt from prior disclosure NYS Med. Care Fae. 4.9 l:iond Verizo1ri -Cmn. -Delphi Aut.o -Cmn. LIPowerS.S Power Auth. 5.0 bond Income during reporting period (I) -(2) AmolDlt Type (e.g. Code div. rent (AH) int) Interest Dividend Dividend Interest Interest Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (QW) Transactions during reporting period (I) not exempt from disclosure (2) (3) (5) Type (e.g. Dale: Value Gain Iden1tyofbuy, sell, MonthCode2 Code buyer/seller merger, Day (J-P) (A-H) (ifp1ivateredetqrtion) ttanlllUltion} Redemptio  06/02 
169. NYS Donn (RfI) 5.3 bond Interest 
170. 171. ATT Wireless Services Inc. -Cmr1 Foot Lcicker Inc. -Cmn. None Dividend 
172. Evergn:en Fund Dividend 
173. 174. NYC Metropolitan S.00 Elcc:troinics Data Sys Corp. NEW -Cmn. Interest Dividend 
175. 176. 177. -Eas1mari Chemical -Cmn. Dividend 
178. 179. 180. Emc:rson Elec. -Cmn General Electric -Cmn. -Gallaher Group -Cmn. Dividend Dividend Dividend 
Income/Gain Codes: =$1,000orless $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 15,001-$50,000 (See Colunms and 04) $50,001-$100,000 =$100,001-$1,000,000 000 =More lhan SS,000,000 $1,000,001-$5,000, Value Codes: $15,000 less $15,001-$50.000 $5Q,001-S100,000 $100,001-$250,000 {See Columns and 03) $250.,0l)().:f,S00,000= SS00,001-$1,000,000 $5,000,001-$25,000.000 =$l,OOO,OOl-S5,000,000 $25,000,0CIJ -$50,000,000 SMon:: than S50,000. 
000 Value Method Codes =Appraisal Cost (Real :late Only) =Assessment CashfMarket 
(See ColulIDl C2) =Book Value =Other =Estimated 
 
FINANCJ[AL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
 
Elfvin, John 
6/1104 
-income, value. transcatious (includes those the spouse and dependent children. See pp. 34-57 of:liling instrueticms.) 
VIT. INVESTMENTS and TRUSTS Income during Gross value end Transactions during reporting period 
r;lescription Assets 
reporting period reporting period 
(ii1cluding trust assets) ace (X) after each asset exempt prior disclosure (1) Amount Code (AH) (2) Type (e.g. div. rent. int) (1) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g. buy, sell, merger,redemption) (2) Date: Month-Day not exempt finm (3) Value Code2 (J-P) (4) Code (A-H) Identity buyer/seller(ifpivatelrall!!lption) 
181. 182. 183. 184. 185. 186. 187. 188. For tun1 Brands -Cmn. Eas trru Kodak -Cmn. Gen Mtrs. -Cmn. irlp ool-Cmn. IBM Lucent Technologies -Cmn. -NClfl -Cmn. -RaytheIOD-Cmn. Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend 
189. 190. Bris tol Myers-Cmn. -ComCalrt (BNP Trust) Dividend Dividend 
191. Chevro111Texaco Dividend 
192. 
193. 194. 195. 196. 197. AlieghenyEnergy -AT.!l !:T cmn. Bell uth-Cmn. -DQE InIC.-Cmn. Dividend Dividend Dividend Dividend 
198. DTE ergy-Cmn. Dividend lncome/G11in Codes: $1,000 ror less =$1,001-$2.,SOO $2,501-SS,OOO =$5,001-$15,000 =$15,001-$50,000 
(See Colmmis and D4} =$50,001-$100,000 =$100,001-$1,000,000 Sl,000,001-$5,000,000 Mcm: than $5,000,000 Value Cocllls: $1:5,0001 less $15,001-$50,000 =$50,001-$100,000 $100,001-$250,000 
(See Colwrms and D3) $2:50,0GO-$SOO,OOO $25,00U,001-$50,000,000 $500,001-$1,000,000 =$More than $50,000,000 =$1,000,00l-$5,000,000 $5,000,001-$25,000,000 Value MetilOd Codes Appr.1tisal =Cost (Real Estate Only) =Assessment Cash/Marlc:et 
{See Colwnn C2) 
 
Name ofPerson Reporting 
Date Report 
12{)If13 
Elfvin, John 
6/1/04 
-income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instmctions.) 
vn. INVESTMENTS and TRUSTS 
199. 200. 201. 202. 203. 204. Description Assets including trust assets) Fir erg lace (X) after eacl1 assell eml)lt prior disclosure --yEast-Cmn. -America -Cmn. -CmnJ Wachovia Income during reporting period (I) - (2) Amount Type (e.g. Code div. rent.or (A-H) int.) Dividend Dividend Dividend Gross value end reporting period (I} (2) Value Value Code2 Method {J-P) Code3 (Q-W) Transactions during reporting p..-riod (I) Ifnot exempt from (2) (3) Type (e.g. Date: Value Gain buy, sell, MonthCode2 Code! merger, Day (J-P) (A-H)recleiqltion) (5) Identity buyer/seller (ifprival.e !rallSllCtion) 
205. PNClin. Corp. -Cmn. Dividend 
206. 1st: lion Tr. Mon. Mkt. Interest 
207. 
208. Pl.C Sponsored ADR Dividend 
209. 210. 211. 212. 213. ExXO!l Constl Verizc ifMobil -:llatin Energy Group C.inn. lostonCmn. Cmn. Dividend Dividend Dividend Dividend 
214. 215. Scl, vaya LbCmn. Cmn. Dividend Dividend 
216. Xeel EnergyCmn. Dividend Jncomel1Gain Codes: $1,000 Jess $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 = $15,001-$50,000 
(SeeCo:ill!IDlSBl andD4) =$50,001-$100,000 $100,001-Sl,OOO,OOO $1,000;001-$5,000,000 =More than $5,000,000 ValueCc.W:s: =$15,000orless $15,001-$50,000 $50,001-$1 Oo,000 $100,001-$250,000 
(See CollwmlS and 03) $250,,000-$500,000 =SS00,001-$1,000,000 =$1,000,00J-$5,000,000 $5,000,00 J-$25.000,000 =$25,000,00J-$50.000,000 $More than SS0,000,000 Value M1ethod Codes AP1miisal Cost (Real Estate Only) Assessment Casb!Market 
(See C0Iwm1 C2) =Book Value =Other Estimated 
 
 
 
Datie Report 
Name Person Reporting 
Elfvin, John 
6/1/04 -income, lllue, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.) 
vn. lNVESTMENTS and TRUSTS 
Income during 
Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) 
not exempt from 
{I) 
(2) 
(4) 
Place ()() after each asset r.xempt 
Type (e.g. Date: 
Value 
Amount 
Value 
Type 
Identity 
Value Gain 
fiom prior disclosure 
buy, sell, Month 
Code2 Method 
Code2 Code 
buyer/seller 
Code div. 
rent. 
merger, Day 
Code3 
(A-H) int.) 
(if private 
(J-P) (A-H) 
217. Zirnm1i:r Holdings Inc. Com. 
218. ATT Wireless Services Inc. Ctam. 
219. Morgan Chase Co. -Cmn. 
220. 
221. 222. Vernon NYC 4.2 Dividend Dividend Dividend Interest 
 
mlemption) transaction) 
(Q-W) 
06/04 
Buy 
223. Suffolk Cnty. 4.S 
224. NYS Env FDS-2nd Res-I 4.75 
225. Mt. Vernon NYC 4.0 
226. Amhetilt 5.0 
227. Tribomugh Sub 5.00 
228. Metro Trans Auth. 5.00 
229. Metro Trans. Auth. Ded. Tax 5.00 
230. Vall1i hie. -Cmn. (F/K/A Tremont) Interest 
Interest Interest Interest Interest Interest Interest Dividend 
 
Buy 
Buy 
Buy 
Buy 
Buy 
Buy 
Buy 
Merger 
07/09 
11/06 
04/07 
08/04 
07123 
01/13 
02114 lncome/Gi1in Codes: ,000 lete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have beelll reported arc compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. SUBJECT CIVIL.AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Fll..ING INSTRUCTIONS 
Mail signed original and additional copies to: 
 
Committee Financial Disclosure Admll;iistrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544