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Judicial Watch • Jr Baer Harold – 2003

Jr Baer Harold – 2003

Jr Baer Harold – 2003

Page 1: Jr Baer Harold – 2003

Category:Federal Judges

Number of Pages:8

Date Created:September 6, 2013

Date Uploaded to the Library:June 12, 2014

Tags:Jr Harold Baer, HAROLD, transportation, trust, 2003, spouse, transactions, TRUSTS, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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RECElfED A UNITED STATES DISTRICT COURT UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, 10007 
CHAMBERS TEL (212) 80S-OU!14 HARC>L.O BAER, JR. FAX (212.) 805-7901 DISrRICT .JUDGE UNOFFICIAL August 23, 2003 Hon. Mary Lisi, Chair Judicial Conference the Committee on. Financial Disclosure One Columbus Circle Washington, 20544 Re: Calendar Year 2003 Filing for Harold Baer, Jr. Dear Judge L1isi Thank you for your letter July 26. attach the detail for Part IV, lines and that you request and note the information regarding reporting contained in_ the second,. third and f,ourth .paragraphs your letter. Thank you. any event, you want additiomtl information, available tc1 provide it. 
RECEIVED HON. HAROLD BAER JR. FINANCIAL DISCLOSURE 2003 .4Yg 3.1 .ll Qy PART REIMBURSEMENTS Line Almerican Law Institute/American Bar Association May May 10, 2003 Transportation, lodging and food Line Mason School Law  June June 29, 2003 Transportation, lodging and food Line Pace University School Law October October 18, 2003 Transportation, lodging and food  
G,eorge Person Reporting (Last name, First name, Middle initial) BAER, JR, HAROLD Title (Article ill Judges indicate ae1tive senior status; magistrate judges indicate full. part-time) Chambeirs Office Address ROOM 2230 U.S. COURTIIOUSE 500 PEARll. STREET Court Organization DISTRICT ReportType (check appropriate type) Reporting Period Nomination, Date 1/1103 Initial Ammal FJnal 12131/03 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer NEW YORK, 10007 IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual on1y; see pp. 9-13 filing instructions) NONE -(No reportable positions.) TRUSTEE DANIEL FREY TRUST 
C-J ,-....,., 71,:.n.. 
c 
-:::::-::? ...., -rt NONE -(No reportable agreements.) PARTIES AND NEW YORK CITY MANAGEMENT WELFARE FUND 
 
III. 
NON-INVESTMENT INCOME. (Reporting individual and spouse see pp. 17-24 of:filing instructions) 
Fileirs Non-Investment Income NONE {No reportable non-investment income.) 
IV. REINIB URSE:NIENTS -transportation, todging, food. entertainment. 
(In.eludes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable 
reimbursements.) METI1NG IUDICIAI. CONFERENCE GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE -(No such reportable gifts.) ROSEN WEDDING GIFrOF CAVIAR. $250 
VI. LLA.BILITIES. (Includes: those spouse and dependent children. See pp.32-34 instructions.) NONE (No reportable liabilities.) -DESCRIPTION VALUE CODE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS 
VI. LIABILITIES FINANCIAL DISCLOSlnllE REPORT Name Person Reporting Date Report BAER, JR., lliR.OLD 514104 -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Page of3 
VII. 
 INVESTNIENTS and TRUSTS 
 
 
Description Assets 
(including trust assets) 
Place (X) after each asset exe1111pt from prior disclosure 
(No repomible income, lll!rse1s, transactions} 
DNONE 
GILLETTE CO. 
ROCHESTER FUND2. 
WALT DISNEY CO. 
EXXONMOBIL CORP. 
HOME DEPOT INC. 
PROCTOR GAMBLE CO. 
 
OAKMARK INTERNATIONAL FUND (IRA) 
VANGUARD FUND (IRA) SHORT TERM CORP FUND 
SCUDDER GLOBAL FUND 
 
VERIZON COMM 10. 
BELL SOUTH CORP 11. 
INTEL CORP. 
 
 
12. 
 
 
EXXON MOBIL CORP. 
 
13. 
ROCHESTER MUNICIPAL FUND, INC. 
 
 
14. 
 
15. 
SBC COMMUNICATIONS, INC. 
 
 
16. 
FIRST ENERGY CORP. 
PFIZER, INC. 
PUBLIC SERVlCE.ENTERPFtISE GROUP 
18, Income during Gross value end 
reporting period reporting period 
 
(1) (2) (1) (2) 
Value Code div. rent Code2 
Amount Type (e.g. Value 
 
Method -H) int.) (J-P) Code3 (Q-W) Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend (1) Type (e.g. Date: buy, sell, Month-merger, Day redemption) Part Sale 5/15 SALE 4/16 PART 12/15 SALE PART 4/16 SALE SALE 4/16 
Transactions during reporting period Income during Gross value end 
Transactions during reporting period 
D1mcription Assets 
reporting period reporting period 
(in1:luding trust assets) 
not exempt disclosure 
 
(l) (2) 
Place (X) after each asset exempt 
from prior disclosure 
CYPRESS SEMICONDUCTOR CORP. 
 
19. 
Amount 
Date: 
 
(e.g. Value Value Type (e.g. 
Value Gain Identity 
div. rent. Code2 Method buy, sell, 
Code 
Month-Code2 Code buyer/seller 
inl) (J-P) Code3 merger, 
Day (J-P) (A-H) (if private 
(A-H) 
redemption) 
(Q-W) 
transaction) 
None 
Interest REDEEME 
NYS DORM AUTH 7.40% 
 
20. 
 
 
21. 
 
NASSAU CNTY, 6.50% 2010 
 
22. 
QUEST FOR DUAL PURPOSJE :FUND IRA 
23. 
 
TXU CORP24. VJNGS BONDS 
 
 
OPPENHEIMER CAPITAL APPREC. 
25. 
 
 
26. 
 
NYC, G/O 75% 2013 
**OCC CASH RESERVES PRIMARY 
PORTFOLIO 
27. 
 
MERKCO. 
 
28. 
**EMERGING MARKETS INCOME FUND ll, INC. 
 
 
29. **:MlFS CHARTER INCOME 1[RUST -SBI **ENTISRTAINMENT PROPERTIES TRUST 
 
31. 
 
**ABOVE PROPERTY HELD TRUSTEE U/W DANIEL FREY 
 
32. HAVE BENEFICIAL INTEREST THE TRUST. 
 
33. 
 
3.67% INTEREST BUILDING BROOKLYN, 
 
34. 
 
OCC CASH RESERVED 
 
35. 
 
 
36. 
 
OPPENHEIMER QUEST CAPITAL VALUE FUND None Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend REDEEME SALE 7/1 213 -Rent Dividend None . ,,;,.;  
(SeeColumnC2) 
 
FINA..tCIAL DISCLOSURE REPORT 
 
Name Person Reporting Date Report 
 
.Page of3 BAER. JR., HAROLD 5/4/04 
 
VIL and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 
 
offiling instructions.) Description Assets (including trust assets) Income dwing reporting period (1) (2)- Gross value endJ reportin period (I) (2) (1) Transactions dwing reporting period not exempt from 
Place (X) after each asset eJ(eJnpt 
from prior disclosure 
Type (e.g. 
Date: 
Amount Type (e.g. 
Code! div. rent. Ill 
Month 
Day 
merger, 
(A-ff) int.) 
(J-P) (A-H) (ifpriate 
redemption) 
(Q-W) 
transaction) 
EMiERGING MARKETS NOW SALMON Dividend BROS EMERGING MARKETS 
37. 
 
PLAINS ALL AMERICAN PEPF..LINE Dividend 
 
38. 
 
 
SMUCKER J.M Dividend 
 
39. 
 
40. 
 MEDCO HEALTII SOLUTIONS Dividend SPIN-OFF 8/19 
 
 
42. BUY 
CHICOS FAS INC Dividend BUY 11/20 
GENERAL ELECTRIC Dividend 
BUY 
12/4 
PARK PLACE ENTERTAINING CORP Dividend 
43. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) ac:cwrate, true, and compl1te the best knowledge and belief: and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported :fl!e compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.