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Judicial Watch • Jon O Newman Financial Disclosure Report for 2009

Jon O Newman Financial Disclosure Report for 2009

Jon O Newman Financial Disclosure Report for 2009

Page 1: Jon O Newman Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:27

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Jon O Newman, NEWMAN, Matured, ATF, State, Supreme Court, Gross, 2009, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 Re~. i/20!0 u.s.c, avp. ,+" 101-1#1)
FOR CALENDAR YEAR 2009 Date Report Person Reporting [last name, first, middle initial) Court Organization 
NEWMAbI, Jon 	U.S.C.A., Second Circuit 05/I 112010 Title (Article ]II judges indicate active snnior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 

Da~ 	01/01/2009
iV-] Nomination,
Senior Circuit Judge initial Annual Final 2/31/2009 
5b. ,[---] Amended Report Chambers Office Address the basis the information contained this Report and any
modifications pertaining thereto~ is, opinion, compliance
with applicable laws and regulations,

U.S. Courthouse 
450 Main Street 
Hartford, 06103 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this farm mast followed. Complete all par~s, checking the NONE box for each part where you have reportable information. Sign last page. 
NONE (No reportablepositior~.) 
pOSITION 	_NAM]~ ORGANIZATION/ENTITY 
Corporator 	Hartford Hospital 
Corporator 	Institute Living 
Elector 	Hartford Atheneum 
Life Regent 	University Hartford 
Board Member 	Connecticut Appleseed Foundation 
Chair 	Friends the Library the Supreme Court Israel, ,no.. 
Committee Member 	Endowment Foundation the Jewish Federation Greater Hartf6rd, Inc. Trustee 	No.. Trust  
II. AGREEMENTS. #++i,o,a,+ +o~+,i++oi o~++: ,eepp. t4-U o/:t+n+ NONE (No reportable agreements.) 

pARSES AND TE~S 

IlL NON-INVESTMENT INCOME. ~R,~oen.~ ~nd~d.o~a~o.~ ~7-2~ o/~ ~nstructlon~.) Filers Non-Investment Income NONE (No reportable non-investment income,) DATE SOURCE AND TYPE 10/I 1109 Hartford Courant for article Spouses Non-lnvestment Income -lfyou we,emarrteddurln8 anyportlonoflherportingyear, eompletethlssectior~ 
(Dollar amount not required except.for honoraria.) 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS ,,..,~or~aaon. tod~.~.Zoo~. ~.,,,,o~..e.~ 
(Includes those spouse depen~nt chil~en: see pp, 25-27 ~l~f!ling inst~clions.) 
NONE (No reportable reimbursemencs.) 
LOCATION PU~OSE~~ 

05/1 t/2oto 
INCOME (yours, not spouses) 
$40.00 
ITEMS PAID PROVIDED 

Name Person Reporting  Date Repurt  
FINANCIALpage DISCLOSURE REPORT NEWMAN, Jon  05/11/2010  

NONE (No reportable g~s,) 
DESCRIPTION LIABILITIES. a,,~,~ 
NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

Date Report
Name Person Reporting 
-"-] NONE (No reporlable income, assets, transactions.) B.C. 
Description Assets Income during Gross value ~nd Transaclions during reporting period (including trust assets) reporting period reporting period 
Pacc"(X)"aP, ereaehasset Amount Type(e.g., Value Type(e.g.. Date Value Gain Identity Value
Code Code Method buy, sell, m,n/dty3, Code2 Code buyer/seller
exempt from prior disclosure div., rent, (A-H) orint.) (J-P) Code3 redemption) 0-P) i(AH) (if private 	
BANK ACCOUNTS AND CASH: 	
Bank America West fd. CT., Interest  Checking Acct. 	
Smith Barney, New Haven, CT., Money Interest Market AccL Peoples Bank Interest 	
:,~ Sovereign Bank Interest 	
BONDS: 	
U.S. Treasury Bond 1.5 Interest Redeemed 11/16/09 	Houma La. Transit 11 Interest 	
Lafayette La. Transit 11 Interest 

10. Monroe La.10 Interest Matured 08/03/09i Monroe La. 11 Interest 

12. Health 12 6.5 Interest Redeemed 07101/09 

13. 
Conn. Health 4.9 13 Interest 
14+ Cheshire 5.010 Interest 
15, Conn. Refunding09 5.25 Interest Matured 03/16/09 

16. 	
Stratford 10 3.0 Interest 

17. 	
New Haven 17 6,0 Interest Redeemed 11/02/09
 Income Gain C0dcs: ~$1.000 1$s
 Vatue Codes =$15,000 less 
(See Columns and O3~ ~$250,001 $500,000 =$500.001 t.00~,000 =$1,000,001 $5,000.000 =$5,~00.00l $25.000.000 --$25.000,001 $50,000.000 =More Ih~ $50.000,000 
Name Person Reportlug Date Report 
VII. INVESTMENTS and TRUSTS ~nc~m~value~trar~a~ms(~n~ud~st~$e~fsp~uset~nddep~t~den~c~ildren;$eepp~3~-6~f~linginM~actl~n~) 
18,  NONE (No reportable income, assets, transactions.) Description Assets Income dudng (including trust asse~) reporting period Place "(X)" after each asset Amount Type (e.g.. exempt from prior diaco~ure CodI div..rent, ~AHI_ orint.) Meridenll 3.75 Interest Gross value end reporting period Value Value Cod~2 Method(J-P) Code3  Type (e.g,. buy.~ell, rexlemption) Transactions during reporting period Date Value Gain mtrudd/y~t Code2 ]Codel 0-P) (A-B)/  Identity buyerlsellcr (ifprivate  
19,  StamfordI0 3.0  Interest  
20. Rfdg 09 4.5  Interest  Matured  03/16/09  
21. G.O104.9  Interest  
22. Tax 12 4.3  Interest  
23.  Seymour ! 3.5  Interest  
24.  Brookfield 11 4.25  Interest  
25. Spl. Tax 12 5.5  Interest  
26.  Groton 12 4.0  Interest  
27.  CTI3 4,25  Interest  
28.  Puerto Rico 14 5.25  Interest  
29. Refundingll 5.5  Interest  Redeemed  12/15/09  
30.  Shreveport 10 6.75  Interest  Redeemed  09/01/09  
31,  S.E. Texas Hospt. 09 7.5  Interest  Matured  12/01/09  
32,  Bridgeport 11 4.25  Interest  
33. Clean Water10 4.5  Interest  Redeemed  07/15/09  

34. Bridgeport 12 5.0 Interest 
Nn.,e Person Reporting

 35.  NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period Place "(X)" after each asset Amount Type (e.g.. V~lue Value exempt from prior disclesare Code div.,rent,  COde2 Method (A-IO orint.) {J-P) COde CTG.O, 13 5.0 Interest Transactions during reporting period Type (e.g., Dale Value Gain buy, sell, mm/dd/yy Code2 [Code (A-H) [redemption) (JP)  Identity buyer/seBer (ifprivale transaction)  
36.  Hartford Cry. 13 3.25  Interest  
37.  Fairfield 15 4.25  Interest  
38.  Bridgeport 13 5.0  Interest  
39. G.O. "~3 5.375  Interest  
40..  Fairfield 09 5.0  Interest  Matured  07/15/09  
41. G,O. 145.0  Interest  
42. Health 10 4.4  Interest  
43.  Glastonbury13 4.25  Interest  
44.  West Haven 10 5.5  Interest  
45. G.O, 20 5.0  Interest  
46_ G,0. 10 3.5  Interest  
47.  UConn10 2.9  Interest  
48.  UConn 11 3.2  Interest  
49.  Cl- RFDG, 16 5.0  Interest  Buy  01/30/09  
50. "CT Spl. Tax 15 2.75  Interest  Buy  01/30~09 Health 16 5.0  None  Buy  08104/09 Inco,~e Gain Codes: =$1,000 ,.n" le~s =$1.001 $2,500 =$2.501. $5,000 =$5,001 $15,~ =St S,001 S50.00~ 
 Name or" Person Reporting 	Date Repor~
VII. INVESTMENTS and TRUSTS income, ,~t,e, t,o.s.~,ions (:n~ua~ t~ose Spo;tse and dependent hildren; see pp, $4-60 filing NONE (No reportable income, assets, transactions.) B.C. Description Assets Income during Gross value end Transactions during repotting period (including trust assets) reporting period reporting p~riod (A-H) olinL) (I-P) /~ode3 t+edemplin) 	(ifprivai,~ (J-I>) (A-t0 New Haven 12 4.0 None Buy 08/20/09 $3. I-lealih 15 3.4 li3.terest Buy 08/14t09 
54. 
Hartford 15 5.25 	Nor.e Buy 09114/09 

55. 
North Branford16 3.75 Interest Buy 11/01/09 

56. G.0 16 4.0 	None Buy 12/30/09 

57. 
STOCKS: 

58. 
Royal Dutch Petroleum Dividend 

59. 
Air Products Dividend 

60. 
Johnson Contr. Dividend Merck Dividend 

62. Cummings Engine Dividend 
63, Minn. Mining Dividend 

64. 
Johnson Johllsoll Dividend 

65. 
Microsof~ Dividend 

66. 
Cis~o 	None 

67. 	
Total Fina Dividend Sold 12/22/09 
(part) 

68. 
Devon Energy 	Dividend =$1,000 le.,is ~$1,001 $2,51)0 =$2,$01 I5,~0 =$5,~1 
Name Pe~ea Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS ~uco~,e0 ~o~,e., ....... t~o~, (Include~ those o/spouae and de~ndem chil~: see pp. ~4-60 filing instructions.) NONE reportable income, ~sets, transaction.) 
Description Assets Inc~e during Tr~ctions during ~rdng period wponing period
(including ~st ~se~s) reining period ....... ....... ~---~/ ....... ......... ........... 

exemp, from prior disclosurc [C~el .... C~e2 [Method 2~orint.) .... (J-P) Code3tQ_W) r~emption) O-P) (A-H) ,mn~tion)(ifphvate 
69. 	
FNMA None Sold 12/18/09 
(puff) 

70. 
Medeo None 
71, Calamoa Fund Dividend 

72. 	
Legg Mason Fund Dividend Sold 07/30/09 

73. Dividend 	Sold 12/23/09 

74. 	
Henderson Fund Dividend 

75. 	
Jennison Fund None 

76. 	
Dreyfus Fund None 

77. 	
Mainstay Fund None 

78. 
Arkema Dividend Sold 12/15/09 
"~9. Fed Max Cap Fund Dividend 

80. 	
Schwab 1000 Fnnd Dividend 

81. 	
OTHER: 

82. 	
~1/2 Int. Htfd., CT., Condo purchased None 
8/9/88 $115,000 

83. 	
Thames Hudson Royalty Contract Royalty 

84. 	
~Condo, University Park, purchased None 
~9/99, $179,000 

85.
 AIG Annuity (IRA) Interest Income Gain Codca: 1.004) Ices ~$1,001 S2.500 *$2.501 $5,000 =$5.O01 $15,001) =$15,001 $50.000 (Sec Cohlnms and D4] =$50,001 $100,000 ~$lO0,001 $1,000,000 =$1,1~0,001 $5,000,0~0 112 ~Mor~ than
 Value Codes -$15,000 Icss ~$15.001 $50.000 -$50.001 $100,000 =$100,001 

tScc Columns and D3) =$250.0~1 $500,0t~ ~$500,001 $1,000.00~ I~l =$1,O00,001 $5,000,000 =$5,000,001 =$25,O00,001 $50.000.000 =MOte Ihan
 Value Method Codes =Appraisal =Coal (Real E~late Only) =Assessment =Cash Market 
(See Colun~n C2) =Book Value =Giber  

 
Name Person Reporting Date Report NEWMAN, Jan 

VII. INVESTMENTS and TRUSTS ~,,~o,,,~, ,,a~,, ...... ao,,~ (Includes those spouse a~d deptadtn children; see plx 34-60 filing instructio#l,~) 
NONE (No reportable income, assets, transactions.) Description Assets Income during Gross va!ue end (including Irust assets) repor~in_g period reporting period Place "(X)" after each asset Amount Type (e.g., Value Value].exempt from prior disclosure Code div., rent, Code Method (AH) orint.) (J-P) Code3  Type (,g., buy, sell, redemption) Transactions during reporling period Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  Identity buyer/seller (if private  
86.  AIG Annuity (IRA)  Interest  
87.  TRUST  InL/Div.  
88. Conn. Bond09 5.4  Matured  03116/09  
89.  -CT G.0.105.0  
90. Conn. G.0. 5.0 09  Matured  06/15/09  
91, Notwalk09 4~25  Matured  [01/15/09  
92. Dupont  
93. Exxon Mobil  
94. G.E.  
95. Norfolk Southern  
96. Bank  
97. Pfizer  
98, lnsteel  
99. Alexander and Baldwin  
100.  -Coming  
101. Honeywell  
02. Lucent  

Name Person Reporting
NONE (No reportable income, assets, transactio~O 
~ription Assets 
(including trust ~ssets) 
Pla~ "(X)" a~er ~ch as~t exempt from~ior disclosure 
103. Pitney Bowes 
105. Tyco 

106. Hartford Cry. 12 3.125 

107. Health 27 5.125 

108. New Caanan 13 3,75 109~ New Money 11 3.625 

110. Wallingford 09 5.0 

111. Newtown*15 3.5 

112. Ledyard13 5.0 

113. New Haven 20 5.0 

114. Covidien i5. iNTRUST 

116. Federated Govt. Fund 

117. Hanesbrands 

118. Home Depot 

119. McDonalds 

~.,i 
income during Gross value end Tran~etlo~ during m~ning ~riod mpoOing period 
~... r~ming ~ri~ ........... 

Amount (e.g.,
Co~ die., ren~ Code Method buy, ~ll, m~d@~ ICode IC~e 
buyertseller IA-H)  orint.) (JP) C~e3 ~emption)  
Matured  Int./Die.  Buy Buy Spinoff (from line 105) Sold Sold (J-P) [(A-H) (if private 
06/15/09 
01/28/09 01/28/09 07/06/09 
02/28/09 06/16/09 
(Sec Columns and D4) =$50.001 $100.000 =$100.001 $1.000.000 =$1,000,001 $5,000.000 =More thlm $5.000.000 
 Date Report
Name Person Repo~ting 
FINANCIALpage DISCLOSURE REPORT NEWMAN, Jon 	o~/,,/2o,o 
VII. INVESTMENTS and TRU STS ~o~e, ,~.~ a~a~de~ ,~o~. spouse and dependent childrtn; see pp. J4-60 fillng 
[-] NO1NE (No reportable income, assets, transactions.) ...................... -A-7 .................. . 
Daseription Assets Income during Gross value end Transactions during, reporting period (including trust assets) reporting period reporting period 
Place "(X)" after each asset Amount Type le.g., Value Value Type (e,g., Date Value Gain Identity .... from prior disclosure
Code div., rant, Code2 Method buy, sell, [mroddd/yy Code2 Code buyer/seller {A-H) print.) (J-P) Code3 redemplion) (J-P) I(A-H) (ifprivate 
120. -General Mills 
t21. Pepsico 

22. Procter Gamble 

23. Sara Lee 

i~24. Amoco 
125. American Express 

126. Plum Creek Timber 

127. Transatlantic ttoldings t28. St, Paul Travelers 129, Wells Fargo Sold I2/15109 i30. Baxter International 13t. -Cigna 

132, -Edwards Lifeseience 
133, -Medco Heatth Solutions 

134. TEVA Pharmaceutical Buy 10/13/09 
(addl) 

135. Wyeth Merged 110116/09 
(with line 192) 

136. Dover
 In~ome Gain Codes: =$1.000 less 1.001 $2,500 =$2.501 $5.000 =$5,001 $15,000 =$15,0Or $50 (See Columns and D4) =$50,001 $100,000 =1100,001 $1.000.000 =$1.0~O.001 $5,000.000 1!2 ~Mor than $5,000.000
 Vaht Codes =$5.000 less IS,001 $50,b~00 =$50,001 $!00,000 =$100,001 $250,000 
(See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 ~$t.O00,00! S5,~)0,000 =$5.000,001 $25fl00.000 =$25,000,001 $50.000,000 P,* =More thart $50.0003~ Value Metht~d Cod~s =Appraisal --Cost (Real Estate Only) =Assessment =Cash Markel 
(See Colunm C2) =8ook Value =Other ~Estimmed 

Date Report
05/I 1/2010 NEWMAN, Jon 
VII. INVESTMENTS and TRU STS tacos, ,al~o, ,,~,,.aons ancl,S~ t*o,e spouse and dependent children; see pp. 34-60 filing insIrucdons.) 
[~] NONE (No reportable income, assets, transactions.) 
A-]/B, Description Assets 
Income during (.tress value end Transactions d~ring reporting period
(including trtrst as.sets) reoorling period reporting period (2) (l) Place "(X)" after each asset Amount Type (e.g., Value/ Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mmidd/yy ICode COde buyer/seller 
(A-H) int.) redemption) (ifprivate
(JP) Code (JP) (A-H)
,i(Q-W) ....tion) 
137. Emerson Electric 

138. Textron Sold 6/11/09 

139. Minnesota Mining 
140, Agilent 
141, -Automatic Data 

142.
 -Intel 

143. Microsoft 

144. RPM Intl 

145. Windstream Sold 06]11109 

146. Dominion Resources 
147: University CT09 3.35 Matured 02/17/09 

148. Colchester CT09 3.375 Matured 06/16/09 

149. Stamford 09 4.0 Matured 11/02/09! 

150. Housing 09 3.6 Matured Ill 6/09 

151. Southbury 10 3.2 
1521 Windsor 10 4.0 Redeemed 07/15/09 

153. State 10 3.45 
(See Colnmns and D41 =$50,~1 $1~,~ ~$t~,~l $1.0~.~ =$1.~.~1 $5.~,0~) =Mo~ than =Appraisal ~ost (Real Eslatc Only) =A~essmem ~C~h Ma~ 
Date Report
Same Perso, Reporting 
VII. INVESTMENTS and TRUSTS -in,o,~e, .,t,~. r,a,,~t:on$ ane~,d~, ~o~ ,po~,~ ~,d dependent children; see 34-60 filing NONE (No reportable income, ~set transaction.) 
D~fiption Assels (i~luding I~st ~ts) 
exempt from prior disclosure 
"TJ4. s,,~~o ~.9 
155, -Cromwell CTIO 
156. Simsbury 11 3~75 

157. Glastonbury 11 3.75 

158, Ledyard 11 3.5 159~ Waterbury 11 4.0 
160. State 11 4.4 61, Stonington 11 4.0 
162. Bristol 11 3.0 

163. Wethersfield 12 3.1 164. State 12 4.0 

-Regidnal School 3.65 
165. 
-Easton ~i5 
166. 

167. State 13 3,5 "168. State 13 4,0 

169. Regional School 3.75 
1701 Orange 13 31~ 
Income during 
topping period 
-]~-~
Code 
d~., ~nl,(A-H) orint,) G~ss value end 
T~sacfio~ during reposing peri~ ofrepofli~ pvri~  
[--~-~- ~,~ ~-~~t~ ........ ........... 

Code Mel~d buy, sell, [mm/d~fl Code Code buyerl~ller 
O-P) C~e3 ~demp~ion) (J-P) [(A-H) (ifpri~t 

Redeemed 09/01/09 
VII. INVESTMENTS and TRUSTS 
NONE (No reportable income, assets, transactions,) 
D~scripfion Assets 
(including in, assets) 
Place "iX)" after each asset exempt from prior disclosure 
171: T.!l~md 13 4.0 
172. University 14 3,7 
173, State 14 4.0 
174. Glastonbury 14 3.75 

175. State14 4.0 

176. South Central Water 15 4.0 

177. Groton 15 3.75 
178, State 15 3.5 

179. Becton 

180. R~we Price 

181. 
CT Hsg. Fin. 16 3.9 

182. 
-~T HealthIS 3.5 

183. Health 17 3.5  18-I. Hartford County 18 3,5 185. Watertown 17 4.0 

86. Dentsply 

87. Elee. 16 4.0 

Income during Gross value end Transactions during reporting period reporting period reporting period 
Amount Code 
Buy 02/03/09 Buy 04/03/09 
I.tncomeGamCodes A=$ 000or ess B=$ ,0O -$2~00 C~$2,501-$5,000 D=$5001-$15000 E=$15001 SsO~0 
Name Person Reporting Date Report NEWMAN, Jon 
VII. VESTMENTS and TRUSTS i~,.e, ~lue, ,,~,,,,et~,~ (Includes those spouse and dependent chlldeen; see pp. 34-60 filing instructions,) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset exempt from prior disclosure Amount Type (e.g., Code div., r~nt,  Value C~e  Value Method  Type (e,g., buy, sell, Date Va~ue Gain Code 2[mtrdddlyy Code  Identity buyer;seller  
188. CTI 3.3  Buy  05/04/09  
189, IBM  Buy  06/11/09  
90. Southington 18 3.5  Buy  07/02/09  
91. Plymouth 17 3.0  Buy  09/09/09  
192.  -Pfizer  Distributed 0/I 6/09  
1~3~ Bethel CTI7 3.0  Buy  11/30109  
i94. Guilford 18 3.0  Buy  12/07/09  
195. Peoples United Fin,  Buy  12/15/09  
"1961 New Alliance Bank  Buy  02/28/09  
197, TRUST  int.ff)iv,  
198. Staples  
199. -Target  
200. Pepsico  
20i~ Procter Gamble  
202. Apache  
203. ExonMobil  
204. Weatherford  

DateufRelmrt 
VII. INVESTMENTS and TRUSTS 
NONE (No reportable income. ~sets, transactiom.) B.C. 

~ption Asse~ Income during Gross value end Tran~ctions during ~porfing ~ri~ (inelud~g t~st a~ets) ~oging period ~po~ing ~ri~ 
Place "(X)" after c~h as~t Amount exemptfiompriordisclosur C~ div.,~nt, C~2 Method buy,~[L m~d~ C~e2 C~I buy~/selle~
(J.p) Code3 r~,mp,,on) 

~-H) or,re.) (ifprivate (J-P) CA-H) 

....... 

20~, Morgan Ch~e 206, Bank N~w York 
207. Wells Fargo 

208. -Abbott Labs 1209, -JohnsonJohnson 
210. -Medtronic 
2111 Schein Hemy 

212. 
-TEVA Pharmaceudcal 

213. Minnesota Mining 

214. Danaher 

215. Emerson Electric 

216. 
 G,E. 
2t7. United Technologies 
218, Accenture Sold 02/25/09 

(part) 
219." Adobe 
220, Automated Data Processing 

221. Intel 
Value Me~od C~es =Apprai~ ~ost (Real ~tate Only) =~se~mcr, =C~h Mark~ (See Column C2) =B~k Value :,Oth~ ~F~ti~ted 
r~ame or~*r,on Reporting 	DateofReport
VII. INV ESTlVlENTS and TRUSTS -~.oo~, ~t.., t,,,,ocno,~ (Includes thee ,po~e de~ndent children; see 34-60 filing NONE (No reportable income, assets, transactio~O 
.................................................
~seriotion As~ts  Income during  Gro~ value  Transactions ~ring r~fling ~ri~at end  
(including t~t ~se~)  re~ing ~fi~ repoging period  
Place "(X)" after ~ch a~et exempt prior disclosure  Amount C~  Type (e.g, div.,mn~  Value Code2 Value Method  T~e (e.g., bud.sen,  Date Vnl~ ~d~ Code2  Gain Co~  Identity -buyer!~ller int.)  (JP) C~e  ~demption)  (JP)  trms~ti0n)  
222, IBM  

223. Microsoft 

224. Qualcomm 	Sold 0519/09 

225. 
-Air Products 226, Eeolab 

227. MDU Resources 

228. Fidelity Intl Fund 

229. Federated Govt. Fund 	Sold 02/28/09 

230. Colchester 09 3.375 	Matured 06/15/09 

231. State 10 3.0 

232. Bristol 11 3~0 

233. State I 3.125 

234. SouthbuD, 11 3.75 

235. Wethersfield CTI2 3,1 1236. -CT Sta~e12 ~.0 237. Jacksonville 12 5.375 Redeemed 07/01/09 (part) 
238. Regional School 12 3.65 Value Merhod Codes =Appraisal "*Cost (Real Estate Only) =Assessmen! ~C~h Market 
Na,,~e Perso~l Reporting Date Report
05/I 1/2010 
VII. INVESTMENTS and TRUSTS ~,,.ome. ~u~. ,ro~,a~on, a,d,~,~, o/,~ .... de~nden, chil~en; pp. 34-60 filing i~truetions.) NONE reportable income, assets, transactions.) 
~scription Asse~ [ncome during Gross value end 
(including trast ~sets) r~.ing pefi~ r~aing peri~ 
Ptace"(X)an .....  h~set  Amoont T~e(e.g,. C~e div.,~nt.  Value Code2 (J-P) Value Meth~ Code  T~e(e,g., buy.~ll,  DaZ Value ~Gain ~d~[ Code ~Code  Identityof buyer/~ller (if private t~saction)  
239. N.J. State13 5,7  R~eemed  05t01/09  
240. Or~ge 13 3.4  
241. Easton 13 3.625  
242. University 14 3,7  
243. Glastonbury CTI4 3.75  
244. ATT  
245. Therrao Fisher  
246. General Dynamics  
247. Rowe Price  
248. Dentsply  
249. Telefonica  
250. Kraft Foods  Sold  05112/09  
251.  -Apple  
252. 14 3,0  
253. HSG, 17 5.350  
254. Noble  
255. Oracle Income Gain Code.s: (Sc Colun~rm and D4~ Value Codes (See Colmnns and D3) Valuc Method Codes L000 le~s =$50.001 100,000 =$15.000 less ~$250.001 $500,000 ~$25.O~RI.00t $50,b~)0,000 =Appraisal =$1,001 $2.500 100.00 1,000,000 =$15,001 $50.000 =$500.001 $1,000,000 --Cost (Real Estate Only) =$2.501 $5,000 1.000.00 5.000.000 =$50.O01 $100,000 =$1.000,001 $5,000.000 =Mote than $50.000.000 =Assessment =$5,0oi -$15.000 tl2 More tha~ $5,000,000 !0O,O01 $250.090 =$5,O00.001 $25,000,000 =Cash Market =St 5.001 $30,t~O  

Nameof Person Reportrig 	DateofReport
NONE (No reportable income, assets, transaction.) B.C, 
Description A~ts 	lnc~e during Gross value end Tran~tions during ~po~ing ~ri~ 
(including ~st ~ts) 	re~ing period r~rfing pefi~ 
exempt from prior disclosnre 	Co~ div., rent, Code Method buy, sell, m~d*~ C~e Code buy~/seller (A-~ int.) (J-P) r~emption) 
tmnsaction)(if private
C~e3(Q_W) 
(JP) all (A-H)....... L[! .................. 
256. CVS 	Buy 02/23/09 

257. Niko CI~s 	Buy 05/12/09 

258. Southington 18 3.5 	Buy 07./02/09 

259. Peoples United Fin. 	Buy 07/13/09 

260. Research Motion 	Buy 07/13/09 

261. High 17 3.85 	Buy 08106/09 

262. New Alliance Bank 	Buy 02/28/09 

263. TRUST lnt./Div. 

264. Staples 

265. Target 

266. Pepsico 

267. Procter Gamble 

268. ExxonMobil 

269. Noble 270. Morgan Chase 

271. Bank New York 

272. Wells Fargo 

Columns and D4) =$50,001 $00,000 =$1@.~1 I,~,~ =$I,~,~1 $5,~,~ =Mo~ $5,~,~ 
............................................................................................................................................................. 

NameefPersoa Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, a~sets, transactio~O C,~ 
De~dption Assets Income during Gross value end Tr~ctio~ during reposing ~dod "(x}" ~a~ 
buy, roll, C~e div., rant. Code3[ re0~ption)
exempt from prior di~losure (A-H) 
orint.) (J-P) (J-P) (A-H) (ffpfivate 
~7~. A~tt Labs 

274J Johnson Johnson 

275. "Medtronic 

276. Schein Henry 

277. TEVA Pharmaceutical "~78. Danaher 

279. Emerson Electric 

280. G.E. 

281. United Technologies 

282. Aceenture Sold 02/25!09 
(pa~) 

283. Automatic Data Processing 

284. Cisco 

285. 
-lntel 
~86. -IBM 

287. 
-Microsoft 

288. Ecolab 

289. 
-MDU Resources
 hlcome Gain Ctxtcs: =$1.000 less =$1,001 $2,500 =$2.50! $5.0~O =$5.001 $15,000 =$15.001 $50,000 --2 (So: Columns and D4) =$50,001 $100,000 =$100,001 $1,000.000 ~$1.000.001 $5,000.000 tt2 =More than $5.000,000
 Value Codes .=$15,1)00 le~s =$15,001 $50.000 =$50,001 $100.000 =$100.001 $250.000 

(See Coluams and D31 -$250.001 $500.090 =$51YO.001 $1.000.000 =$t.O00,001 $5.O00.000 -$5.000,001 $25,000,000 =$25.000.001 $50,000,000 =Mo~c than $50,0~0,000
 Value Method Codes ~Appraisal --Cost (Real Estate Only) =As.se.sment =Cash Market 

(See Columr~ C2) =Book Value =Other =Estimated 
"Name Person Reporting 	Dote Report NEWMAN, Jo. 
VII. INVESTMENTS and TRUSTS -i.co~,,, value, transactions ancludes those spouse and de~ndent chlldren: see pp. 34-60 flllng lns~uaionx.) NONE reportable income, assets, transaction.) 
~scdpti0n As~ts Income during Oro~ value 
(including t~t ~se~) reporting pcri~ re~ing pcri~ 

Place "(X)" after e~h ~set Amount Type (e.g.. Value Code (A-H) int.) 
(J-P) 290. Dodge Cox Intl Fund 

291. Fide~ty Intl 

292. Federated Govt. Fund Sold 02/28/09 
293, Colchester 09 3.375 

Matured 06/15/09 
294. State 10 3.0 
295, Bxistol CTI 3.0 

296. State 11 3.8 

297. Wethersfield CTI2 3.1 

298. State 12 4.0 .... 

299. Regional School 12 3.65 

300.
 -Orange CT13 3.4 

301. Easton CTI3 3.625 "~02. "- University 14 3.7 

303. Glastonbury 14 3.75 

304.
 -U.S, Treasury18 9.0 

305. Somers C~4.0 10 ~06. State 11 3.125 .... 
(See Coltlmns and D4) =$50.001 $100,000 =$100,001 $1,000,000 =$1.000,00t $5,000,009 =More lhan $5,000,000i ValucCode.s =$15,000 lcss 
K~$15,0OI .$50,000 L=$50.001-SI00,(h30 M=$100,0~I -$250,00~ 
(Scc Columns and 03) =$250.001 $500,000 =$500,~)1 $1.0D0,IRXI =$1.000,001 $5,000,000 =$5,000,00t $25,1~0,000 

 =$25.000.001 $50.000,00t1 =More than $50.000,000 Value Meth~d Codes -Appraisal =~st ~Rcal Eslate Only) =Asscssmcnt =Cash Marke~ 
(See Column C2) ~Book Value --~q~hcr =Estimaled 

Name Persou Reporting 	DateofReport

05/1112010 
NONE (No reportable income, assets, transaction.) 
De~ription Assets Income during Gross value end Tmn~tion~ duriog ~ing period (including trust assets) 
(~) (2) (2) (3) (4) (5) 

Place"(X)"aacreaehas~, [AmountI T~e(c.8., Value Value T~e(e.g., Da~ [Value: Gain IdentityofC~  
exempt from prior di~losu~ die., r~t, Code Method buy, sell, 	b~er/se!ler
~d~ Co~ Code
(A-H) int.)[ (J-P) Code3 r~emp, ion) (ifp~va,~ (2-P~2(A-H) 
307. ATT 

308. Theme Fisher 
309, Ebay 

Sold 02/20109 I0. -General ~namics Oracle 
[312. Kra~ Foo~ 
Sold 05/~2/09 
313. Apple 

314. Dentsply  

Buy 02/06/~9 -315, Nik CI~ 
Buy 05101/09 
316. Southington I 3.5 

Buy 07102/09 
317, New Alli~ce Bank 

Buy 02/28/09 
318. IRA consisting Stoc~ and Co,orate 
Bonds: 

319. W~lt Disney ~20. MCDonalds 

321. Staples 
322. Pepsico 

323.
 -Procter Gamble 

/See Cohlmns D3) =$250.~1 $5~.0~ =$5~,~1 $1,0~.0~ =$1.~ =$5 ~000t $25 
Same of" .... Reportrig 

VII. INVESTMENTS and TRUSTS 
HONE (No reportable income, assets, transactio~3  
~fiption As~ts  Income during  G~ss value end  Transacdoms during ~ing ~riod  
(including t~sl asse~)  reposing period r~orting period  
Place "(X)" afl~ as~t exem~ from prior discl~urc  [Amount T~e (e.g..[ Co~ div., fen,. ~(A mt)  Value Code  Value Memod  T~e (e.g, Da~ Value Gain [buy, sell, [m~d~ Cod~ C~e J-p) Identity bwer/seller  
(Q-W) .... .....  ~sactlon)  

324. ExxonMobil 

325. Bank New York 

326.
 -Johnson Johnson 

327. Medtronic 

328. Emerson Electric 

329. 
-G.E. 

330. 
-AumrnatedDam 

331. Intel 

332. I.B,M, 

333. Microsoft 

334. Oracle 

335. Ecolab 

336. Verizon 

337. Federated Govt. Fund 

Sold 02/28/09 
338. Morgan Stanley 09 3,875 Matured 01/15/09 
339. Anheuser Busch 10 5,625 340, Prudential 1 5,1 
(See Columns and D4) ~$50.0OI I00,000 ~$100.0OI .O00.000 [11 =11.000.001 $5,000.000 =More than $5,000,000 Value Cod~ =$15.000 le~s =$15.001 $50.000 =$50.001 $100,900 =$100,001 $250,000 (S~J Cohlll~l~18 ~,nd D3) ~$250,001 $500.000 =$500,001 $1,000,000 =$1,000,001 $5.000,000 =$5,000,001 $25,000,000 "425,000,001 $50,000,00n =Mere than $50.000.009 Valtic Method Ct~es =Appraisal =Cost (Real Estate Only) =Assessment :Cash Market (See Colunm C2) =Book Value =Olh! =E~timeted 
341~ Goldman Sachs 12 5.7  
342. -Kim~dy c1~"t3 5.0  
343. Pitney Bowes 14 4.875  
3~. -Abbott Labs  
345. United Technologies  
346, Danaher Co~.  
347. ATT  
348. Thermo Fisher  
349. Dodge Cox Fund  
350. CVS  
351. G.E. 14 5.65  
352, Target  
353. Walt Disney 11 5.7  
354. Accenture  
355. Bell South 16 5.2  
356. Lowes 15 5.0  
357. Fidelity  Sold  !04/08/09  
Income Gain Code.s: (See Column* and D4) =$1.000 less =$50.001 $100.000 =$1.001 $2.500 =$100,001 $1,000.000 =$2.501 $5,000 ~$t,000.001 $~.000,000 =$5,001 $15.090 =More thaa =$15,001 $50,000 ~$25.000,001 $50.000.000 =Marc than $50,0~0.009  

Name Person Reporting Data Report
F[NANCLAL DISCLOSURE REPORT NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -ih,o~,~, NONE (No reportable income, assets, transactions.) 
Dcseriplio~. Assets Income during Gross value end Transactions during reporting period
(including Irust assets) reporting period reporting period Place"(X)" aft .... asset Amount Type (e.g., Value Type (e.g., Date Value Gain Identity Value
exempt from prior disclosure Code div,,rent, Code2 buy, sell, lmm/dd!yy Code2 Code buyer/seller Method
(A-H) int.) redemption)[ ~:-W) Code3 .....
(JP) (ifprivatelion) (I=P) (A-H) 358, Caterpillar 15 4.75 
359. Bank America 16 5.75 

360. Goldman Sachs M!C Fund 

Buy 04/08/09 
361. TEVA 
Buy 10/13/09 
362. New Alliance Bank Buy 02/28/09 Incon~ Gain Cod~:: =$1.000 less =$1,001 $2,500 -$2.501 SS.~0 =$5.001 $!5,~  ----~-~.~- ---] Val~ Mclh~d C~cs =Appr~i~l =Cost (Real Estate Only] =Asscssn~cnl =C~h Market  
ISce Column C2) =B~k Value ~lher =~ti~ted Person Reporting
[Name 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. a,,~.t.~,., S~o.~ 
Part VII, line 85: Identification Trust changed per instructions. 
Part VII, line 135: Wyeth shares were exchanged merger for shares Pfizer and cash. See also line 192. 
Part VII, line 152: The entry for Windsor CT~ 4.0 appeared duplicate entry lines 162 and 163 Part VII 2008 report, and now appears single 

entry line 152 this report. 

Part Vll, line 155: Interest rate 3.75; was incorrectly listed previously 2.9. 

Part VII, line 192: Pfizer shares were distributed connection with the merger Wyeth into Pfizer. See also line 135. 

The entry for Thetmo Fisher, which was listed Part VII, line 192, 2008 report, has not been listed this report because that entry was incorrect; Thermo 

Fisher asset Trust No. (line 245), Trust No. (line 308) and the IRA account (line 348), and was not purchased for Trust No. 

The entry for Ecolab, which was listed Part VI!, line 268, 2008 report, has not been listed this report because the entry line 268 was additional
purchase, which should have appeared the entry for Ecolab line 236 the 2008 report. Ecolab now appears single entry line 226 this report. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 
One Columbus Circle, N.E, Washington, D.C. 20544