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Judicial Watch • Jon O. Newman – 2009

Jon O. Newman – 2009

Jon O. Newman – 2009

Page 1: Jon O. Newman – 2009

Category:Federal Judges

Number of Pages:27

Date Created:September 13, 2013

Date Uploaded to the Library:November 29, 2014

Tags:Jon O Newman, NEWMAN, 2009, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, report, Federal Judge, financial, income, Judge


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Government Act I978 
Rev. /120IO 
FOR CALENDAR YEAR 2009 U.S.C. app. JOI-I II) Person Reporting (last nme, first. middlo initial) NEWMAN, Jon Title (Article JIIjudges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge Court Organization U.S.C.A., Second Circuit 5a. Report Type (check appropriate type) Nomination, Date Initial [l} Annual final D11e Report 05/1112010 Reporting Period 01/01/2009 12/31/2009 
Sb. Amended Report Chambers Office Address U.S. Courthouse 450 Main Street Hartford, !03 the basis the information contained this Report and any modific1.tions pertaining thereto, ist opinion, compHancc with applicable laws and regulations. Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must befolfowed. Complete allpans, 
 
 
checking the NONE box for each part where you have reportable information. Sign lastpage. POSITIONS. (Reporting individual only; see pp. 9-13 filing Instructions.) NONE (No reportable positions.) Corporator Hanford Hospital Corporator Institute Living Elector Hanford Atheneum Life Regent University ofHartford 
Board Member 	Connecticut Appleseed Foundation 
Chair 	Friends the Library the Supreme Coun Israel, IJ:C Committee Member 	Endowment Foundation the Jewish Federation Greater Hartfqrd. .Jnc. 	Trustee Trust r. 
(Jl s:::: 
II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 filing Instructions.) 
[ZJ NONE (No reportable agreements.) 
 
III. NON-INVESTMENT ME. (Rqordng individual and spouse; see pp. 17-2 o/jlBng instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 10/11/09 Hartford Courant -for article 
(yours, not spouses) $40.00 Spouses Non-Investment Income -If you married during any porlion the rportingyar, compit this section. 
(Dollar amounl nol required except.for honoraria.) 
NONE (No reportable non-investment income.) 
[Zj 
 
 
 
IV. REIMBURSEMENTS --tr11nsport11t/1m, lodging.food, enrertainment 
(Includes those spoi1Se and dependent children; see pp. 25-17 /filing instructions.) 
NONE (No reportable reimbursements.) 
[Zj GIFTS.. (Includes those t(> spouse and dependent children; see pp. 18-11 filing Instructions.) 
[{] NONE (No reportable gifts.) 
 
 
 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, 11111ue, 1ramactions r1nctudes those spouse onil depenlknt children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
[-----Descnpu:.:of Assets ----r-Incom!during 
{including trust assets) 
Place {X) afier each asset Amount .,. Type {e.g., exempt from prior d1Sclosure Code div., rent, int) ____ --------------____j_::i 
------------------------------------------------------ 
----1 ,.,  	-,,,. --...1 
Value Value Type g., Date Value Identity 
Code Method buy, sell, mm/dd!yy Code Code buyer/seller 
(J-P) Code redemption) (J-P) (A-H) (if private 
-----1 
_j__ ---sacuo...____ 
BANK ACCOUNTS AND CASH: Bank America --West Htfd. CT., 
Interest 
.Checking Acct. 
Smith Barney, New Haven, CT., Money 
Interest Market Acct.  Peoples Bank 
Interest Sovereign Bank 
Interest 
BONDS: 
U.S. Treasury Bond 11.5 
 
 
Interest 
Redeemed 
11116109 Houma La. Transit 
Interest Lafayette La. Transit 
Interest 
10. Monroe La. 
Interest 
Matured 
08103109 
11. Monroe La. 
Interest 
12. Health 6.5 
Interest 
Redeemed 
07/01/09 
13. Conn. Health4.913 
Interest 
14. Cheshire 5.010 
Interest 
15. Conn. Refunding 5.25 
Interest 
Matured 
03116109 
16. Stratford 3.0 
Interest 
17. New Haven 6.0 
Interest 
Redeemed 
11/02/09 lncllmc Gain Codes: .000 li...-s Sl.001 -S2.500 =$2..0t  $5.000 =S.1. 
NONE (No reportable income, assets, transactions.) 
(including trust assets) ing penod period 
 
1-(i)_iw -(4)-----(Sl 
Place (X) after each asset Amount Type Value Type (e.g., Value Gain Identity 
exempt from pnor disclosure div., rent, 1Code Meth buy, sell, Code Code  buyer/seller 
 
Code 
(A-H) int.) (J-P) Code (J-P) (A-H) (if private - 
 lncomc Gain (odes: (See Columns and D4) Value Codes 
(See Cohunn:;: .:tnJ 03} Value Method Codes (Sec Column Cl) =Sl,000 less sso.001-s100.ooo 
J=Sl5.000orlcss S250.0-0I  SS00.000 S25,000,00I -$50.000,000 AppraiB:tl ... Hook Vnlue 1.00  S2.SOO SI00,001 -Sl.000.000 SIS,OOl Sl0.000 O=SS00.001-Sl.000,000 -Cusl (Real Estate Onl))V -=Other S2.501  SS,000 1.000.001 -$5,000.000 Sl0.001 -SIOU,000Pl Sl.000,001 -Sl,000,000 r.1ure than S.50,000,000 =Assessment W=Estimatcd =SS.001 -$15,000 
tt2 =Mor-=Cos: (Real s1a1c Only) =01hcr SZ.50  $5,000 111 S 1.000,001  SS,000.000 $50,001-$100,000 Sl.000.001 -$5,000,000 =More than $50,000,000 -Assc.ssment =Estimated =SS.001  $15.000 =Sf 5,001 -$50.000 112 =Mon: than SS,000,000 Sl00.001  $250,000 =$5,000,001 -$25,000.000 =Cash Market 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1ncrudes those spouse ond depmdent children; see PP. J4-6o Jiang instructions.> NONE (llfo reportable income, assets, transactions.) 
 
 
05/l l/2010 
NEWMAN, Joo 
VII. INVESTMENTS and TRUSTS -income,  1ransac11ons $1,001 -$2.500 =$2.SOI -SS,000 $5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and 04} S50,00l -SI 00,000 Sto0,001 -$1,000,000 Ill =St.000.001 -S5.ooo,ooo =More 1han Sl,000,000 Value (Ides $I 5,000 less =$15,001  SI0,000 =$50,001 -$100,000 =$100,001 -$250.000 
(Sec CoJumna :md 03) $250.001 -$500.000 =$500.001 l.000.000 s1.ooo.001 -ss.000.000 =SS,000.001 -S25.000.000 =S21.000,00I -S50.000,000 =More Than $50,000,000 Value Method ClXlcs =Appraisal =Cost (Real Estate Only) Assessmcn1 rash Market 
(Sci! Column C2) =Book Value =-Other =Estima1cd 
 
 
 
VII. 
INVESTMENTS and TRUSTS -income, vq/ue, lranactions (lnclHdes those spouse and depmdenl children; see pp. 34-60 filing Instructions.) NONE (No reportable income, assets, transactions.) 
 
VII. 
INVESTMENTS and TRUSTS -income, ... 1ue, 1ransac1ions r1nctudes those spouse and dependent children; see pp. 34-60offlt1ns1ns1111c11ons.J NONE (No reportable income, assets, transactions.) 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -1,.come, vatue, transactions r1nc1udes thoso spouse om1 dependent ch11t1ren; see pp. 34-60offlting1nstruc11ons.J NONE (No reportable income, assets, transactions.) 
end --,-------::isac:ns ---{mcluding trust assets) reporting period reporting period 
--,--:c=:--r-Gross 
r-(1)--(Z)- 
Place (X) after cacb asset Amount rType Value Value Type (e.g.. Date Va.ue Gam Identity exempt from prior disclosure lCode div., nmt, Code Method buy, sell, mm/dd/yy Code CoC:e buyer/seller(A-H) int.) (J-P) lJodc3 redemption) (J-P) (A-H) (if private 
transaclwn) (Q-W) Income Gain COO: ,000 lll Jess SI ,00 -S2.500 =$2,501 -SS,000 =SS.001-515.000 
(ScL Columns and ()4) =SS0,001  $100.000 St00,001  Sl,000.000 fll =$1,000,001  $5,000,000 =More man S5,000.000 Value Codes s1l.000 less $15,001  $50,000 =Sl0.001 -SI00,000 =$100.001  $250.000 
(See Columns 3nd 03) =$250.001  $500,000 =SS00.00151.000,000 S 1,000,001 -$5,000,000 =SS.000,001 -525.IM>O.OOO Vnlue Method Codes (Sc( Colmnn C2) =$2.lO.llOI  $50.0UO.OOO :rAppraisal BWk Value- ..-Cost (Real Esla Only) V,;.Othcr More than .S50,000.000 Assessment =Eslimlttcd Cash Market 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transaction  NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, W1tue, transactions r1nc1udn thO!Je otspouse and dependent children; see PP. 14-60otfi1111c1ns1ruc11ons.J 
NONE (No reportable income, assets, transactions.) 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, alue, 1ransac11ons (lnc1ut1es1hos ofspo11S ant1 depmt1en1 children: uepp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) ----B ! -----------D.---------.. -------. 
r----.... -. _______A._._____..__ _____ .___ -----; 
Description Assets fncome during 
 
Gross value end Transactions uring reporting riod (including,... ... els) reporting 	---.--- -----. 
buyer/seller 
Amount g. Code 
1:_ e( 
renl, (A-H) 
--. 
(!) (2) (I) (3) (4) (5) Value Value Type Value Gain Identity 
Place (X) after each asset 
Code Method buy, Code 2exempt from prior disclosure transaction) 
(J-P) Code 	(J-P) 
___:.__. ._._____ ____..L_______ 	__J_ 
__________,__________J___ 
------ 	tnc)mc Gain Codes: {Sec Columnf> and L>4} 
Value Codes. (Sec Columns and DJ) 
Value Method Cod.cs tS! Col111nn C2) Sl,000 lc.s 
-=$50,()(ll $IIJ0.000 =SIS.OOOC1rless -S2l0.00l  $500,000 -S2l.OIXJ.UOI lO,Oll0.000 
 =Appraisal vBook Value =St,001  $2,lOO =$100.001  Sl.000.000 =Sll,OOt  SlU.000 =SS00.001  Sl,000,000 =Cost {Real Estate Onl)) V=Othcr =$2.50t Sl,000 
 =$1.000,001  $5,000.000 4lO.OOt  100,000 41.000,001-Sl,000.000 =Molt than 150,00U.000 =-Assessment Estimalcd =$5,001 Sll.000 =SI S,OOI $50,00() 
 
112 =More than Sl.000.000 =$100,001 $250.000 =Sl,000.001  S25.oo0,000 =Cash Market 
 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, nsactions (Includes those SfHJNSe and dndenl children; see pp. :U-6() t>/ NONE (No reportable income, assets, transactions.) 
------------------------------, 
r-r-------------------------- 
Description Assets 
 
lncom!during Gross veat end Transactions durireporting penod (including trust assets) 
reportmg penod reporting period 
(I) -m-1m1 (2) 
(I) (4)1 (.s)____ ----1 
Amount Type (e.g., 1 Value Value Type (e.g., Date Value Gain Identity 
Place (X) alcr each asset 
Iexempt from prior disclosure Code div, rent, Code Method buy, sell, mm/dd/yY Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivale 
____J-W)_ ___ ------J ___l_ ____ 
filing Instructions.) Income Gain Codes: 1,000 less -SI ,tlO  $2,500 =$2.lOt. $5,000 =SS.OOt. 515,000 
(Sec Columns and L)4) =SS0,001  St00,000 =$!00.001-Sl,000,000 =Sl.000.001 -$5,000,000 =More tllm $5,000,000 Value Codes =SIS.000 less =Sll,001  $50.000 LSS0.001-StOO,OOO =SI00,0-01 -$250,000 
(Sec Columns.CI ond Dl) =$250.001  $500.000 =Sl00,001  Sl,000,000 =s1.ooo.001. ss.000.000 =SS.000,001  $25.000.000 =$25.000,001 $50.000.000 =More than $50.000,000 V11ll1 Method Codes Appraisal =Cost (Real Estalc Only) =Assessment =Cash Markel 
(Sec C1lumn C2) =Book Value =Other Estnnmcd 
 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, 1ransact1ons r1nc111des those spouu 11nd dependent c11udren; see PP J4-6o filing instructions.! NONE (No reportable income, assets, transactions.) 
------------	------------ 
 
 
----i.-----,----------- 
Gross value end Transacllons dunng reportmg pcnod 
(including trust assets) reponing period reponing period 
 
Description Assets Income during J_1 
---(5)------- 
(2) 
(I) 1(2)-. 
1,. 
Amount Type (e.g., Value Value Type (e.g., 
Plce (X) after each asset 
exempt from prior disclosure 
Date Valuc Gain Identity 
 
Code buy, sell, mm/ddlyy Code Code buyer/seller (A-H) 
div., rent, 
Code 
Method (A-H) int.) (J-P) Code redemption} (1-P) 
(if private 
!transaction) (Q-W) 
----- 
--- 
------------------------------------- lncomc Gain Codes: =Sl.000 lcs.s $1,001 -Sl,500 $2.SOI  SS.000 45,001  $15,000 $15.00I -$50,llOO (Sc.: Columns lll and 04) $50,001  SI00,000 5100.001 -Sl.000.000 Ill SI .000.001 -ss,000.000 112 More than $5.000,000 Value Codes 515,000orless 515.001550.000 =$50.001 -$100.000 $100,001  5250,000 
(Sec Columns ctnd OJl 5250.001  $500.000 t$500.001 -51.000.000 5,000,001 -55,000.000 55.000,001 -$25,000,000 525.000.001 U0.000.000 MOJc 1han $50,000,000 
 
-J_ Value Method Codes Appraisal =Cost (Real Esl8to Only) =Assessment :o=Cash Market {See Column C2) =-=Book Value =Othi:.T =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transt1ctions (Includes those spouse and dependent ch/Idun: see PP 34-60 ofj/llng Instruction) NONE (No reportable income, assets, transactions.) 
 
 
 
05/11/2010 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -Income, value, transaclWns (Includes thou o/JfJOUe anti dependent chiltlren; see pp. U-60 ofjlling inftruction) 
NONE (No reportable income, assets, transactions.) 
-------------o.------------- - --. --.. ----;.:---------------r--a.---r ----c: 
Description Assets lncome during Gross value end Transactions. during reporting period (including trust assets) period orreporting period 
--(J)-.--Book Valu!: ...Other Estimated 
 
 
 
 
Date Report 
NEWMAN, Jon 
05/11/2010 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicalparto/Report.) 
Part VII, line 5: Identification ofTmst changed per instructions. 
Part VII, line 35: Wyeth shares were exchanged merger for shares Pfizer and cash. See also line 192. 
Part VII, line 152: The entry for Windsor 4.0 appeared duplicate entry lines 162 and 163 Part VII 2008 report, and now appears single 
 
entry line 152 this report. 
Part VII, line 155: Interest rate 3.75; was incorrectly listed previously 2.9. 
Part VII, line 192: Pfizer shares were distributed connection with the merger Wyeth into Pfizer. See also line 135. 
The entry for Thermo Fisher, which was listed Part Vil, line 192, 2008 report, has not been listed this report because that entry was incorrect; Thermo 
 
Fisher asset Trust No. (line 245), Trust No. (line 30) and the IRA account (line 34), and was not purchased for Trust No. 
The entry for Ecolab, which was listed Part VII, line 268, 2008 report, has not been listed this report because the entry line 268 was additicmal 
purchase, which should have appeared the entry for Ecolab line 236 the 2008 report. Ecolab now appears single entry line 226 this report. 
 
 
 
 
 
 
 
 
 
 
05/11/20[0 
NEWMAN, Jon 
IX. CERTIFICATION. certify that all Information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. furth certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILlNG INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544