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Judicial Watch • John T Noonan Jr Financial Disclosure Report for 2010

John T Noonan Jr Financial Disclosure Report for 2010

John T Noonan Jr Financial Disclosure Report for 2010

Page 1: John T Noonan Jr Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:John T Noonan Jr, Noonan, Fleet, California, Growth, university, trust, 2010, Market, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 1/20H 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Noonan, Jr., John U.S. Court Appeals, 9th 

06/28/2011 Title (Article 111 judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Article 11I Judge, Senior Initial Annual Final 12/31/2010 5b. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
U.S. Court Appeals with applicable laws and regulations. Seventh Street 
San Francisco, 94103 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign iast page. POSITIONS. ~e,o.ing indivld.al only; ~e, pp. 9-13 fillng instructions.) ~-~ NONE (No reportable positions.) 

POSITION 	NAME ORGANIZATION/ENTITY 
President and Director 	Thomas More-Jacques Maritain Institute (non-profit cultural organization) 
Member 	Advisory Council, Transparency International 
Member 	Editorial Board, American Journal Jurisprndence 
Member 	Presidents Council, Graduate Theological School 

II. AGREEMENTS. m~po,~i,g individual only; seepp. 14-16 filing instructions,) NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 1.07/01/86 
University California pension based service 

Noonan, Jr., John 
Ill. NON-INVESTMENT INCOME. (nepor, lng individual andspouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
D~ATE SOURCE AND TYPE INCOME (yours, not spouses) 
1.2010 Pension: University California 	$43,391.80 2010 Royalty-West Group Foundation Press 	$708.51 
3.2010 Stipend: University Southern California 1,000.00 2010 Refund: California Franchise Tax Board 	$1,918.00 Spouses Non-Investment Income -if you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children," see pp. 25-27 filling instructions.) 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	
Institute for Advanced 3/23/2010-3/25/2010 Los Angeles, California Lecture Airfare, Transportation, Tips 
Catholic Studies-University Southern Califomia 	
Court Symposium 4/18/2010-4/21/2010 Rancho Palos Verdes, Conference Lodging, Food, Tips, Airfare, 
California Transportation 	
Arizona State University-4/25/2010-4/26/2010 Tempe, Arizona Conference Airfare, Lodging, Transportation, Meal, College Law Tips GIFTS. a,,aodes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anclu,~es those spouse and dependent children; seepp. 32-33 fillng instruction)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (i) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code 
(A-H) int.) (J-P) Code redemption) (J-P) CA-H) 
(Q-W) 	
Fidelity Magellan Fund Dividend 	
Fidelity Muni Income Fund (formerly Interest 
Spartan Muni Fd) P.L.C. Dividend 	
Wells Fargo Checking Account Interest 	
Wells Fargo Market Rate Account Dividend 	
Wells Fargo IRAs Interest 	
Dreyfus Muni Bond Fund (formerly Insured Dividend Redeemed 03/03/10 
Muni Bond Fund) 	
Teachers Insurance and Annuity Association  Interest 	
DWS Global Fund (formerly Scudder Intl Dividend 
Bond Fund 

10. 	
Wells Fargo Investments-Thomburg Dividend 
Investment Trust 

11. 	
Wells Fargo Bank (formerly Wachovia Interest Closed 04/24/10
Time Deposit) 

12. 	
Fidelity Investments (X) Dividend 

13. 	
Fidelity Investments (X) Dividend 

14. 	
Legacy Treasury Direct (X) Interest 

15. 	
Legacy Treasury Direct (X) Interest 

16. 	
Bank America (formerly Cambridge Trusl Interest 
Company) (X) 

17. 	
Brokerage Account Number Bear Steams 
Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 
(See Columns and D4) 50,00 100,000 100,001 $1,000,000 1,000,001 5,000,000 ore than 5,000,000
 Value Codes =$15,000 less =$15,001 50,000 $50.001 100,000 =$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 

(5) 
I~tentity buyer/seller (if private transaction) =$15,001 $50,000 =$25,000,001 $50,000,000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) -Asscssmcnt =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRU -i.co.,c, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NOINE(No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e~g, Value Value Type (e.g., Date Value Gain Identity exernptffompriordisclosure Code div.,rent~ Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 
-JP Morgan Chase Dividend 

19. 
-General Mills Dividend 

20. 
-Procter Gamble Common Dividend -Neurobiological Technologies None 

22. 
-BP P.L.C. Dividend 

23. 
-Coca ColaCommon Dividend 

24. 
-Eli Lilly Corporation Dividend 

25. 
-IBM Common Dividend 

26. 
-Fortune Brands Dividend 

27. 
-Monsanto Dividend 

28. 
-Pfizer Dividend 

29. 
-Calvert Social Investment Fund 

None 

30. 
-JP Morgan Prime Money Market Fund Interest Buy 02/01/10 

31. 
-JP Morgan Prime Money Market Fund 	Buy 08/02/10 

32. 
-JP Morgan Prime Money Market Fund 	Buy 11/01/10 

33. 
-Diamond Hill Long-Short Fund 	None 

34. 
-Ca State University Revenue Bond Interest Income Gain Codes: =$1,000 Icss 1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 100,001 1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less ~$15,001 $50,000 =$50,001 100,000 =$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 ~$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25.000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnt =Cash Market  
(See Colunm C2) =Book Value =Othcr =Estimated  

VII. INVE STMENTS and TRUSTS -i.come, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) 
NO~E (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) 	(1) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) 
orint.) (J-P) 	Code3 redemption) O-P) (A-H) (ifpnvate (Q-W) transaction) 
35. 
-North the River Sanitary District Bond Interest 

36. 
Trust Number (No personal income) Dividend 

37. 
-WestfieldMass Bonds 	Redeemed 05/03/I0 

38. 
-Fleet International Equity Fund 	Buy 07/06/10 

39. 
-Fleet "rax Exempt Fund 	Buy 07/06/10 

40. 
-Fleet Large Cap Value Fund 

Sold 07/06/10 

41. 
-Fleet Small Cap Growth Fund 	Sold 07/06/10 

42. 
-Fleet MidCap Growth Fund 	Sold 07/06/10 

43. 
-Fleet Large Cap Growth Fund 

Sold 07/06/10 

44. 
-Fleet International Equity Fund 	Sold 10/05/10 

45. 
-Fleet Small Cap Growth Fund 	Sold 10/05/10 

46. 
-Fleet Mid Cap Growth Fund 

Sold 10/05/10 

47. 
-Fleet TaxExempt Fund 	Sold 10/05/10 

48. 
-Columbia High Yield Muni Fund 	Buy 10/05/10 

49. 
-Fleet Large Cap Value Fund 	Buy 10/05/10 

50. 
-Delaware Emerging Markets Fund 	Buy 10/05/10 

51. 
-Natixis Funds Trust 	Buy 10/05/10
 Income Gain Codes: =$1,000 less =$1,00l $2,500 -$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes -$15,000 less -$15,001 $50,000 -$50,001 $100,000 -$100,001 $250,000 See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 -More than $50,000.000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Scc Column C2) =Book Value =Estimated =Other 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 o/filing instructions.) 
NOI~E (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent. Code Method buy, sell, mm/dd~yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private -W) transaction) 
52. 
-Old Mutual Mid Cap Value Fund 	Buy 10/05/10 

53. 
-Pimco Commodity Real Return Fund 	Buy 10/05/10 

54. 
-Westc0re Small Cap Value Fund 	Buy 10/05/i 

55. 
Trust Number (No personal income) Dividend 

56. 
-Columbia High Yield Muni Fund 	Buy 10/05/10 

57. 
-Delaware Emerging Markets Fund 	Buy 10/05/10 

58. 
-Eaton Vance Large Cap Value Fund 	Buy 10/05/I 

59. 
-Pimco Commodity Fund 	Buy 10/05/10 

60. 
-Fleet International EquityFund 	Sold 10/05/10 

61. 
-Fleet Small Cap Growth Fund 	Sold 10/05/10 

62. 
-MA Intermediate Term Fund 	Sold 10/05/10 

63. 
-Fleet Mid Cap Growth Fund 	Sold 10/05/10 

64. 
-Fleet Large Cap Growth Fund 	Sold 10/05/10 

65. ncome Gain Codes: 1,000 less 1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and 194) =$50,001 $100,000 =$100,00! $1,000,000 =$1,000,001 $5,000,000 ~More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$I,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 

Name Person Reporting Date Report

06/28/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indleate part report.) 
Two trusts referred this report are follow: Trust: The~ Trust was created ~"* ~ December 1976. became irrevocable her death 1990 and divided into three shares. The trustee has discretion pay the income and principal share 
 1976 Trust: 1976 Trust was formed 1976 and became irrevocable his death 1987. his death the property was divided into equal shares The trustee has discretion pay some all the net income principal share The trust terminates the death 
years age. the request the Committee Financial Disclosure, have summarized the reports have received. April 2000, Fleet Bank acquired the Bank Boston and became the trustee the above trusts. The trusts were also subdivided into distinct trusts for each the the grantors, that there now distinct trust for~ under the same trust instruments. Report not made here the sales odd lots (typically one two shares) made make easier divide the trusts into thirds. The money market fund, Galaxy, was arranged Fleet take over the functions performed the money market Boston 1784 funds; investments these money market funds are noted annual basis. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: S/John Noonan, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. 
Washington, D.C. 20544