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Judicial Watch • Jon O. Newman – 2005

Jon O. Newman – 2005

Jon O. Newman – 2005

Page 1: Jon O. Newman – 2005

Category:Federal Judges

Number of Pages:13

Date Created:August 2, 2006

Date Uploaded to the Library:November 29, 2014

Tags:Jon O Newman, NEWMAN, Estimated, Supreme Court, Estate, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, frrst, middle initial) NEWMAN, Jon Court Organization U.S.C.A., Second Circuit Date Report 04/2412006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/3112005 
Sb. Amended Report Chambers Office Address U.S. Courthouse 450 Main Street Hartford, 06103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
Corporator 
Corporator 
Elector 
Life Regent 
Trustee 
Board Member 
Board Member 
Chair Friends the Library the Supreme Court Israel, Inc. 
Board Member Endowment Foundation the Jewish Federation Greater Hartford, Inc. 
 
Connecticut Appleseed Foundation 
 
10. 
Executor 
 
 
 
 
IJ. AGREEMENTS. (Reporting individual only; see pp. 1416 instructions.) 
IBJ NONE (No reportable agreements.) 
0412412006 
NEWMAN, Jon 
 
llJ, NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[EJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[EJ NONE (No reportable non-investment income.) 
 
 
JV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) [EJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
 
0412412006 
NEWMAN, Jon GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
Waiver annual dues Hartford Club 1666.5 
Partial reduction annual dues Tumble Brook Country Club 4478.0 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
(KJ NONE (No reportable liabilities.) 
0412412006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see pp. 34.s1 fuing instruciwns> NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure BANK ACCOUNTS AND CASH: Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (l-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Bank America --West Htfd. CT., Interest Checking Acct. .ank America --West Htfd., CT., None Closed 1/10 Checking Acct. Schwab Htfd., Conn., Money Market Interest Acct. ebster Bank, West Htfd., CT, Interest Closed 6/1 Income Gain Codes: 1,000 less =St,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,00l -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =.$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000.001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessmenl =Book Value =Estimated 
 
 
0412412006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS --income, value, transactions !includes those the spouse am1 dependent children. see pp. 34-s1 filing instructions> NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,00! -$t00,000 =$100,001 -$!,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100.000 =$100,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000.001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value W=Estimated 
 
 
04/24/2006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see pp. 34-s7 offuing instructions> 
o NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(!) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Type (e.g. Code div., rent, (A-H) int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. Stratford 3.0 Interest 
36. New Haven 6.0 Interest 
37. Conn. G.O. 5.375 Interest Called JOl3 
 
38. Conn. Sp!. Tax 5.0 Interest Matured J0/3 Income Gain Codes: A=$1,().X)orless =$t.OOI -$2,500 =$2.501 -$5,000 =$5,00t -$15.000 E=$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -$1.000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$L5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (ReaJ Estate Only) =More than $50,000,000 =Cash Market 
(See Columo C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
04/24/2006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see pp. 34-57 instructions> NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
 
(I) 
Place (X) after each asset Amount 
exempt from prior disclosure Code 
(A-H) 
 
(2) (I) 
Type (e.g. Value div., rent, 
Code int.) 
(J-P) (2) (I) 
Value Type (e.g. Method buy, sell, Code3 
merger, (Q-W) redemption) 
Transactions during reporting period 
 
(2) Date Month Day not exempt from discJoswc 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
52. 
South Central 2.0 Interest 
 
53. 
8Norwalk 4.25 Interest 
 
 
54.T Clean Water 4.0 Interest Income Gain Codes: =.$1,000 less =$t,OOI -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15.001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$100.00 -$t,OOO.OOO =$1.000,001 -$5,000.000 =More tbao $5.000.000 Value Codes =$15,000 less =$15.001 -$50,000 =$50.001  $100,000 =$100.001  $250,000 
(See Columns and 03) =$250.001 -$500,000 =$500,001 -$1.000.000 =$1,000,001 -$5,000.000 =$5.000.001 -$25.000,000 Value Method Codes =$25.000,00 -$50.000.000 =Cos! (Real Estate Only) =More than $50.000.000 =Cash rket 
(See Column C2) Q=Appraisal =Other =Assessment =Book Va1ue W=Estimated 
 
0412412006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see pp. 34.s1 affuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (1-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (1-P) (4) Gain Code (A-H} (5) Identity buyer/seller (if private transaction) 
 
69.Norfolk Southern Dividend 
70. 
9Royal Dutch Petroleum Dividend 
 
71. 
.MTBank Dividend 
72.fizer Dividend 
73.steel 
None income Gain Codes: =$1,0C>O less B=$1.001 -$2,500 =$2.501 -$5,000 =$5,001 -$15,000 E=$15.00l-$50,000 
(See Columns and 04) =$50.00 -$100.000 =$100,001-$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001-$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001-$500,000 0=$500,001-$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=AppraisaJ =Other =Assessment =Book Value =Estimated 
 
04/24/2006 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) not exempt from disclosure 
Amount Type (e.g. Code div., rent, (A-H) int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-m (5) Identity buyer/seller (if private transaction) 
 
86. 
Cisco 
 
 
None 
87. 
Total Fina Dividend 
88.Honeywell Dividend . ucent 
None 
90.itney Bowes Dividend 
91.Devon Energy Dividend 
92.NMA Dividend 
93.Prulips Dividend 
94.Tyco 
95. 
Nokia 
 
96. 
Red Hat 
 
97. 
Pflzer 
 
98. 
Medco 
 
99. 
Calamos Fund 
 
100. 
Smith Barney Capital Fund 
 
 
IOI. OTHER: 
102. Trust held Schwab Co. (Pooled Funds State Bonds) Dividend 
Dividend 
None 
Dividend 
None 
Dividend 
Dividend 
Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15.001  $50,000 
(See Columns and 04) F=$50,00I -$100,000 =$100,001 -$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001-$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001  Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000.001 -$50.000,000 =Cost (Real Estale Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment =Book VaJue =Estimated 
 
 
04124/2006 
NEWMAN, Jon 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing 
instruclwns) NONE (No reportable income, assets, transactions.) 
Description Assets Income dwing Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(!) not exempt from disclosure 
Amount 
Type (e.g. 
Value 
Place (X) after each asset 
Value Type (e.g. 
(5) 
(2) 
div., rent, Code Code exempt from prior disclosure Method buy, sell, int.) (J-P) Code merger, (Q-W) redemption) (A-H) 
103. 
lfrrust held Schwab Co. Dividend (pooled funds state bonds) 
 
104. /2 Int. Htfd., CT., Condo 
 
 
Date Value Gain Identity 
Month Code Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) Income Gain Codes: A=$),())() Jess =Sl.00!  $2.500 c=$2.501 -$5.000 =$5.00t -$15.000 E=St5.00l -$50.000 
(See ColurnM and D4) F=$50.001 -$100.000 =$100,001-$1.000.000 =Sl.000.001 -$5.000.000 =Mo than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 L=$50.00I -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500.001-$1.000.000 =$1,000.001 -$5.000.000 =S5.000.00I -$25.000,000 Value Method Codes =$25,000,001 -$50,000.000 =Cost (Real Estate On1y) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other S=Assessment =Book Value =Estimated 
 
 
04/24/2006 
NEWMAN, Jon 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See pp. 34.57 j-Uing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (AH) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (QW) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
120. -Mass. Health 4.5 
121. Baton Rouge, 4.7 
122. University Park, purchased 4/9/99, $179,000 Rent 
123. AIG Annuity (IRA) Interest 
124 Annuity (IRA) Interest Income Gain Codes: =$1,000 Jess =St.001 -$2,500 =$2.50t -$5,000 =$5,00t -$15.000 =$15.001 -$50.000 Columns and D4) F=$50,00! -$100,000 =Stoo,001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =.$15,000 Jess =$15.001. $50,000 L=$50,00I -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500.001  $1.000.000 =$1.000,001  $5,000.000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
04/24/2006 
NEWMAN, Jon 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
PART VII: Lines and Fleet Bank was acquired Bank America. Lines 10, 18, 21, 23-29, 40, 47, 53-55, 66-73, 77-81, 88-94: All assets owned ecame the property the Estate of-at her 
death February 2005. 
 
0412412006 
NEWMAN, Jon 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544