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Judicial Watch • John T Noonan Jr Financial Disclosure Report for 2009

John T Noonan Jr Financial Disclosure Report for 2009

John T Noonan Jr Financial Disclosure Report for 2009

Page 1: John T Noonan Jr Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:10

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:John T Noonan Jr, Noonan, Fleet, fargo, Small, wells, Growth, university, 2009, EPA, dividend, Financial Disclosure, ICE, CIA, income, Judge

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FINANCIAL IDISCLOSURE REPORT Report Required the Ethics Government Act 1978
R~~,. I!~0t0 	FOR CALENDAR ~:.~EAR 2009 I_.(S.C. ,,pp..~,~ 101-11I) Person Reporting (last fir.% middle initial) Court Organization Date Report 
Noonan, Jr.. John 	I).S. Court Appeals, 9ih 06/1512010 Iitle (Arfictc Ill judges indicate active senior slams: 5a. Report Type (check appropriate ~ype) Reporting Period 
magistrate judges indicate fall- par~-tfl,:ae) 
[---] Nomination, 

Date 	01/01/2009 
Articlc lllJu~.lge, Sct~ior hfitia! Ammal Final 
5b. Amended Chambers Office Address the basis ti~e information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicab],.. laws anti regulations.

LJ.S. Court Appeals Seventh Slreet 
Sau Francisco, 94103 eviewil~,g Officer 	Date 
IAIPOR TES: The instructions accompanying this form tnust followed. Complete all parts, checking the NONE box.tbr each part where you have reportable information. Sign last page. POSITION  gn,o.,i,,g ;,,~i.,h,.;.,u.,.:.~ fiting ........ lions.) 

[~] NONE (No reportable positiotts.) 
POSITION 	NAME ORGANIZATION/ENTITY President and l.)irecto* 	Tlaomas More-Jacques lV[arilain hlstilute (non-profit cttltural organization) 
Member 	Advisory Council, Transparency International 
Member 	Editorial Board, America~ Journal Jurisprudence 
Member 	Presidents Council, Graduate Theulogical School AGREEMENTS. (Reparting individual on(; ...... pp. t4-16 tqfihng ..........ions.) NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 07101/86 	1/nivcrsity Calitbrnia pension based service 
Noonan Jr. John .... ..... Reporting 	Dote Report
111. NON-INVESTMENT INCOME. (Reporting individual andsp ...... seepp. 7-24 offiling ........ions.) Filers Non-Investment Income 
NONE (No reportable non-investment income~) 
DATE SOURCE AND TYPE INCOME (yours, not spouses)
 2009 Pension: University California 	$42,540.96
 2009 Royalty-West Group Foundation Press 	$2,114.07
 2009 Stipend: University Notre Dame 	$3,327.00 

4.2009 Stipend: Uuiversity San Francisco 1,000.00
 2009 Stipend: New School University 	$1,000.00
 2009 Refund: California Franchise "fax Board 	$8,161.00 Spouses Non-lnvestment Income -~f ~,ou ,~e,e married during anyportion the reporting)ear, complete this sectiot~ (Doll~r wnount no~ required except/br honoraria.) 	NONE (No reportable non-investment income.) DATE SO~CE TYPE 
IV. REIMBURSEMENTS ...... ..... io., ~,,duZnu..tood, ........ ........ 

tln~ h~Ncs those a;o~m~e o.d dependent children, see 25-27 q[ifiling instructions.) [7~ NONE (No reportable reimbursements.) 
SOURCE  DATES.  LOCATION  PURPOSE  ITEMS PAIl) PROVIDED Graduate Theological Union  10126/2009  New York, New York  Meeting  Airfare, "laxis  
P~esiden(s Council 012712009  New Schon] University Social Research Conl~rence  3/5/209 3/6/2009  New Yurk, New York  Con~:erence odging, Airfare, Taxis  

Uni~ ersity Nolre Dame 5/[5/2009 -Nolr Dame, Indiana Commencement Address Lodging, Meals, Aicfare, Taxis5/{ 712009 
PagcFINANCIAL3 DISCLOSURE REPORT  Name Person Reporting Noon~n, Jr.,~o~,n  Date Report 06/15,~20~o  Vi[[~nova University School Law -.T~hn Scarpa  10/22/2009  Philadelphia,  Conference  Lodging, Transportation, T~ain, T~xis  

.FINANCIAl, DISCLOSURE REPORT .....Reporting Date Report Page Noonan, Jr., John (}6/15/2010 ..... GIFTS. ..~_~ NONE OVo ret)ortahle. SO~CE .,._.~ifi~..)  DESCRIPTION  VALL1E  NONE (N) reportable liabilities.) CREDITOR  DESCRIPTION  VALUE CODE ............................................  

Name Person Reporting Date Report 
h,,o,,a,,, Jr., John 06/15/2010 INVESTMENTS and TRUSTS .......... ........... ,,i,,.. Otu:ludes thr,,e o]$p ....... dependent children; xee pp. 34-60 ,~JHing  NONE  (No reportable income, assets, transactions.)  
th~cluding trust as~e~s) exempt t?~m~ prior disclosure  reposing period Amount Type Code div., rent. (A-H) int.l reporlit~g period Value Value Code Mmhod !(J-I)) Code (Q-W~ Type (e.g., Date buy. sell. mm.d}5" Code Code I redemption] (J-P) iAdt)  Identity boyerisellcr (if pdvalc transzction)  Fidelity Magellan Fund  Dividend  Fidelity Muni Income Fund (tbrmerly Spartan Muni Fd) P.L.C.  Interest DMdend  Wells Fargo Checking Account  Inleresl  Wells Fargo Market Rate Account  Dividend  Wells Fargo IRAs  lnteresl  Dreyfus Muni B,:md Fund (lbrmerly Insured Muni ond Fund) Teachers Insurance and Ammity Association  Dividend Interest i0.  DWS Global Fund (fbrmerly Scudder Intl Bor, Fund Wells Fargo hweshucnts-Thornburg  Dividend Dividend  Wachovia Time l?cposi~  Interest  Broke.rage Accotlnl Nun}her Bear Steams  -JP Morgun Chase  Dividend  
14.  -General Mills  Dividend  
15.  -Procter Gamble Cc,,nmon  Dividend  
16.  -Neurobiological lechno!ogies  Di.idend  
17.  -BP P,L.C  (."  Dividend  

Name Person Reporting Date Repnrt  
NONE (No reportable income, assets, transactions_)  
Dcscnplion ~lAsse~s ~mdudiag ~mst assets) Hace"(X)"af, ...... .... cxcmp~ from prior disclosure  Income during reporting period ....... Typet,,.g.,~ Code d[v.. pcnL  Gross value e~d reposing period Value Value Codo Method ....................... Type(e.g., buy, sell.  lransaclio~s during repnrlmg period Dale Valt,c Gaio Code Itnnt~dd/~.y Code  [denlityof buver,scl~cr  -Coca Col~ Common  Dividend  
19.  -Eli Lilly Coqmration -I[3M Common  Dividend Dividend  
2I.  -Fortune Brands  Dividend  
22.  -Monsatm~ 4fizer  Dividend Dividend 25. 2o. 2~.. j29. 33. 3a.  -GNMA Pass Through Pools X!alverl Social Inveslment Fund -JP Morgan Prime Money Ma~kel Fund -)P Morgan P6me Muncy Market Fund -.tP Morgan Prime b>.l une~. Market Fund -Dialm,nd tlill Long-Short Fund -Ca Sta~c Universily Revenue Boud -Norlh the River Sanitary District Bond ]nisl Nulnbcr (No personal income) -Fleet Small Cap Growfl~ Fnnd -Fleel Mid Cap Value Fund  tn/eresl Interest lnteresl None Interest Interest Dividend  Sold Buy Buy Buy Buy Buy  09.;15/09 02/12/09 08/13/09 03/04/09 03/04"09  .il _)/09
VII. INVESTMENTS and TRUSTS--i,,~. ........ t,,e,, ........ tio,,s(lnct,,desttwseofsp ....... ddepe,,denrchltdremseepp. 34-60offitinginstructi,,ns.) 

NONE LVo reportable income, assets, transactions.)  
Description A.sse~s (including trust assc~sl  Income during reporting period  Gross value end reporting period  Transactions during reporting period  
Place "(X)" after each assel exempt from prior disclosure noun(Code [A-H)  Type (e.g.. dlv.. rent. ml.) Value Code (J-P)  Value Method Code  Type (e.g.. buy, sell, redemption) Date ]mmfd~tyy  Value Gain Cod:: Code (J-P)  Identity buyer/seller (if private  
(Q-W)  ~(A-I-I)  transaction)  
35.  -Fleet Small Cap Value Fund  Buy  03/04/09  
36.  -Fleet Mid Cap Growth Fund  Buy  03/04109  
37.  -Fleet LargeCap Growth Fund  Sold  03/04/09  
38.  -Fleet Tax Exempt Fund  Sold  03/04/09  
39. -Fleet Small Cap Growth Fuod  Buy  05/05/09  
40. -FIeet Small Cap Value Fund  Buy  05/05/09  
41. -Fleet Mid Cap Growth Fund  Buy  05/05/09  
42.  -Fleet Tax Exempt Fund  Sold  05/05/09  
43.  -Fleet International Equity Fund  Sold  10/05109  
44.  -Fleet LargeCap Value Fund  Sold  !0/05/09  
45.  -Fleet Mid Cap Gruwth Fund  Sold  10/05/09  
46.  -Fleel Large Cup (Jrowlh Fuud  Sold  10/05/09  
47.  -Fleet Tax Exmnpi l"und  Buy  10105109  
48.  Trust Number (No personal to, come)  l)ividend  
49.  -Fleet International Equity Fund  Sold  03/04/09  
50. -Flcet Intermediate Tax Exempt Bond Fund  Sold  03/04/09 -Fleet Small (ap Growth Fuud  Buy  03/04/09  

Noonan, Jr.,JohnT. 06/15/2010 
NONE (~ro reportable income, assets, transactions.)  
I)escripfir,, Assets (including trust assets)  h~comc during reposing period  Gross value end repoaing period  T~sactions durir~g rcp,~ning period  
Placc"(X)"afl .....h ..... exempt from prior disclosure  A .....t) Type(e.g.,~ Code d~v., rent, I?A-H) int)  Value (ode (J-P) Value Method Code  Tvpc(e.g., buy sell  redemption) Date mm/dd.yyI  Vah,e Galn {~)de Code (J-P) IA-II~  Idc,,ti,vof buyer/seller (ifprlvat~  
52.  -Finer M[dCap Growht Fund  Buy  03/04/09  
53. 54. 55. 56.  -FIccl Small Cap Growth Fund -Flce~ Mi Intermediate Tax Exempt Bond Fund -F:ce! Intcrltational Equity Fund -Fleet l.,arg~: Cap Vah~e Fund  Buy Buy Sold Sold  05,05/09 10/05/09 10/05:09 10/05,;09  -Fleet Large Cap GrowO~ tZtmd  Sold  10/05/09  

r~on,,a,,, Jr., John 	06/!5/2010 I!. ADDITIONAL INFORMATION EX.PLANATIONS. 
T,~.o trusts referred this rep,~H, are 
Trust: :>~i~: ~~..~ Tnmt was created Dece ~ber 976 became ~evocab her death 1990 and divided ~nto Ihree shares. The trustee has d~scrc~on pay the mcon~e and principal share ~]~]~ ~:] 1976 Ttx,st: The 1976 Trust was fona~ed 1976 and became iwcvocable his death i,~ 1987. his death the 
properly was divided into 	The trustee discretion pa~, some all the net income principal share The ~rt,st terminates the death the remainder going "~e neoneofbothtn~sswaspadbvtbet~stee a2)09to ~~ ;~: ~~:~: alIover21 
years ofa~c. the requcsl the (.omm~ttee Ft~mncml sclosurc, have ~az~ed the reports have received. April 2000, Fleet Bauk acquired Ihe }Jank Boslo~ and became the ~rustce the above t~usts. The trusts were 
he~?~: ~]~f Ihe gra ~tors aat ~ere now net for~ under the same t~st instru ~ts Repo~ not made here the sales odd lots (typically ot~e two shares) made make easier divide the trusts into thirds. The money market ~nd, Galaxy. a~anged Fleet take over 
tl~e l~tnctions pert~mned tl~e money market Bnston 1784 rituals: investments fl~ese m~aey market funds are noted annual basis. Name Person Reporting ~.,~ Re~o~,
IX. CERTIFICATION. certify that all iuformation given above (including information pertainiug spouse aud minor dependent children, any) accurat, true, and complete the best knowledge and belief~ and that any information not reported was withheld because met applicable statutoryprovisions permitting non-disclosure. further certify thai earned income fiom outside employment and honoraria and the acceptance gifts which have been reported are cnmpliance with he provisions U.S.C. app.  50t et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Mail signed original and additional copies to: 
Committee Financial Disclosurc Administrative Office ofthe United States Courts Suite 2-301 One Columbus Citcle, N.E. Washington, D.C. 20544