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Judicial Watch • Jon O. Newman – 2010

Jon O. Newman – 2010

Jon O. Newman – 2010

Page 1: Jon O. Newman – 2010

Category:Federal Judges

Number of Pages:26

Date Created:September 13, 2013

Date Uploaded to the Library:November 29, 2014

Tags:Jon O Newman, NEWMAN, Supreme Court, 2010, Market, assets, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. J/2011 Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app. /OJ-JI/) Person Reporting (last name, first, middle initial) NEWMAN, Jon Court Organization U.S.C.A., Second Circuit Date Report 05/04/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address U.S. Courthouse 450 Main Street Hartford, CT06103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instr11ctions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information_ Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Corpora tor Hartford Hospital Corporator Institute Living Elector Hartford Atheneum Life Regent University Hartford Board Member Connecticut Appleseed Foundation Chair Friends the Library the Supreme Court oflsrael, Inc. Committee Member Endowment Foundation the Jewish Federation Greater Hartford, Inc. Trustee 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Jon 
 
 
Name Person Reporting 
Date Report 
 
05/04/2011 
 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lfyou wer! married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 
NONE (No reportable non-investment income.) 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
Name Person Reporting 
Date Report 
 
05/04/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children;_see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION SmithBamey Credit Line VALUE CODE 
 
 
 
 
 
Date Report 
Name Person Reporting 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(1) (2) (I) (2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) BANK ACCOUNTS AND CASH: Bank America -West Htfd. CT., Checking Acct. Interest Smith Barney, New Haven, CT., Money Market Acct. Interest Peoples Bank Interest Sovereign Bank Interest BONDS: Houma La. Transit Interest Lafayette La. Transit Interest Monroe La. Interest 
10. Conn. Health 4.9 Interest 
11. Cheshire 5.0 Interest Matured 11/01/10 
12. Stratford 3.0 Interest Matured 02/16/10 
13. Meriden Interest 
14. Stamford 3.0 Interest Matured 09/01/10 
15. CTG.0104.9 Interest Matured 06/15/10 
16. Tax 4.3 Interest 
17. Seymour 3.5 Interest Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$I 5.00 -$50,000 
(Sec Columns and D4) =$50,001  $100,000 !00,00 -$I ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$I 5,00 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000 
(See ColumnsC and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Esiatc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (1) (2) (I) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code 
(A-H) (if private 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
transaction) 
(Q-W) 
18. Brookfield 3.5 Interest 
19. Sp!. Tax 5.5 Interest 
20. Groton 4.0 Interest 
21. 4.25 Interest 
22. Puerto Rico 5.25 Interest 
23. Bridgeport 4.25 Interest. 
24. Bridgeport12 5.0 Interest 
25. G.O. 5.0 Interest 
26. Hartford Cty. .25 Interest 
27. Fairfield 4.25 Interest 
28. Bridgeport13 5.0 Interest 
29. G.O. 5.375 Interest 
30. G.O. 5.0 Interest 
31. Health 4.4 Interest Matured 07/01/10 
32. Glastonbury 4.25 Interest 
33. West Haven 5.5 Interest Matured 12/15/10 
34. G.O. 5.0 Interest Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,50 -$5,000 D=$5,00l -$15,000 =$15,00 -$50.000 
(Sec Columns and D4) F=$50.001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$!00,000 =$100,001 -$250.000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprdisal =Cost (Real Estate Only) -Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (!) (2) (1) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private (Q-W) 
transaction) 
35. G.O. 3.5 Interest Matured 12/01/10 
36. UConn 2.9 Interest Matured 02/10/10 
37. UConn 3.2 Interest 
38. RFDG, 5.0 Interest 
39. Spl. Tax 2.75 Interest 
40. Health 5.0 Interest 
41. New Haven 4.0 Interest 
42. CTHealthl5 3.4 Interest 
43. Hartford 5.25 Interest 
44. North Branford 3.75 Interest 
45. G.0 4.0 Interest 
46. Norwch 4.375 Interest Buy 01/19/10 
47. UConn. 5.0 Interest Buy 01/19/10 
48. Darien 2.0 Interest Buy 01/22/10 
49. Brookfield 3.5 Interest Buy 03/03/10 
50. Stratford 3.25 Interest Buy 03/03/10 
51. Hsg. Fin. 0.9 Interest Buy 03/31/10 Income Gain Codes: =$I ,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$I 5,00 -$50,000 
(See Columns and 04) F=$50,00J  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes =$I 5,000 less K=$15,00J -$50,000 =$50,001 -$JOO,OOO J00,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000.000 $25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes 11wse spouse and dependent children; see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (!) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. UConn 3.0 Interest Buy 07/08/10 
53. Shelton 2.125 None Buy 07/27/10 
54. CTG.016 5.0 None Buy 07/23/10 
55. Ser. 5.0 None Buy 07/24/10 
56. Danbury 2.5 None Buy 08/24/10 
57. STOCKS: 
58. Royal Dutch Petroleum Dividend 
59. Air Products Dividend 
60. Johnson Contr. Dividend 
61. Merck Dividend 
62. Cummings Engine Dividend 
63. Minn. Mining Dividend 
64. Johnson Johnson Dividend 
65. Microsoft Dividend 
66. Cisco None 
67. Total Fina Dividend 
68. Devon Energy Dividend Income Gain Codes: A=$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 D=$5,00l -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,00 ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,00 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00l ,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other W=Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(1) (I) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. FNMA None 
70. Medco None 
71. Calamos Fund Dividend 
72. Henderson Fund Dividend 
73. Jennison Fund None 
74. Dreyfus Fund None 
75. Mainstay Fund None 
76. Fed Max Cap Fund Dividend 
77. Schwab 000 Fund Dividend 
78. OTHER: 
79. 1/2 Int. Htfd., CT., Condo purchased 8/9/88 $115,000 None 
80. Thames Hudson Royalty Contract Royalty Condo, University Park, purchased 419199, 179,000 None 
82. AIG Annuity {IRA) Interest 
83. AIG Annuity (IRA) Interest 
84. TRUST# Int./Div. 
85. -CT G.O. 5.0 Matured 06/15/10 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15.00 -$50,000 
(See Columns and D4) =$50,00 -$100,000 =$100,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$I 5,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 =$25,000,00  $50.000,000 =More 1han $5000000000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =01her =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
86. -Dupont 
87. -Exxon Mobil 
88. -G. 
89. -Norfolk Southern 
90. TBank 
91. -Pfizer 
92. -Insteel 
93. -Alexander and Baldwin 
94. -Coming 
95. -Honeywell 
96. -Lucent 
97. -Pitney Bowes 
98. -Philips 
99. -Tyco Int!. 
100. -Hartford Cty. 3.125 
IOI. -CT Health 5.125 Redeemed 03/18/10 
102. -New Caanan 3.75 Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment ==Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(l) (2) 
(2) (2) (3) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. -CT New Money 3.625 
104. -Newtown 3.5 
105. -Ledyard 5.0 
106. -New Haven 5.0 
107. -Covidien 
108. -Tyco Spinoff (from line 99) 07/06/07 
109. -CT Hlth Ed. 5.125 Buy 03/15/10 
110. -CT Spl. Tax 3.9 Buy 08/11/10 
111. -SmithBarney Bank Deposit Program Buy 01/15/10 
TRUST#2 Int./Div. 
113. -Home Depot 
114. -McDonalds 
115. -General Mills Distributed 06/09/10 
116. -Pepsico 
117. -Procter Gamble 
118. -Sara Lee 
119. -BP Amoco Sold 05/19/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,00 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(Sec ColumnsC and D3) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (2) (I) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
120. 
-American Express 
 
121. 
-Plum Creek Timber 
 
122. 
-Transatlantic Holdings 
 
123. 
-St. Paul Travelers 
 
124. 
-Baxter International 
 
125. 
-Cigna 
 
126. 
-Edwards Lifescience 
 
127. 
-Medco Health Solutions 
 
128. 
-TEVA Pharmaceutical 
 
129. 
-Dover 
 
130. 
-Emerson Electric 
 
131. 
-Minnesota Mining 
 
132. 
-Agilent 
 
133. 
-Automatic Data 
 
134. 
-Intel 
 
135. 
-Microsoft 
 
 
136. -RPM Int! Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$!00,000 I00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
05/04/2011 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) (2) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,00I  $100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00 -$50,000 =$50,001 -$I 00,000 =$I 00,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes t1tose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(l) (2) (I) (2) (l) (2) (3) (4) 
Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Code 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00  $50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001  $500,000 =$500,00 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes ttwse spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(l) (2) (!) 
(I) 
(2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00 -$15,000 =$15.00I -$50,000 
(See Columns and D4) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.00I -$50,000 =$50.001 -$100,000 =$I 00,00 -$250,000 
(SccColumnsCI and D3) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (2) (I) (2) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, rnm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
188. -Pepsico 
189. -Procter Gamble 
190. -Apache 
191. -ExxonMobil 
192. -Weatherford 
193. -JP Morgan Chase 
194. -Bank New York 
195. -Wells Fargo 
196. -Abbott Labs 
197. -Johnson Johnson 
198. -Medtronic 
199. -Schein Henry 
200. -TEVA Pharmaceutical 
201. -Minnesota Mining 
202. -Danaher Distributed 06/14/10 
203. -Emerson Electric 
204. -G.E. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 -$I ,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (I) 
(2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
205. -United Technologies 
206. -Accenture 
207. -Adobe 
208. -Automated Data Processing 
209. -Intel 
210. -IBM 
211. -Microsoft 
212. -Air Products 
213. -Ecolab 
214. -MDU Resources 
215. -Fidelity Int! Fund Sold 01/12/10 
216. -CT State 3.0 Matured 07/01/10 
217. -Bristolll 3.0 
218. -CT State 3.125 
219. -Southbury 3.75 
220. -Wethersfield 3.1 
221. -CT State 4.0 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000 
(SceColumnsCI and D3) =$250.00I -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More lhan $50,000,000 Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (2) (2) (4) (5) 
Gain Identity 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Code 
Code buyer/seller 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code2 
(A-H) int.) 
(A-H) (if private 
Code redemption) (J-P) 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$I 00,000 I00,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000,000 More lhan $50,000,000 Value Mc1hod Codes =Appraisal =Cos! (Real Estalc Only) =Assessment =Cash Market 
(Sec Colunm C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse spouse and dependent children; Set! pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (1) (2) 
(I) (3) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) {J-P) (A-H) (if private 
{Q-W) transaction) Income Gain Codes: A=$1,000 less 8=$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,00 -$50,000 
(See Columns and 04) F=$50,00 -$I 00,000 G=$100,00l -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00 -$50,000 =$50,001 -$100,000 I00,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 0=$500,00 -$1,000,000 ,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes tiwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) 
(2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain des: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,00l -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50.000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns andD3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =-Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (1) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
273. -Accenture 
274. -Automatic Data Processing 
275. -Cisco  
276. -Intel 
277. -IBM 
278. -Microsoft 
279. -Ecolab 
280. -MDU Resources 
281. -Dodge Cox Int! Fund Sold 11/10/10 
282. -Fidelity Int! Fund Sold 01/11/10 
283. -CT State 3.-0 Matured 07/01/10 
284. -Bristol .-0 
285. -CT State 3.8 
286. -Wethersfield 3.1 
287. -CT State 4.0 
288. -Regional School 3.65 
289. -Orange Redeemed 08/15/10 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (2) (I) 
(4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
290. -Easton 3.625 
291. -University 3.7 
292. -Glastonbury 3.75 
293. -U.S. Treasury 9.0 
294. -Somers 4.0 Matured 08/15/10 
295. -CT State 3.125 
296. -ATT 
297. -Thermo Fisher 
298. -General Dynamics 
299. -Oracle 
300. -Apple 
301. -Dentsply 
302. -Nike Class 
303. -Southington 3.5 
304. -New Alliance Bank Sold 11/18/10 
305. -Dodge Cox lntI Fund Buy 01/13/10 
306. -Dodge Cox lntI Fund Sold 11/10/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$!00,000 I00,00 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$150001 -$50,000 =$50,001 -$!00,000 I00,00 -$250,000 
(Sec Columns and D3) =$250,00 -$500,000 0=$500,00 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 $25,000,001  $50,000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period 
(l) (2) (1) (2) (l) (3) (5) 
Place (X) after eac asset Amount Type e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,50 -$5,000 =$5,001 -Sl5,000 =$15,00 -$50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 Pl=Sl,OOO,OOl -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Colunm C2) =Book Value =Other W=Estimated 
 
 
 
VII. INVESTMENTS and income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (!) (2) (I) (2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd!YY Code 
Code buyer/seller 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) 
324. -Microsoft 
325. -Oracle 
326. -Ecolab 
327. -Verizon 
328. -Anheuser Busch 5.625 Matured 10/01/10 
329. -Prudential 5.1 
330. -Goldman Sachs 5.7 
331. -Kimberly Clark 5.0 
332. -Pitney Bowes 4.875 
333. -Abbott Labs 
334. -United Technologies 
335. -Danaher Corp. Distributed 06/10/10 
336. -ATT 
337. -Thenno Fisher 
338. -Dodge Cox Fund Sold 11/10/10 
339. -CVS 
340. -G.E. 5.65 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$!00,000 =$I00,001 -$1,000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00I -$250,000 
(See Columns and D3) =$250,00 -$500,000 $500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1ut1es those spouse ant1 t1epent1ent c1rut1ren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period 
(1) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 I00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$100,000 =$!00,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 -=-More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :Assessment =-Cash Market 
(See Column C2) =-Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
NEWMAN, Jon 
05/04/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Line 18: This bond was inadvertently previously reported Brookfield 4.25. Lines and 108: The stock listed line Tyco should have been listed Tyco Intl. Tyco was spinofffrom Tyco Intl 7/6/07 now reflected 
line 08. The similarity names caused the inadvertent omission the spinoff previous forms. Lines 115, 202, 269, 335: These distributions resulted from stock splits. 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
signature: Jon NEWMAN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544