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Judicial Watch • Joseph F. Bataillon – 2010

Joseph F. Bataillon – 2010

Joseph F. Bataillon – 2010

Page 1: Joseph F. Bataillon – 2010

Category:Federal Judges

Number of Pages:7

Date Created:September 9, 2013

Date Uploaded to the Library:June 27, 2014

Tags:bataillon, Joseph F Bataillon, Joseph, 2010, Market, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Bataillon, Joseph Nebraska 
 
05/13/2011 Title (Article judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Art. III District Judge Active Initial Annual Final 
 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
3259 Roman Hruska Courthouse 
with applicable laws and regulations. 
111 South 18th Plaza, Ste 3259 
Omaha, 68102-3122 
 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete afl parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Revo.i.g i.divid.ui o.ly; se~ vv. 9-13 f!ling instructions.) 
~-] 	NONE~o reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
House Delegates Member 	Nebraska State Bar Association 
Advisory Committee 	Creighton University School Law 
 
 
II. AGREEMENTS. (R~vorti.g individual only; seepv. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Bataillon, Joseph 
Name Person Reporting 
 
 
III. ON-INVES TMENT ME. (.eporti.g individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
 
~NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income -If you were married during anyportion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE University Nebraska Medical Center, sala~ 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainme.g 
(Includes those spouse and dependent children; see pp. 25-27 off!ling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE The Aspen Institute 6/10/10 6/13/10 Greentree, Seminar 	 
North Carolina Advocates for 12/09/10 12/10/10 Greensboro, Seminar Presentation 
Justice Foundation 
 
 
Date Report 
05/13/2011 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED Travel, meals and lodging expense Travel, meals and lodging expense GIFTS. aneludes those sponse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. anelndes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Nelnet Loan College Plus Loan 
 
 
 
Bataillon, Joseph 	05/13/2011 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 	 
USBank Accounts 	 
Bank the West Accounts 	 
Security National Bank Accounts 	 
Morgan Stanley Smith Barney Bank Deposit Prog. 	 
Western Asset Money Market Fund Class 
 Berkshire Hathaway Class 	 
Diageo PLC Sponsored ADR New 	 
First Energy Corp. stock 
Newmont Mining Corp. stock I0. Merrill Lynch Trust 7.28 Cure prefstock 
 
 
11. 	 
USAA Ins. Account 
 
12. 	 
Intel Corp stock 
 
13. 	 
Legg Mason Appreciation 
 
14. 
 Level Communications Inc. stock 
 
15. 	 
Toyota Mortor Corp 
 
16. 	 
Amgen 
 
17. 	 
Cisco Systems Inc Income Gain codes: =$1,000 less (See Columns and D4) =$50,001 $100,000 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 
 
Income during reporting period Gross value end reporting period Transactions during reporting period 
(l) Amount Code (2) Type ~.e.g., div.. rent. (1) Value Code (2) Value Method (t) Type (e.g., buy. sell, (2) Date mrrddd/yy (3) (4, Value Gain Code2 Code (5) Identi buyer/seller 
(A-H) int.) (J-P) Code (Q-W) redemption) (J-P) (A-H) (if private transaction) Interest Interest Interest Interest lnterest Merged 12/10/10 
(with line None Dividend Dividend Dividend Interest Distribution Dividend Dividend Sold 12/07/10 (part) None Dividend None None =$15,001- $50,000 =$1.001 $2,500 =$2,50 $5,000 =$5,001 $15,000 =$100,001 $1,000,000 =$1,000100i $5,000;000 ~More than $5;000~000 =$15,001 $50,000 L-$50,001- $100,000 =$100,001-$250,000 =$500,001 $1,000,000 -$12000,001 -$5!000,000 =$5!000;001 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
 
 
Batailion, Joseph 	05/13/2011 
 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method Type (e.g., buy, sell, Date mm/dd/yy Value Code Gain Code Identi .ty buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 	 
Bank America Corp, stock Dividend Sold 12/07/10 
 
19. 	 
Capital World Growth Income Fund Class Dividend 
 
20. 
Delaware Emerging Markets Fund Dividend 
 
21. 
 Fidelity Advisor New Insights Fund Dividend 
 
22. 
Legg Mason MDA3 Managed IRA Int./Div. 
 
23. 
Western Union Company Dividend Income Gain Codes: =$1,000 orless =$1,001 $2;500 =$2,50 $5,000 =$5,001 $15,000 =$15,00~ -$50,000 
(See Columns and D4) =$50,001- $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 aM0re than $5,000;000 .... Value Codes J=$15,000orless K=$15,001 $50,000 =$50,001 -$100,000 =$100~001 =$250,000 
(See Columns and D3) =$250,00I- $500,000 O=$500,001 1,000,000 =$1,000;001 $5,000,000 --$5;000,001-$25 000 000 Value Method Codes =$25,000.001- $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report.) 
Part VII, Lines Morgan Stanley Smith Barney merged its bank deposit and money market funds proprietary program that uses Citibank Bank Deposit Program and Citibank South Dakota Bank Deposit Program for FDIC purposes. Western Asset Money Market Fund Class longer used for any the reported accounts. 
Bataillon, Joseph 05/13/2011 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Joseph Bataillon 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544