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Judicial Watch • Jose A. Cabranes – 2012

Jose A. Cabranes – 2012

Jose A. Cabranes – 2012

Page 1: Jose A. Cabranes – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:cabranes, Jose A Cabranes, TRUSTEES, meals, university, 2012, trust, Washington, spouse, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Court Organization Date Report  
Cabranes, Jose Title (Article III judges indicate active senior status;  U.S. Court Appeals Sa. Report Type (check appropriate type)  05/15/2013 Reporting Period  
magistrate judges indicate full-or par t-time)  
Active Nomination Date Initial [{] Annual Final  01/01/2012 12/31/2012  
Sh. [{] Amended Report Chambers Office Address 
141 Church Street 
New Haven, 06510 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
NAME ORGANIZATION/ENTITY Trustee  Columbia University, New York,  Trustee  William Nelson Cromwell Foundation, New York,  Member  Academic Advisory Committee the Institute for Constitutional Studies, The George Washington Univeristy, Washington,  Note: income any kind was derived from any the positions services activities noted above. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 
Cabranes, Jose 
05/15/2013

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-14 filing instructions.) Filer's Non-Investment Income 
SOURCE AND TYPE 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. NONE (No reportable non-investment income.)_ SOURCE AND TYPE 2012 	University Chicago Press (Royalties) 
2.2012 	Thomson-West (Royalties) 

JV. REIMBURSEMENTS --transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 15-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 	Association American Law January 5-7, 2012 Washington, Speech AALS Annual Schools Meeting Luncheon 	
Columbia University March 9-10, 2012 New York, Board Trustees Committee Meeting 	
Hudson Guild Neighborhood April 2012 New York, Attend dinner honoring House former law clerk 	
Columbia University June 8-9, 2012 New York, Board Trustees Committee Meeting 

ITEMS PAID PROVIDED 
Meals, lodging and cost transportation and from Washington, D.C. 
Meals and cost transportation and from New York 
Meal and cost transportation and from New York 
Meals and cost transportation and from New York 
Columbia University October 12, 2012 New York, Board Trustees Dinner Meal and cost transportation and from New York 
William Nelson Cromwell November 2012 New York, Annual Meeting the Meal and cost transportation and Foundation Trustees from New York 
Yale University November 6-15, 2012  Yale University  Various dates  
throughout the year  

10. 

11. 

12. 

13. 

14. 

Havana, Cuba  Educational Trip with Yale Alumni Group  
New Haven,  Attend participate varied University academic and social functions  

Meals, lodging and the cost transportation and from Havana, Cuba uncompensated co-leader (with spouse) U.S. Government-approved 
educational trip. 
Meals and refreshments spouse tenured faculty member former University trustee GIFTS. (Includes tltose spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Jay Vlock Gail Brekke; Michael Tickets N.Y. Yankees game $600.00 Vlock 
VI. LIABILITIES. (Includes tltose spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

Name Person Reporting 
Cabranes, Jose 
05/15/2013
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period {including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller {if private transaction)  Fidelity Asset Manager (FASMX)  Dividend Higher Education Trust (Principal Plus None Sold 09112/12 Interest Option) Higher Education Trust (Principal Plus None Sold 01/11/12 come Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001-$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 =$100.001 -$250.000  
(See Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  V=Othcr =Estimated  

Name Person Reporting 
Cabranes, Jose 
05/15/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes tlwse spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 
-BPRAX Buy 8/12/11 

19. 
-BM CSX Jncome Gain des: =$1.000 less =$1.00 -$2.500 =$2,501 -$5.000  0=$5.001-$15.000  =$15.001-$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.00 -$50.000 =$50.001 -$100.000  =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (4) come Gain Codes:  ,;A =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 415.001 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000 I00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$I 00.000 =$I00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Cabranes, Jose 
05/15/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicatepart ofreport.) Gifts: 
VII. Investments and Trusts: 

VII, (the last entry for Connecticut Higher Education Trust): Substantially all this account was sold redeemed pay college the remaining minimis amount (approx. $50) was sold, and the account closed, 4/29/13. 

VII, 14: ''" university pension plan since 1984. 
VII,33, VII 34, and VII the Financial Disclosure Form for 2011 inadvertently used incorrect security codes. These particular items, which form part 
Morgan Stanley IRA, are follows: (I) VII, (in 2011 Report)--MHI9l, should have been denoted code IPBIX. This was sold (all) 8/12/11, transaction recorded this Amended Report 32. (2) VII, (in 2011 Report)--MLX57 should have been denoted code BPRAX; this was bought 
8/12/11, transaction recorded this Amended Report VII, 18. (3) VII, (in 2011 Report)--BG39E should have been denoted code IPPXX. reported 
again this Amended Report VII, 33, VII, 34, and VII, 35, with its correct code (namely, IPPXX). Part was sold 2/15/12 (#33); part was sold 
5/15/12 (#34); the remainder (i.e., all) was sold 8/15/12 (#35). 
VII, 34: cash value life insurance policy, which part insurance and part investment, was obtained 1998 and has been effect since then. Initially had reportable "investment value." Value indicated refers investment value the policy December 31,2012. 
VII, 35: Please note the correct name this account Active Assets Tax-Free Trust--not Nuveen Active Tax-Free Trust incorrectly reported the Financial Discloure Report for 2011 VII, 
Name Person Reporting 
05/15/2013
Cabranes, Jose 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Jose Cabranes 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544