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Judicial Watch • Jose A Cabranes Financial Disclosure Report for 2010

Jose A Cabranes Financial Disclosure Report for 2010

Jose A Cabranes Financial Disclosure Report for 2010

Page 1: Jose A Cabranes Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:preferential, cabranes, Jose A Cabranes, NUVEEN, Columbia, Supreme Court, university, 2010, Market, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Cabranes, Jose U.S. Court Appeals Cir 08/19/2011 Title (Article II1 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate fulb part-time) Nomination, Date 01/01/2010 
U.S. Circuit Judge (Active) Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
141 Church Street 
New Haven, 06510 

U.S. Courthouse 
Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. ~Repo.ing individaal only; seepS. 9-13 f!ling instructions.) NONE~o reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Trustee 	Columbia University 
Trustee 	William Nelson Cromwell Foundation 
Member 	Committee the Institute for Constitutional Studies 

II. AGREEMENTS. m~,ortin~ individual only; seepp. 14-16 filing instructions.) NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 
Cabranes, Jose 
Name Person Reporting 	Date Report

lie NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 illing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during anyportion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1.2010 University Chicago Press (Royalites) 
2.2010 	Thomson-West (Royalties) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmeng (Includes those spouse and dependent children; see pp. 25-27 f!ling instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Federal Bar Assoc. and March 16-20, 2010 San Juan, Spouse and participated Meals, cost transportation and from Historical Foundation the academic programs San Juan, PR, ground transportation and Supreme Court Puerto lodging for and spouse Rico 	
Columbia University March 12-13, 2010 New York, Attended Board Trustees Meals and the cost transportation meetings and from New York 	
Columbia University June 11-12, 2010 New York, Attended Board Trustees Meals and the cost transportation meetings and from New York 	
William Nelson Cromwell November 2010 New York, Attended annual meeting One meal and cost transportation Foundation Trustees and from New York 

Name Person Reporting 	Date Report 	
Columbia University December 2010 New York, Participated Legal One night lodging Scholarship Workshop 	
Columbia University December 10-11, New York, Attended Board Trustees Meals, lodging and the cost 2010 Meetings transportation and from New York GIFTS. (Includes those spouse and dependent children; seepp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. (i.audes those olspouse a.d dependent children; see pp. 32-33 f!ling instructions.)  
NONE (No reportable liabilities.)  
CREDITOR SCRIPTION  VALUECODE  

Cabranes, Jose 08/19/2011
VII. INVESTMENTS and TRU -income, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.)  NONE income, assets, transactions.)(No reportable Description Assets Income during (including trust assets) reporting period Gross value end reporting period Transactions during rep0rti~g period  
Place "(X)" after each asset exempt from prior disclosure  
(Q-W)  transaction)  Fidelity Asset Manager 50%  Dividend Higher Education Trust  None Higher Education Trust  None  Citizens Bank accounts  Interest  Vanguard Tax-ExemptMoneyMarket Account Vanguard Life StrategyConGrowth Account Vanguard Life Strategy Con Growth Account Chase  None None None Interest  Buy Buy Matured  04/20/10 12/28/10 01/10/10 10.  Wells Fargo Asset Allocation f/k/a Evergreeen Serv. Co. TIAA-CREF Annuity (vested)  None None  
11.  TIAA-CREF Pension  None  
12.  TIAA-CREF IRA  None  
13. 14.  Hartford Life Annuity Ins. Co. (variable life ins. policy) Muni market: Nuveen Active Assets Tax-Free Trust  None None  
15. 16. 17.  Muni market: NP1 Nuveen Premium 1NC MUN Muni market: Nuveen Conn ADV Muni Preferential Rate Muni market: Nuveen Corm ADV Muni Preferential Rate  None Dividend Dividend  Sold Sold  02/04/10 03/01/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 S50,000  
(See Columns and 194) Value Codes (See Columns and D3) =$50,001- $100,000 =$15,000 less =$250,001 $500,000 =$100,001 $ii000,000 =$15,001 -$50,000 =$500,001 $I,000,000 =$1,000,001 $5,0001000 =$50,001 00,000 =$t,000,001 $5,000,000 --More than $5,0001000 =$i00,001 $250;000 --~51ooo,o61 ~5,ooo;ooo ..... Value Method Codes =$25,000,001 $50,000.000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment  
(See Column C2) =Book Value =Other =Estimated  

Cabranes, Jose 08/19/2011
VII. INVESTMENTS and TRUSTS -income, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
~-~ NONE (No reportable income, assets, transactions.) 
18.  Muni market: Nuveen Conn ADV Muni Preferential Rate  Dividend  Sold  03/02/t0  
19. Muni bond: Puerto Rico Comwlth Hwy Transnauth  None  Buy  03/08/10  
20.  Muni market: Nuveen Corm ADV Muni Preferential Rate  Dividend  Sold  03/19/10  
21. Muni market: Nuveen Conn ADV Muni Preferential Rate  Dividend  Sold  03/22/10  
22.  Muni market: Nuvenn Conn ADV Muni Preferential Rate  Dividend  Sold  03/23/10  
23. Muni market: Nuveen Conn ADV Muni Preferential  Dividend  Sold  03/31/10  
24.  Muni market: Nuveen Conn. ADV Muni Preferential Rate  Dividend  Sold  04/01/10  
25.  Muni market: Nuveen Conn DVD ADV MUNI  Dividend  Sold  04/09/10  
26. Muni market:Blackrock Muniyied Investment Preferential Rate  None  Buy  04/21/10  
27.  Muni market: Western Asset MNGD Municipals  None  Buy  04/21/10  
28. Muni market: Columbia Tax Exempt  None  Buy  05/24/10  
29.  Muni market: Nuveen Conn ADV Muni Preferential Rate  None  Buy  08/03/10  
30.  Muni market: Nuveen Conn ADV Muni  None  Buy  08/31/10  
31.  Muni market: Nuveen Conn ADV Muni Preferential Rate  None  Buy  09/17/10  
32.  Muni market: Nuveen Conn ADV Muni Preferential Rate  None  Buy  09/21/10  
33. PBCT Peoples United Financial Inc.  Dividend  
34. Morgan Stanley Roth IRA  None  10/20/10 lnc0nie Gaih C~deSi (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2)  A~$! i000 lesg =$50,001 $100,000 =$15,000 less =$250,001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value ~$1,001 $2,500 =$100,001 $1,000,000 =$15,001 $50.000 =$500,001 $1,000,000 =Cost (Real Estate Only) =Other   =$2,501 $5,000 =$5,001 $15,000 --$50 $100 000 =$I00 001 $250 000 =$1;000,001 $5,000;000 =$5~000~001 $25~000,000 ~Mo~e ihan $50;000,000 =Assessment ...... =cash Market =Estimated =$15,001 $50,000  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
35. 	
-American Fundamental Inv (AFIFX) 

36. 	
-Aston/Montag Caldwell GRW (MCGFX) 

37. 	
-Blackrock Opportunities Svc (BMCSX) 

38. 	
-Calamos Convertible Fund (CCVIX) 

39. 	
-Delaware LTD-Term Divers Inc (DTRIX) 

40. Large Cap Value (EHSTX) 

41. 	
-Eaton Vance Commodity Strat (EACSX) 

42. 	
-Harding Loevner Emerg Mkts (HLEMX) 

43. 	
-ING Global Real Estate (IGLAX) 

44. 	
-Janus Overseas (JDIAX) 

45. 	
-Janus Perkins Mid Cap Value (JDPAX) 

46. 	
-PIMCO Total Return (PTTAX) 

47. 	
-Royce Premier Service (RPFFX) 

48. 	
-Templeton Global (TPINX) 

49. 	
-Thomburg Intl Value (TGVAX) 

50. 	
-Wells-Fargo Inflat-Prot ADM (IPBIX) 

51. 	
See Section VIII 

(See Colunms and D4) F-$50,001 $100,000
 Value Codes =$15,000 less (See Columns and 03) =$250,1~01 $500,000 =$25,000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost(Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 

Income during  Gross value end  Transactions dur reporting period  
reporting period reporting pedgd  
(1) Amount  (2) Type (e.g.,  (1) (2) Value  Value  (1~ Type (e.g.,  (2) (3) D~te Value  (4) Gain  (5): Identity  
Code  div., rent,  Code  Method   ;bUy; S~!!~  mrrddd/yy Code  Code  buyer/seller  
(A-H) int.) (J-P)  Code  red~mption)  (J-P)  (A-H)  (ifprivare  transaction) =$15,001-$50,000 =$100,001 $1,000,000 =$!i000,001- $5,000,000 =More than $5,000,000 =$15,001-$50!000 =$5~;00i $100,000 =$100;001- $250i000 =$500,001 -$1,000;000 =$1;000~00t $5,000,000 .... =$5,000,001 $25;000,000  

Name Person Reporting Date Report

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) 
VII, Vanguard money market funds redemptions were incorrectly reported the initial filing for this reporting period total sale; fact these were partial sales. 
VII, 11:~ university pension plan since 1984. 
Name Person Reporting Date Report

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 eto seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Jose Cabranes 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544