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Judicial Watch • Joseph M Hood Financial Disclosure Report for 2009

Joseph M Hood Financial Disclosure Report for 2009

Joseph M Hood Financial Disclosure Report for 2009

Page 1: Joseph M Hood Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:10

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Materials, Overseas, Joseph M Hood, Company, Small, Joseph, Fidelity, stock, 2009, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act q] 1978
Rev. ti20~O FOR CALENDAR YEAR 2009 u,s.c, o/,p. ,~,+" ~o~-~ Person Reporting Oasr name, first, middle initial) Court Organization Date Report 
Hood. Joseph 12.1). KY. 04..30,;2010 Title (Al#iel Ill judges indicate active senior s[an~s; 5a. Report Type (check appropriate ty~) Reporting Period
magislmlc judges indicat~ full- pard-lime) Nomination. Dale 01,"01,"2~9 
U.S. Dislrict Judge (Senior) Initial Annua! Final 
12/3 I,2009 
~b. Amended Report Cha~nhers O~fice Address the basis the infiwmalion cootained this 
modifications pertaining thereto, is, ~,-wi~h applicab ....... ~nd regula0"

P.O. Box 2227 
Lexington, 40588-2227 

IMPORTANT NOTES: rl~e ins~r.c~io.s actomr.,,....~ m~st followed. Complete all parts, 
checMng the NONE box for each part where you have tto reporta~ne ipfi)rmation. ~qigtt laxt page. 
NONE (No repot-tablepositions.) POSITION NAME ORGANIZATION/ENTITY 
Board Managers Diederich Educational Trust 
Direclor Federal Judges Accociation Director St. Joseph Hospilal Foundation Direclur Joseph Berea Hospital Foundation 
NONE ~No reportable agreements.) 
DATE PARTIES AND TERMS 

Hood, Joseph .....fP .....Reporting 1)ate Report
Ill. NON-INVESTMENT INCOME. (Reporting indlvldual and ....... see pp. 17-24 oJfillng instructionx.) Fliers Non-Investment Income 
NONE (No reportable non-investment income.) 
DATE SOURCE TYPE INCOME (yours, mgt Spouses) 
1.02~07,2009 ~i~ Midnight Stakes Raffle Fundraiser S25,000.00 Wmner Spouses Non-Investment Income cfr,,~ were married during a~portion the reporOng year complete thi~ section. (Dollar ~nottnt n,~t required exc~pt.fitr honoraria.) NON (No reportable non-investment income..) 
DATE SOURCE AND TYPE
 2009 Proctor 

IX". REIMBURSEMENTS --,,~..,-po,,.,i,,.. Ioari..~,~,,,,a. e.,e.~i ...... 
Hmlude~tho.~e spouse ~ld dept~;r.lenl children,: see pp. 2.%27 o/.fili~g ittslrtttlions.) 
NONE ~b reportuble reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  F.1A  5/02,2009  Washington,  Borad Meeting  Housing, Travel Meals  
5~03/2009 

Reporting
[N~ofr~ .... Hood, Joseph Date Rel[~or~ FTS. a,,,,~,u~ t~,,,.~ .......... ~,,~,,,~,,, ,.~,~,: ~.~ ,~. 2s-s q/~,,~. 

NONE (No reportable g~/?s.) SO~ DESCRIPTION VAL~ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 	Date Reporlr Hood, Joseph 
VH. INVESTMENTS and TRUSTS -i.~om,. ~.t,,. ......... ,io.,~ (Includes ,h,,.se ........ dependent children: see pt,. 34-60 t~/ filing insttttctions.) NONE (No reportable income, assets, transactions.) 
Description Assets [ncol~3e during Gross vaItte end Transactions during rcp~ning period 
Placc "1X Mter each asset Amount Type tc.g., Value Value l-ypc {e.g.. Date Value Gain ldcnlib ,:xempt fiom prior disclosure Ct~te div.. rent, ,(_e.dc Mclhod buy, sell. rom/dd;yy Code, Code buyer/seller tA-I!I ormtA ~J-Pl Code3 redemption) (J-P) (A-H) fifprivatc {Q-W) transaction 
Fifth Third Bank, Lexington, Checking Inlerest 	
Fit:th Third Bank, Lexington, Checking Interest ix) 	
Metlife lnvs Ins Ins Prod None 	
Jol"~n Flancock Litb Ins None Redeemed 06/I 0/09 	
Lincnln National Lil~ Ins None westmcnts "~~i~" None 	
-Ash!and Irtc New Dividend Buy 02/02/09 	
-Fidelity Money Market Dividend 	
~Fidelily Govt Reserves Dividend Sold 10/12/09 

10. 
-Fidelity Leveraged Company Stock Dividend 	-Fidelity Levcraged Company Stock None Buy 06702/09 
(addl) 

12. 	
-Fidelity Lcveraged Company Stock None tSuy 08/04/09 
(addt) 

13. 	
-Fidelity t,everaged Company Stock None Buy I0/I 2.i09 
addl) 

14. 
-Fidelity China [legion Dividend Buy 10/12/09 15, -Fidelity Dividend Growth Fund Dividend Buy 06:O2/09 J6. -Fidelity i)ividendGrowth Fund None Bny 08/I)4/09 

(addl) 
17. 	-Fidelity Dividend Growth Fund None Buy 10112/09 
(addt) Name Person Repot,rag Date ofRepot INVESTMENTS and TRUSTS ........ ,~,~, ...... tions (Includes those s/muse at~d dependettt child ....... pp. 34-60 t~ff!li,tg itlstructlon,v.) 

NONE (N~) reportable income, assets, transactions.) Description of Asscis (it)Clu(ling trust assets) Ph~cc "(X)" after each assel exempl from prior disclosure Income during re.fling period (2) Amount Type (c.g.,Code (li~., ~nl.A-tt~ h~l.) Gross value end reposing period (I) (2) Value Value Code Method (J-P Code (Q-W)  (IJ Ty~x (e.g.. ~y, sell, redemption) Transactions during reporting period 12) (3} {4.1 Dale Value Gain mn3/dd;)y Code Code (.l-P)  151 Itlcnlily baycr,,nctlcr mm~action)  
18,  -Fideliw. High Income  Dividend  Buy..  06~"~,09  
19. -Fidelity High Income 20, -Fidelity Select Materials Por~lblio  None Dividend  Buy (addl) Buy  08,04/09 06/02/09  
21.  -Fidelity Select Materials Porttblio  None  Buy (addl)  08/04/09  
22. -Fidelity Select Materials Portfoliu 23. -Fidelily Small Cap Stock Fund  None None  Buy (addl) Buy  10/12/09 06/02/09  
24. -Fidelity Small Cap Stock Fund 25, -Fidelity Small Cap Stock Fund  None None  Buy (addl) Buy (addJ)  08/04/09 1012/O9  
26. -Fidelity Value Fund  Dividend  Buy  06/02/09  
27, -Fidelily Value Fuud 28. -Fidelity Value Fund  None None  Buy (addl) Buy  08/04/09 10/12q)9  -Janu~ Overseas Fund  Dividend  Buy  06/02/09  
130.-Janus Overseas Fund Fidelity 1RA  None None  Buy (addJ)  08/04/09  
32, -Fidelily Cash Reserves  Dividend  
33.  -Fidelity (io,,4 Reserves  I)ividend  Sold  04/02!09  
34.  -Fideliiv Leveraged Company Stock  Dividend  

VIi. INVESTMENTS and TRUSTS .......  ,.~. ...... .,i,,.,,. a,,,,~,,a,,, ,ho~,~ ,[.,~ ......... aep~,ae,, ,.hi~,~ .........  pp. 34-60 f!li,tg itt~truclion.~.)  reportableNONE hVo  income.  assets, transactions.)  
(I)  (2)  i2]  (2~  (4)  (5,  
exempt th>m prior disc}osur  Code  div_ tom,  Code  Method  buy. s~Jl.  mm.ddiyy  Code  th3de  h.ycr/sellcr  
tQ-W)  nansaclion) 35.  -Fidelity Leve,aged Company Slock  None  Buy (add1)  06/02/09  
3,.  -FMelity Leveraged Company Stock -Fidelity Lm.eraged Company Stock  None None  Buy  08/04/09 (addl) Buy 10/19/09 (addl)  
38.  -Fidelity China Regiou  Dividend  Buy  10/12/09  
39.  -Fidelity Dividend Growth Fund  Dividend  Buy  06/{)2/09  
40.  -Fidelity Dividend Growth Fund  None  Buy (addl)  ()~/04/09  
41.  -Fidelity Dividend (iruwth Fund  None  Buy  11)/12/09  
42.  -F~delity Iligh Income  Dividend  Buy  06."02./{)9  
43. 44.  -Fidelity High Income -Fidelity Select bfaterials Por~tblio  None Dividend  Buy (add!) Buy  08i04/09 06./02/t)9  
45. 46. 471  -Fidelity Select Materials Portlblio -Fidelity Select Materials Portfolio -Fidelity Snmll Cap Stuck Fund  None None None  Buy (addl) Buy (addl] laIuy  08/04."09 10/12/09 t)6/02/09  
48. 49. 50.  -Fidelity Small Cap Stock Fund -Fidelity Small Cap Stock Fund -Fidelity ralue Fund  None None Dividcnd  Buy (addl) Buy {addl) Buy  08/04/09 IO.."l 2/0~11.I 06/02/09  
51.  -Fidelity Value Fund  None  Buy (addb  0g104/09 ..... otPer.~o,, rel,orli,,~
FINA.1NCIAL DISCLOSURE REPORT 

04/30/20 
Vii. INVESTMENTS and TRUSTS-~ ......... ........... ao..,, o.~.t.a.s , ........... tlependent childre. see m,. 3d-6O oyjilit,g 

NONE (~Vo reportable income, assets, transactions.) ~,C 
Dcscriplion Assets Income dfiring Gross value elld Tcansactions during roporlillg period (itlcl~Jding lltlSl assels) reporting period reposing period 
(I) ~2) ~1) (2) II) ~2) {3~ ~4) 15) Hacc "{X)" after each asset Amount Type (c.g. Value Value Type (e.g.. Date Value Gain exempt l?om pr~or disclosure Code div.. renL Code Mclhod buy. sell. mm.ddiyy (ode Code buycrscllcr 
IA-I{~ (J-P) Codc redemption) O-P) (A-H) (ifprlvatc (O-W) transacfio~O 
52. 	
-Fidelity Value Fund None Buy 10/12/09 
(addl) 

53. 
-Janus Overseas Fund Dividend Buy 06/02/09 08/04/09
54. 	
-Janus Overseas Fund .None  Buy 
(addl) 

55. 
Fidelity IRA Spouse 	None 

56. 
-Fidelity Cash Reserves Dividend 

57. 
-Fidelily Govt Rese~es Dividend 	Sold ~/02/09 

58. 
-Fidelity Leveragcd Company Stock Dividend 

59~ -Fidelilv Leveraged Company Stock None Buy 06/02/09 
(addq) 60. -Fideiily Le~emged Company Stock None Buy 08,"04/09 (addl) 
~61. -Fidelity Leveragcd Company Stock None Buy 10/12/09 {addl) 62. -Fidelity Chin~ Region Dividend Buy 10/12/O9 63. -Fidelity Dividend Growth Fund Dividend Buy 06/02/09 -Fidelity Dividend (irowlh Fund None Buy 08/04/09 (addl) 65. -Fidelity Dividend Growlh Fund None Buy 10/12/09 {addJ) 66. -Fidelity High Income Dividend Buy 06/02/09 
67. -Fidelity Itigh Income 	Non~ Buy 08/04/09 
(addl)  68. -Fidelity Select Materials Porllbtio Dividend Buy 06/02,"09 ..... ..... R,~,n~,in~ 	aa,,~,,f.~,o, STS ........ ~,~. ........ io,,.v (Includes those of,~p ....... dependent child ........... pp. 34~60 ,,filling b,strttctiO 

NONE ~Vo reportable income, assets, transactions.) 
Description Assets h)come during Gross value end Transactions dinins repo~ing period including lrtlsl ;issels) re.fling peri(~l rcp~mng period (21 i2) 12~ t31 (4) 
Place "(X after each asset Amounl Type (e.g., Value Value Type (.g., Date Value Gain Identity excmpl from prior disclosure Code div.. rent. Code Me~hod ony. sOL mm/dd/yy Code Code buyer/sdler tA-HI inl.) eJ*P~ Code3 rcdemonon~ Li-P] (A-H) (ifpnvalc (Q-W) nansacuon) 
60. 	-F~ddily Selecl Materials Portfolio None Buy 08~04/09 
[addF) 

-Fidelity Select Malerials Po~lblio 
(addJ) 

70. 
None 	Buy 10/12709 

71. 
-Fidelity Small Cap Stock Fund None Buy 06/02/09 

72. 	
-F~delity Small Cap Stock Fund None Buy [08/04/09 
(addl) 10] ~09
73. 	
-Fidelity Small Cap Stock Fund None Buy 
(addT} 

74. 
-Fidelity Value Fund Dividend Buy 06/02/09 

75. 	
-Fidelity Value Fund None Buy 08,04/09 
..-(add[I 

76. 	
-Fidelity Vulue [~md None Buy 10/12/09 
(addl] 

77. 
-Jat~us Overseas Fund Dividend Buy 06/02/09 

78. 	
-Janus Overseas Fund None Buy 08/04/09 
(addl) 

79. 
Fidelity ~state Account 

_-None 	Closed 01/13,"09 
Viii. ADDITIONAL INFORMATION EXPLANATIONS. a,aica,~p,,r,o~Rel, or,.) 
[e ..... Rl~pOFlg D~~ Report ...... Hood, Joseph 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor depeudent children, any~ accurate, trne, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisi~ns permitting non-disclosnre, further certify thai earned income from outside employment and houoraria and the acceptance gihs which have been reported arc compliaaee with the provisions U.S.C. app.  501 et. seq., U.SoC.  7353. and Judicial Conference regulatiuns. 
NOTE: ANY INDIVIDUAl, WHO KNOWINGI,Y AND WILFUI,I,V FALSIFIES FALLS "O FII,E THIS REPORT MAY SUBJECT CIVILAND CRIMINAl, SANCTIONS [LS.C. app.  104) 
FILING INSTRUCTIONS 
Mail s~gned original and additional copies to: 
Committee Financial Disclosure Administrative Office the United Stales (ourts Suite 2-301 One Columbus Circle. N.E. Washington. D.C. 20544