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Judicial Watch • Jon O Newman Financial Disclosure Report for 2010

Jon O Newman Financial Disclosure Report for 2010

Jon O Newman Financial Disclosure Report for 2010

Page 1: Jon O Newman Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:26

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Jon O Newman, NEWMAN, ATF, Estimated, Supreme Court, Gross, 2010, Market, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
NEWMAN, Jon U.S.C.A., Second Circuit 

05/04/2011 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Senior Circuit Judge Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

U.S. Courthouse 	with applicable laws and regulations. 
450 Main Street 
Hartford, 06103 

Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reponing inaividuoi only; see pp. 9-13 filing instructions.) NONE(No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Corporat0r 	Hartford Hospital 
Corporator 	Institute Living 
Elector 	Hartford Atheneum 
Life Regent 	University Hartford 
Board Member 	Connecticut Appleseed Foundation 
Chair 	Friends the Library the Supreme Court Israel, Inc. 
Committee Member 	Endowment Foundation the Jewish Federation Greater Hartford, Inc. 
Trustee 

II. AGREEMENTS. ~Reponing individuot onty; see pp. 14-16 f!ling instructions.) NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Newman, Jon 
Name Person Reporting Date Report

05/04/2011 
III. NON-INVESTMENT INCOME. (~epo.i.g individual and spouse; seepp. 17-24 filing instructions.) Filers Non-lnvestment Income  NONE(No reportable non-investment income.)  
DATE  SOURCE AND TYPE  .INCOME  
(yours, not spouses) Spouses Non-lnvestment Income -If you were married during anyportion the reporting year, complete this section.  
(Dollar amount nat required except for honoraria.)  
NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  
IV. REIiMBURSEMENTS -transportation, lodging, food, entertainment.  
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.)  
NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. a.ctudes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. ancludes those spouse and dependent children;.seepp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE SmithBamey  Credit Line  

VII. INVESTMENTS and TRUSTS -i.co.,e, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	
BANK ACCOUNTS AND CASH: 	
Bank America West Htfd. CT., Interest Checking Acct. 	
Smith Barney, New Haven, CT., Money Interest Market Acct. Peoples Bank Interest 	
~i~.~ Sovereign Bank Interest 	
BONDS: 	
Houma La. Transitl Interest 	
Lafayette La. Transit 11 Interest Monroe La. 11 Interest 

10. 	
Conn. Health 4.9 13 Interest 

11. 	
Cheshire 5.010 Interest Matured 11/01/10 

12. 	
Stratford 10 3.0 Interest Matured 02/16/10 

13. 	
Meridenll 3.75 Interest 

14. 	
Stamford 10 3.0 Interest Matured 09/01/10 

15. G.0I0 4.9 Interest Matured 06/15/10 

16. Tax12 4.3 Interest 

17. 
Seymour CTI3 3.5 Interest
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $3,000 =$5,001 $15,000 =$15,001 $50,000 (See ColumnsBl and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50.000 =$50,001 $100,000 =$100,001 $250.000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
Code (A-H) int.) (J-P) Code redemption) (JoP) (A-H) (if private (Q-W) transaction) 
18. 
BrookfieldCT14 3.5 Interest 

19. Spl. Tax 12 5.5 Interest 

20. 
Groton 12 4.0 Interest 

21. 
CT13 4.25 Interest 

22. 
Puerto Rico 14 5.25 Interest 
23. 
Bridgeport l 4.25 Interest-L 

24. 
Bridgeport 12 5.0 Interest 

25. 
CTG.0.I3 5.0 Interest 

26. 
Hartford Cty.13 3.25 Interest 

27. 
Fairfield 15 4.25 	Interest 
28. 
Bridgeport l 5.0 Interest 

29. G.0.I3 5.375 Interest 

30. G.0.I4 5.0 Interest 

31. Health10 4.4 Interest Matured 07/01/10 

32. 
Glastonbury13 4.25 Interest 

33. 
West Haven10 5.5 Interest 	Matured 12/15/10 

34. G.0.20 5.0 Interest 
Income Gain Codes: =$1,000 less =$1,001 $2,500 =$21501 -$5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 1,0~0,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private -W) transaction) 
35. G.0.I0 3.5 Interest Matured 12/01/10 

36. 	
UConn 10 2.9 Interest Matured 02/10/10 

37. 	
UConnl 3.2 Interest 

38. RFDG,16 5.0 Interest 

39. Spl.Tax 15 2.75 Interest 

40. HeaIth16 5.0 Interest 

41. 	
New Haven12 4.0 Interest 

42. Health15 3.4 Interest Hartford15 5.25

43. Interest 

44. 	
North Branford 16 3.75 Interest 

45. G.0I6 4.0 Interest 

46. 	
Norwch13 4,375 Interest Buy 01/19/10 

47. 	
UConn.16 5.0 Interest Buy 01/19/10 Darien 14 2.0

48. Interest Buy 01/22/10 

49. 	
Brookfield14 3.5 Interest Buy 03/03/10 

50. 	
Stratford 13 3.25 Interest Buy 03/03/10 

51. Hsg. Fin.12 0.9 Interest Buy 03/3 I/10
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns 171 and D3) =$250,001 $500,000 =$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000~000 ~$25,000,001 $50,000,000 =More than $50,000,000
 Value Method 17odes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Estimated =Other 
VII. INVESTMENTS and TRUSTS -income, vulue, transactions (Includes those spohse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
UConn 12 3.0 	Interest Buy 07/08/10 

53. 
Sheltonl 2.125 	None Buy 07/27/10 

54. G.0I6 5.0 	None Buy 07/23/10 

55. Ser. 16 5.0 	None Buy 07/24/10 

56. 
Danbury 19 2.5 	None Buy 08/24/10 

57. 
STOCKS: 

58. 
Royal Dutch Petroleum Dividend 

59. 
Air Products Dividend 

60. 
Johnson Contr. Dividend 

61. 
Merck Dividend 

62. 
Cummings Engine Dividend 

63. 
Minn. Mining Dividend 

64. 
Johnson Johnson Dividend 

65. 
Microsoft Dividend 

66. 
Cisco 	None 

67. 
Total Fina Dividend 

68. 
Devon Energy Dividend 

I.Income Gain Codes: 1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less -$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000.000 -More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Estimated =Other
VII. INVESTMENTS and TRUSTS inco.,e, value, transactions anctudes those spo~e and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (1) (2) (1) (2) (3) (4) (5) PIace "(X)" aRer each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 	
FNMA None 

70. 	
Medco 

None 
71. 	
Calamos Fund Dividend 

72. 	
Henderson Fund Dividend 
73. 	
Jennison Fund None 

74. 	
Dreyfus Fund None 

75. 	
Mainstay Fund None 

76. 	
Fed Max Cap Fund Dividend 

77. 	
Schwab 1000 Fund Dividend 

78. 	
OTHER: 

79. 	
~~ 1/2 Int. Htfd., CT., Condo purchased None 8/9/88 $115,000 

80. 	
Thames Hudson Royalty Contract Royalty 

81[ Condo, Univers Park, purchased None 4/9/99, 179,000 
82. 	
AIG Annuity (IRA) Interest 

83. 	
AIG Annuity (IRA) Interest 

84. 	
TRUST# Int./Div. 

85. G.0. 10 5.0 Matured 06/15/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 :$5,001 $15.000 =$15,001 $50,000 (See Columns and D4) 50,001 100,000 =$100,001 $1,000,000 =$1,000,001 5,000,000 =More tha 5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 -$100,001 $250.000 
(See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000.001 $50.000,000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 	Date Report

05/04/2011 
VII. INVESTMENTS and TRUSTS -i.co.~e, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporttng period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div.. rent. Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
86. 
-Dupont 

87. ExxonMobil 

88. G.E. 

89. 
-Norfolk Southern 

90. 
-MTBank 

91. 
-Pfizer 

92. lnsteel 

93. Alexander and Baldwin 

94. 
-Coming 

95. Honeywell 

96. 
-Lucent 

97. PitneyBowes 

98. 
-Philips 

99. Tyco lntl. 

100. Hartford Cry. 12 3.125 

I01. Health 27 5.125 
Redeemed 03/18/10 
102. New Caanan 13 3.75
 Income Gain Codes: 1,000 less =$1,001 $2,500 =$2,501 $5,000 ~$5,001 $15,000 =$15,001- $50,000 (See Columns and 1)4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 ~$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) ~Book Value =Other =Estimated 

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3) (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103. New Money 11 3.625 

104. Newtown15 3.5 

105. Ledyard 13 5.0 

106. New Haven 20 5.0 

107. Covidien 

108. Tyco 	Spinoff 07/06/07 (from line 99) 

109. Hlth Ed. 27 5.125 	Buy 03115/10 

110. Spl. Tax 20 3.9 Buy 08/11/10 11. -SmithBamey Bank Deposit Program Buy 01/15/10 112~ TRUST lnt./Div. 

113.
 -Home Depot 

114. McDonalds 15. -General Mills Distributed 06/09/10 

116.
 -Pepsico 

117.
 -Procter Gamble 

118.
 -SaraLee 

119. Amoco 	Sold 05/19/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 100,001 $1,000,000 1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See ColumnsC and D3) =$250,001 $500,000" =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Name Person Reporting 	Date Report income, value, transactions (Includes those spo use dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactio  during reporting  period  
(including trust assets)  reporting period reporting period  
(t)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value Gain  Identityof  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P) (A-H)  (if private  
(Q-W)  transaction)  

120. American Express 

121.
 -Plum Creek Timber 

122. Transatlantic Holdings 

123. St. Paul Travelers 

124. Baxter International 

125. Cigna 

126. Edwards Lifescience 

127. Medco Health Solutions 

128. TEVA Pharmaceutical 

129. Dover 

130. Emerson Electric 

131. Minnesota Mining 

132. Agilent 

133. Automatic Data 

134. Intel 

135. Microsoft 

136. RPM lntl Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) F=$50,001 $100,000 =$100,001 1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
2.Value Codes J=$15,000 less K=$15,001 $50,000 =$50.001 100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 $500.000 =$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment (See Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report

05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137. Dominion Resources 

138. Southbury 10 3.2 	Matured 02/01/10 

139. State 10 3.45 	Matured 11/15/10 

140. State 10 2.9 	Matured 12/01/10 

141. Cromwell 10 3.75 	Matured 12/15/10 

142. Simsbury 11 3.75 

143. Glastonbury 11 3.75 

144. Ledyard 11 3.5 

145. Waterbury 11 4.0 

146.
 -Stonington 11 4.0 

147. 
-Bristol 11 3.0 

148. Wethersfield 12 3.1 

149. 
-CT State 12 4.0 

150. Regional School 3.65 51. -Easton CTI 3.5 
152. State 13 3.5 

153. State 13 4.0 

I.Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 100,000 G=$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,001 $50,000 -$50,001 100,000 100,001 $250,000 

(See ColumnsCI and D3) =$250,001 $500,000 O=$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(l)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/ddYyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154. Regional School 3.75 

155. Orange CT13 3.4 	Redeemed ,08/15/10 

156. Tolland 13 4.0 

157. University 14 3.7 

158. State 14 4.0 59. Glastonbury  3.75 

160. State 14 4.0 

161. South Central Water15 4.0 

162. Groton 15 3.75 

163. State 15 3.5 

164. Becton 

165. Rowe Price 

166. HSG. FIN. 16 3.9 

167. Health 15 3.5 

168. Health 17 3.5 

169. Hartford County 18 3.5 

170. Watertown 17 4.0 
Income Gain Codes: 1,000 less B=$1,001 $2,500 =$2,501 $5,000 D=$5,001- $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 100,000 100,001 $1,000,000 1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 $50.000 =$50,001 100,000 M=$100,001 -$250,000 

(See Columns and D3) =$250,001 $500,000 =$500.001 1,000,000 1,000,001 $5,000,000 =$5,000,001- $25,000,000 -$25,000.001 $50,000,000 -More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssrncnl =Cash Market (See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions durin reportmg period  
 (including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction~  

171. Dentsply 

172. Elec. 16 4.0 

173. 14 3.3 

174. IBM 

175. 
-Southington 18 3.5 

176. Plymouth 17 3.0 

177. Pfizer 

178. 
-Bethel 17 3.0 

179. Guilford 18 3.0 

180. Peoples United Fin. 

181. New Alliance Bank 	Sold 11/18/10 

182. Newton 16 2.25 	Buy 02/24/10 

183.
 -Adobe 	Buy 07/23/10 

184. SmithBamey Bank Deposit Program 	Buy 11/18/10 

185. TRUST 	Int./Div. 

186. Staples 

187. Target
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5.000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) ~$50,001 $100.000 =$100.001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 -$50,001 100,000 =$100,001 $250.000 

(See ColumnsCI and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1.000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Name Person Reporting 	Date Report

05/04/2011 
VII. INVE STMENTS and TRUSTS -income, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
188.
 -Pepsico 

189. Procter Gamble 

190. Apache 

191.
 -ExxonMobil 

192. Weatherford 

193. Morgan Chase 

194. Bank New York 

195. Wells Fargo 

196. Abbott Labs 

197. Johnson Johnson 

198. Medtronic 

199. Schein Henry 

200. TEVAPharmaceutical 

201. 
-Minnesota Mining 

202. Danaher 

203. Emerson Electric 

204. G.E.
 Income Gain Codes: =$1,000 less (See Columns and D4) =$50,001 $100,000
 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 -$25,000,001 $50,000,000 Value Mclhod Codes =Appraisal  
(Sce Column C2) =Book Value 
Income during Gross value end reporting period reporting period (]) (2) (1) (2) (l) 
Amount  Type (e.g.,  Value  
Code  div., rent,  Code  
(A-H) int.)  (J-P) =$1,001 $2,500 =$100,001 $1,000,000 =$15,001 $50,000 =$500,001 1,000,000 =Cost (Real Estate Only) -Other 
Value Type (e.g., Method buy, sell, Code redemption) 
(Q-W) 
Transactions during reporting period 
(2) (3) (4) 
Date Value Gain 

mm/dd/yy 	Code Code (J-P) (A-H) 
Distributed 06/14/10 =$2,501 $5,000 =$1,000,001 $5,000,000 =$50,001 $100,000 =$1,000,001 $5,000,000 =More than $50,000,000 ~Asscssmcnt =Estimated =$5,001 $15,000 =More than $5,000,000 100,001 $250,000 =$5,000,001 $25,000,000 =Cash Market 
(5) 
Identity 
buyer/seller 
(if private 
transaction) =$15,001 $50,000 
Name Person Reporting 	Date Report

05/04/2011 
VII. INVESTMENTS and TRUSTS -i.come, volue, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (l)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd]yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (.I-P)  (A-H)  (if private  
(Q-W)  transaction)  

205. United Technologies 

206. Accenture 

207. Adobe 

208.
 -Automated Data Processing 

209. Intel 

210. IBM 

211. Microsoft 

212. Air Products 

213. Ecolab 

214. MDU Resources 

215. Fidelity Intl Fund 	Sold 01/12/10 

216. State 10 3.0 	Matured 07/01 

217. Bristoll 3.0 

218. -CTStatel13.125 
219. Southbury 11 3.75 

220. Wethersfield 12 3.1 

221. State 12 4.0 
Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 50,000 (See Columns and D4) ~$50,001 $100,000 =$100,001 $1,000,000 1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K~$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 ~$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Name Person Reporting Date Report
VII. INVE STMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period (1) {2) (1) (2) Place "(X)" after each asset Amount Type (e.g., Value Value exempt from prior disclosure Code div., rent, Code Method (A-H) int.) (J-P) Code (Q-W)  (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
222. Jacksonville 12 5.375  Redeemed  07/08/10  
223. Regional School 12 3.65  
224. N.J. State 5.7 225. Orange 13 3.4  Redeemed (part) Redeemed  05/03/10 08/16/10  
226. Easton 13 3.625  
227. University 14 3.7  
228. Glastonbury 14 3.75  
229. ATT  
230. Thera~o Fisher  
231. General Dynamics  
232. Rowe Price  
233. Dentsply  
234. Telefonica  
235. Apple  
236. ST14 3.0  
237. HSG, 17 5.350  Redeemed  04/15/10  
238. Noble Income Gain Codes: (See Colunms 131 and D4) Value Codes (See Columns and D3) Value Method Codes (Sc Column C2) =$1,000 less ~$50,001 $100,000 =$15,000 less =$250,001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value =$1,001 $2,500 =$100,001 $1,000,000 =$15,001 $50,000 =$500,001 $1,000,000 =Cost (Real Estale Only) =Other =$2.501 $5,000 =$1,000,001 $5,000,000 =$50,001 $100,000 =$1,000,001 $5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 $15,000 =More than $5,000,000 =$100,001 $250,000 =$5,000,001 $25,000,000 -Cash Market =$15,001 $50,000  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
239. Oracle 

240. CVS 

241.
 -Nike Class 

242. Southington CTI8 3.5 

243. Peoples United Fin. 

244. Research Motion 

245. High 17 3.85 

246. New Alliance Bank 

247. Dodge Cox Intl Fund 

248. Dodge Cox Intl Fund 

249. Griswold 18 3.0 

250. Autodesk 

251. Metlife 

252. Marlborough 16 4.0 

253. SmithBamey Bank Deposit Program 

254.
 ii~ TRUST 

255. Staples 

1.1
 ncome Gain Codes: 1,000 less (See Columns and D4) $50,001 100,000
 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000
 Value Method Codes =Appraisal (See Column C2) =Book Value 

Income during Gross value end reporting period reporting period 
(1) Amount 
Code (A-H) 
(2) (1) Type (e.g., Value 
div., rent, 	Code int.) (J-P) 
Int./Div. =$1,001 $2,500 100.001 $1,000,000 $15,001 50,000 =$500,001 $1,000,000 =Cost (Real Estate Only) =Other 
(2) Value Type (e.g., 
Method buy, sell, Code redemption) (Q-W) 
Sold 
Buy 
Sold 
Buy 
Buy 
Buy 
Buy 
Buy =$2,501 $5,000 1,000,001 $5,000,000 -$50,001 $100,000 =$1,000.001 $5,000,000 =More than $50,000,000 =Assessment =Estimated 
Transactions during reporting period 
(2) (3) (4) 
Date Value Gain 

mrrddd/yy 	Code Code (J-P) (A-H) 
11/18/10  
01/13110  
I1/10/10  
02/01/10  
03/10/10  
03/10/10  
04/22/10  
11/18/10 255,001 $15.000 ore than $5,000,000 100,001 $250,000 =$5,000,001 $25,000,000 =Cash Market 
(5) 
ldenti~y buyer/seller (if private transaction) =$15,001- $50,000 
Name Person Reporting Date Report
VII. INVESTMENTS and TRU STS .... value, ......tions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (t)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

256. Target 

257.
 -Pepsico 

258. Procter Gamble 

259. ExxonMobil 

260. Noble 

261. Morgan Chase 

262. Bank New York 

263. Wells Fargo 

264. Abbott Labs 

265. Johnson Johnson 

266. Medtronic 

267. Schein Henry 

268. TEVA Pharmaceutical 

269. Danaher Distributed 06/14/10 

270. Emerson Electric 

271.
 -G.E. 

272. United Technologies Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001- $15.000 =$15,001- $50.000 (See Columns and D4) F=$50,001 $100,000 100,001 1,000,000 1,000,001 $5,000,000 =Morethan $5,000,000 
2.Value Codes J=$15.000 less =$15,001 $50,000 =$50,001 100,000 M=$100,001- $250,000 (See Columns and D3) =$250.001 $500,000 =$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001- $25,000,000 =$25,000,001 $50,000,000 -More than $50,000,000 
3.Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRU STS -income, value, transactions (includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  repoiting period reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
[lace "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell.  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

273. Accenture 

274. Automatic Data Processing 

275. Cisco  

276. Intel 

277. IBM 

278. Microsoft 

279. Ecolab 

280. MDUResources 

281. Dodge Cox lntl Fund 	Sold 11/10/10 

282. Fidelity Intl Fund 	Sold 01/11/10 

283. 
-CT State10 3.0 	Matured 07/01/10 

284. Bristol 11 3.0 

285. State 11 3.8 

286. Wethersfield 12 3.1 

287. State 12 4.0 

288. Regional School 12 3.65 

289.
 -Orange CTI3 3.4 	Redeemed 08/15/10 

I.Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15.001- $50,000 (See Columns and D4) =$50.001 100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000.000 
Value Codes =$15,000 less =$15,001 $50.000 =$50,001 $100,000 -$100,001 $250,000 

(See Columns and D3) =$250.001 $500.000 =$500,001 $1.000,000 =$1,000,001 5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50,000,000 -More than $50,000,000 
Value Mcth0d C0dcs =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Name Person Reporting Date Report
VII. INVESTMENTS and TRU STS -income, va~ue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure Income during reporting period (1) (2) Amounl Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W)  (1) Type (e.g., buy, sell. redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
290. Easton 13 3.625  
291. University CT14 3.7  
292. Glast0nbury 14 3.75  
293. U.S. Treasury18 9.0  
294. Somers 4.0 10  Matured  08/15110  
295. Statel 3.125  
296. ATT  
297. Thernao Fisher  
298. General Dynamics  
299. Oracle  
300. Apple  
301. Dentsply  
302. Nike Class  
303. Southington 18 3.5  
304. New Alliance Bank  Sold  11/18110  
305. Dodge Cox Intl Fund  Buy  01/13/10  
306. Dodge Cox Intl Fund  Sold  11110/10 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1,000 less 50,001 $100,000 =$15,000 less =$250,001 $500,000 -$25,000,001 $50,000,000 =Appraisal =Book Value =$1,001 $2,500 =$100,001 1,000,000 =$15,001 $50,000 =$500,001 1,000,000 =Cost (Real Estate Only) =Other =$2,501 $5,000 1,000,001 5,000,000 =$50,001 $100,000 =$1,000,001 $5,000,000 -More than $50,000,000 =Assessment =Estimated =$5,001 $15,000 =More than $5,000,000 =$100,001 $250,000 =$5,000,001 $25,000,000 =Cash Market =$15,001 $50,000  

Name Person Reporting 	Date Report
VII. INVE STMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NO~E (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction~  

307. Adobe 	Buy 07/23/10 

308. SmithBamey Bank Deposit Program 	Buy I1118/10 

309.
 [~j IRA consisting Stocks andCorporate Int./Div. Bonds: 

310. Walt Disney 

311. McDoaalds 

312. Staples 

313. Pepsico 

314. Procter Gamble 

315. ExxonMobil 

316. Bank 0fNew York 

317. Johnson Johnson 

318. Medtronic 

319. Emerson Electric 

320. G.E. 

321. Automated Data 

322. Intel 

323.
 -I.B.M ncome Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 5,001 $15,000 =$15,001 $50,000 (See Columns and 50,001 $100,000 =$100,001 $1,000,000 1,000,001 5,000,000 =More than 5,000,000
 Value Codes =$15,000 less =$15,001 50,000 50,001 $100,000 100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 ~$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
[~] NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting  period  
Place "(X)" after each asset exempt from prior disclosure  (1) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (l) Value Code (J-P)  (2)  Value Method Code  (1) Type (e.g., buy, sell. redemption)  
(Q-W)  

324. Microsoft 

325. Oracle 

326. Ecolab 

327. Verizon 

328. Anheuser Buschl 5.625 

Matured 
329. Prudential I 5.1 

330. Goldman Sachs 12 5.7 

331. Kimberly Clark 13 5.0 

332. Pitney Bowes 14 4.875 

333.
 -Abbott Labs 

334. United Technologies 

335. Danaher Corp. 

Distributed 
336. ATT 

337. Ther~o Fisher 

338. Dodge Cox Fund 

Sold 
339.
 -CVS 

340. G.E. 14 5.65 Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 (See Columns and D4) =$50,001 $100,000 G=$100,001 $1,000,000 1,000,001 5,000,000 
2.Value Codes =$15,000 less K=$15,001 $50,000 =$50,001 $100,000 
(See Columns and D3) =$250,001 $500,000 2~$500,001 $1,000,000 =$1,000,001 $5,000,000 -$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment (See Column C2) =Book Value =Other =Estimated 
Transactions during reporting period 
(2) (3) (4) 
Date Value Gain 

mm/dd/yy 	Code Code O-P) (A-H) 
10/01/10 
06/10/I !/10/10 
=$5,001 $15,000 =More Ihan $5,000,000 100,001 $250,000 $5,000,001-$25,000.000 
=Cash Market 
(5) 
Identity buyer/seller (if private transaction) =$15,001 $50,000 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, va~ae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
341. Target 

342. Walt Disney 11 5.7 

343. Accenture 

344. Bell South 16 5.2 

345. 

346. 

347. 

348. 

349. 

-Lowes  5.0 
-Caterpillar 15 4.75 
-Bank America 16 5.75 
-Goldman Sachs M/C Fund TEVA 
350. New Alliance Bank 

351. Frontier Corp. 

352. Frontier Corp. 

353. Adobe 

354. SmithBamey Bank Deposit Program Income Gain Codes: (See Columns and D4)
 Value Codes (See Columns and D3)
 Value Method Codes (See Column C2) =$1,000 less =$50,001 $100,000 =$15,000 Icss =$250,001 $500,000 
Income during Gross value end reporting period reporting period 
(l)  (2)  (l)  
Amoum  Type (e.g.,  Value  
Code  div., rent,  Code  
(A-H) int.)  (J-P)  

(2)  (1)  
Value  Type (e.g.,  
Method  buy, sell,  
Code  redemption)  
(Q-W)  
Sold  
Spinoff (from line 327)  
Sold  
Buy  
Buy  

Transactions during reporting period 
(2) (3) (4) Date Value Gain 
mm/dd/yy 	Code Code 
(J-P) (A-H) 1/18/10 07/02/10 08/04/10 07/23/10 1/18/10 
(5) 
Identity buyer/seller (if private transaction) =$25,000,001 $50,000,000 =Appraisal =Book Value =$1,001 $2,500 100,001 1,000,000 $15,001 $50,000 =$500,001 $1,000,000 =Cost (Real Estate Only) =Other 1,000,001 $5,000,000 50.001 100,000 =$1,000,001 $5,000,000 -More than $50,000,000 =Asscssment =Estimated =$5,001 $15,000 =More than $5,000,000 =$100,001 $250,000 =$5,000,001 $25,000,000 =Cash Market =$2,501 $5,000 =$15,001- $50,000 
Name Person Reporting Dale Report

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) 
Line 18: This bond was inadvertently previously reported "Brookfield 11 4.25." 
Lines and 108: The stock listed line "Tyco" should have been listed "Tyco Intl." Tyco was spinoff from Tyco Intl 7/6/07 now reflected line 108. The similarity names caused the inadvertent omission the spinoff previous forms. 
Lines 115,202, 269, 335: These distributions resulted from stock splits. 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Jon NEWMAN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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