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Judicial Watch • Jose A Fuste Financial Disclosure Report for 2010

Jose A Fuste Financial Disclosure Report for 2010

Jose A Fuste Financial Disclosure Report for 2010

Page 1: Jose A Fuste Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:11

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:FUSTE, popular, Jose A Fuste, 2010, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app. ~.~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report FUSTE, JOSE District Court Puerto Rico 05/13/201 Title (Article III judges indicate active senior status; 5a. Reporl Type (check appropriate lype) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010
U.S. DISTRICT JUDGE (ACTIVE) Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations.
RM. CH-133 U.S. COURTHOUSE 

150 CHARDON AVENUE 
SAN JUAN 00918-1758 

Reviewing Officer 	Date 
IMPORTANT TES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. ~Repo.ing individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 	.... (SEE SECTION VIll FOR EXPLANATORY NOTE). 

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Fuste, Jose 
III. NON-INVESTMENT INCOME. (Reporting indi,,idualandspouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income (No reportable income.)NONE non-investment DATE SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-I nvestment ncome -if you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) (No reportable non-investment income.)NONE DATE SOURCE AND TYPE 2010 Self-employed attorney  
IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOU RCE DATES LOCATION  PURPOSE  ITEMS PAID PROVIDED  

Name Person Reporting 	Date Reporl GIFTS. ancl,,des those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. a.cl.des those spo,se and depende.t chUdre,; ,ee p~,. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 	BANCO POPULAR PUERTO LINE CREDIT 
RICO 	
CITIBANK, PUERTO RICO CREDIT CARD 	
CITIBANK, PUERTO RICO CREDIT CARD 	
BANCO POPULAR PUERTO CREDIT CARD 
RICO 

Name Person Reporling 	Dale Report

05/13/2011 

VII. INVESTMENTS and TRUSTS -income, value, transactions anctudes those spoa~e and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 	GINNIE MAE BONDS 
AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND 	
AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND 	
AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND 	
AMERICAN FUNDS GROUP: SMALLCAP WORLD FUND 	
JOHNSON JOHNSON (COMMON STOCK) 	
SAVINGS ACCT. (CARIBE FEDERAL CREDIT UNION) 	
CHECKING SAVINGS ACCT. (DANCe POPULAR) 	
CHECKING SAVINGS ACCT. (BANCO POPULAR) 

10. 	
SAVINGS ACCT. (BANCO POPULAR 

P.R.) 
CHECKING SAVINGS ACCT. (BANC(3 POPULAR P.R.) 
12. 	
IRA ORIENTAL FED. BANK 

13. 	
IRA ORIENTAL FED. BANK 

14. 	
SAVINGS ACCT. (DANCe POPULAR) 

15. 	
AMERICAN FUNDS GROUP: 
EUROPACIFIC GROWTH FUND 

16. 	
AMERICAN FUNDS GROUP: CAPITAL 
WORLD G+I 

17. 	
SAVINGS ACCT. (BANCO POPULAR)
 Income Gain Codes: 551,000 less {See Columns and EM) -$50.001 $100,000
 Value Codes =$15,000 Icss (See Columns and D3) ~$250.001 $500.000 

Income during  Gross value end  
reporting period reporting period  
(I)  (2)  (2)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  
Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W) Interest Dividend Sold 
(p~) Dividend Dividend Dividend Sold 
(part) Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Interest =$1,001 $2,500 =$2,501 $5,000 =$100,001 $1,000,000 =$1.000,001 $5,0~O.000 =$15,001 $50,000 -$50,001 $100,000 =$500.001 $1,000,0~0 =$1.000.001 $5.000,000 
Transactions during reporting period  
(2) Date mm/dd/yy  (3) (4) Value Gain Code Code (JP) (A-H)  (5) Identity buyer/seller (if private transaction)  

03122/10 
03/22/10 =$5,001 $15,000 =$15,001 $50.0~0 =More than $5,000,000 $100.001 $250,000 =$5,000,001 $25,000,000 $25.000.0~ $50,000,000 =More Ihan $50.000,00~ Value Method Codes :Appraisal :Cost (Real Estate Only) =Assessment =Cash Market  
[See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 	Date Reporl
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (2) (2) (3) (4) Place "(X)" after cinch asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
LEHMAN BROS. 1993 GRANTOR Interest TRUST CORP BOND 

19. 	
WESTMORELAND MUNI. BOND Interest 

20. 	
NORTH YORK COUNTY SCHOOL DIST. Interest

MUNI. BOND 

21. CLAIR CO. SCHOOL DIST MUNI Interest Redeemed 12/01/10 BOND 

22. 	
HOUSTON ISD PUB FAC CORP. Interest MUNI BOND 

23. 	
FOOTHILL EASTERN TRANSP. MUNI. Interest BOND 

24. 	
NORTH ADAMS COMMUNITY Interest SCHOOLS MUNI BOND 

25. 	
ELLIS CTY. GENERAL OBLIG. BOND Interest 

26. 	
AMERICAN FUNDS GROUP: AMCAP Dividend FUND 

27. 	
AXA ROSENBERG SMALLCAP Dividend Sold 04/12/10 FUND 

28. 	
DUPAGE CTY FOREST PRESERVE Interest Redeemed 1/01/10 BOND 

29. 	
GTATLANTIC PACIFIC Dividend TEA(PREFERRED STOCK) 

30. 	
CHICAGO ILL GEN OBLIG MUNI BOND Interest 

31. CONSERVATION TRUST Dividend Sold 08/01/10 MUNICIPAL BOND 

32. MORTGAGE-BACKED GOVT Dividend SECURITIES FUND 

33. 	
INTL HOSPITALITY ASSOC., CLASS None PREF SPEC PSHIP INTEREST 

34. 	
GATEWAY INDEX PLUS FUND Dividend Sold 04/12/10 Income Gain Codes: 1,000 less =$1,001 $2.500 =$2.501 $5,000 =$5.001 $15.000 -$15,001 $50.000 (See Columns and D4) =$50.001 $I00,000 =$100,001 $1,000.000 =$l.000.00l $5.000.000 -More than $5.000.000 Value Codes =$15.000 less -$15.001 $50,000 :$50.001 100.000 100.001 $250,000 
ISce Columns and D3) =$250.001 $500,000 -$500.001 $1,000.000 =$1.000,001 $5,000,000 =$5.000.001 $25,000.000 -$25.000.001 $50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Olhcr =E~limaled 

Name Person Reporling 	Date Report

05/13/201 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 	Transactions during repoxaing period 
(including trust assets) reporting period reporting period (2) (i) (2) (i) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	
GMAC (PREFERRED STOCK) Dividend 

36.
 American Funds Group: New World Fund Dividend 

37. 	
Evergreen Equity Trust Asset Fund Dividend 

38. 	
Oppenheimer Developing Markets Fund Dividend 

39. 	
BarronAsset Fund Dividend 

40. 	
Harbor Capital Appreciation Fund Dividend 

41. 	
Evergreen Intl Fund Dividend 

42. 	
Illinois Development Finance Authorization Interest Muni. Bond 

43. 	
PRFixed Income Fund Dividend 

44. 	
Colquitt County Muni. Bond Dividend Buy 11/30/10 

45. 	
Private Bancorp Inc. Dividend Buy 06/30/10 

46. 	
Sold 08/16/10 

47. 	
Cathay General Corp. Dividend Buy 07/07/I 

48. 	
Sold 07116/10 

49. 	
First Horizon Natl Corp. Dividend Buy 07/07/I 

50. 	
Sold 08/16/10 

51. Global Holdings Ltd. Dividend Buy 07/07/I Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 -$15,0~ $50,000 (See Columns and D4) =$50.001 $100.000 =$I00.001 $1,000.000 -$1,000.001 $5.000.0~0 =More than $5,0~0,0~O =$50,0OI $100.000 =$100,001 $250,000 
(See Columns and D3) =$250.001 $500.0~ -$500,001 1,000.000 =$1.0~0.001 $5,000.0~0 =$5,000,~O $25.000,000 =$25.000.001 $50.000,000 More than $50,000.000
 Value Codes =$15,000 less =$15.001 $50,000
 Value blcthod Codes =Cost (Real Eslale Only) =Cash Market =Appraisal =As~cs.~mcnt 
(See Column C2) =Book Value =Other =Estimated 

Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fiIing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (I) (2) Amount Type (e.g.. Code div., rent, (A-H) int.)  Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (1) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (A-H)(J-P)  (5) Idemily buyer/seller (if private transaction)  

52.  Sold  08/16/10  
53.  Penn Natl Gaming Inc.  Dividend  Buy  07/07/10  
54.  Sold  08/16110  
55.  State Auto Finl Corp.  Dividend  Buy  07107/10  
56.  Webster Finl Corp Conn  Dividend  Buy  07107110  
57.  Sold  08116110  
58.  Nordic American  Dividend  Buy  08/03/10  
59.  Sold  09/09/I  
60.  Success Factors, Inc.  Dividend  Buy  08/02/10  
61.  Sold  09/09/10  
62.  Duke Realty Corp.  Dividend  Buy  08/16/10  
63.  Sold  10/07/10  
64.  Netsuite Inc.  Dividend  Buy  08/16/10  
65.  Sold  10/07/10  
i66.  Regions Finl Corp.  Dividend  Buy  08/16/10  
67.  Sold  10/07/10  
68.  Couer DAlene Mines Corp.  Dividend  Buy  09/10/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50,0~O  
(See Columns and IM) =$50,001 $100.000 =$100.001 $1,000.000 =$1.0~0,001 $5,000,000  tt2 =More than $5.000.000 Value Codes -$15,0~O less 5,001 50.000 -$50.001 100.000 100,001 $250.000  
(SeeColumnsCI and D3) =$250.001 -$500.000 $500.001 $1,000.000 =$1.000,001 $5,000,000 =$5.000,001 $25,000.000 =$25,000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost Real Estate Only) =Assessment Cash Market  
(S~c Column C21 =Book Value =Other =Estimated  

Name Person Reporting 	Date Report
FUSTE, JOSE 	05/13/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 	Transactions during reporling period 
(including trust assets) reporting period reporting period (2) (i) (2) (i) (2) (3) (4) 

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idemity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	transaction) 

69. 	Sold 1/01110 
70. Developers Diversified 	Dividend Buy 09/10/10 
71. 	
Sold 1/22110 

72. 
Memc Electr. Natl 	Dividend Buy 09/10/10 

73. 	
Sold 11/30/10 

74. 
Sonus Networks Dividend Buy 09/10/10 

75. 	
Sold 10/07/10 

76. 
TFS Finl Corp. 	Dividend Buy 09/10/10 

77. 	
Sold 10/27/10 

78. Alcoa Inc. Dividend Buy 10/07/10 
79. 	
Sold 1/01/10 

80. Finl Inc. Dividend Buy 10/07/10 

81. 	
Sold 10/27/10 

82.
 NucorCorp. Dividend Buy 10/07/10 

83. 	
Sold 12/03/10 

84. 
Vail Resort Inc. Dividend Buy 10/08/10 

85. 	
Sold 11/30/10 Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15,000 =$15,001- I50,0OO (See Columns and D4) $50.001 $100.00~3 =$100.001 $1.000.000 1.000,001 5,0~0,0~O =More than $5.1)00,000 
Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100,00~ 100.0O $250.000 

(Scc Columns and D3) =$250.001 $500.000 =$50~.001 $1.000,000 =$1.00~,001 $5,0~0,000 =$5,000,001 $25,0~0,09~ $25.000.001 $50.000,000 =More than $50,000,000 
Value Method Codc~ =Appraisal =Cost (Real Eslatc Only) =Assessment =Cash Market 
(Sc Column C2) -Other ~Eslimatcd =Book Value 

Name Person Reporting Date el" Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instruction~.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) Type (e.g., buy, sell, redemption)  Transactions during reporting pedod (2) (3) (4) Date Value Gain mm/dd/yy Code2 Code (J-P) (A-H)  Identity buyer/seller (if private transaction)  
86. Atlas Energy Inc.  Dividend  Buy  10/27/10  
87.  Sold  11/17/10  
88. Volcano Corp.  Dividend  Buy  10/27/I  
89.  Sold 1/22/10  
90. Comerica Inc.  Dividend  Buy  11/01/10  
91.  Sold  12/06/10  
92.  Minefinders Ltd.  Dividend  Buy  11/01/10  
93.  Sold  12/08/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 -$15.000 =$15,001 -$50,000  
(see Columns and D-I) =$50,001 100,0~0 =$100,001 $1,000,000 =$1.000.001 $5.0~0.000 =More than $5,0~).000 Value Codes =$15,000 less =$15.001 $50,000 =$50,001 100,000 =$100.001 -$250,000  
(See Columns and D3) =$250,001 $500.000 $500.001 $1,000,009 =$1,000,001 $5,000,000 =$5.000,001 $25.000,000 $25.000,001 $50,000.000 =More than $50,000,000 Value Method Codes =Appraisal Cost (Real Eslalc Only) =Assessment =Cash Market  
lScc Column C2) =Book Value =Other =Estimated  

Name Person Reporting Dale Repor!
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepar~ofrepor~.) 
SEC. POSITIONS. OWN APARTMENT THE CONDOMINIUM AND RESIDE THE SAME. RECEIVE COMPENSATION AND DUTIES ARE CONFINED NON-PROFIT OPERATION AND MAINTENANCE THIS RESIDENCIAL FACILITY. SEE ADVISORY OPINION CANON 
SEC. IV. REIMBURSEMENTS GIFTS. HAVE ONLY RECEIVED OFFICIAL COURT-RELATED REIMBURSEMENTS AUTHORIZED EXPENDITURES REGARDING OFFICIAL TRAVEL BEHALF THE U.S. COURTS. 
SEC. VII. INVESTMENTS TRUSTS. THE IRAs OWNED BY~~ AND MYSELF ARE CASH-EQUIVALENT ACCOUNTS MAINTAINED FINANCIAL INSTITUTION. THEY ARE COMPOSED GINNIE MAE BONDS AND OTHER SECURITIES WHICH ARE NOT DIRECTED MANAGED EITHER US. HAVE ABILITY SELECT THE ASSETS WITHIN THE ACCOUNTS AND, FACT, ARE NOT NOTIFIED THEIR CONTENTS. ~~, ALSO HAS RETIREMENT ACCOUNT THAT CONSISTS SECURITIES TRADED WITHOUT CONSENT. DISCRETION LIES THE HANDS THE BROKER, AND ARE AWARE PURCHASES AND SALES DELAYED BASIS, WITH CONTROL OVER THEIR TIMING. 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/JOSE FUSTE 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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