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Judicial Watch • Jr Baer Harold – 2009

Jr Baer Harold – 2009

Jr Baer Harold – 2009

Page 1: Jr Baer Harold – 2009

Category:Federal Judges

Number of Pages:5

Date Created:September 6, 2013

Date Uploaded to the Library:June 12, 2014

Tags:Jr Harold Baer, oppenheimer, municipal, HAROLD, Seminar, office, 2009, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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  • demand_answers

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Person Reporting (lasl name, r.rst, middle initial) BAER, JR, HAROLD Court Organlzotlon DISTRICT Doi Report 0510712010 Title (Article Ill judges indicate active senior siatus; magislralC judges indkale full-or part-time) JUDGE Sa. Report Type {check appropriale type) Nominalton, Dale Initial Annual Final Reparlini:, Period 01/0112009 IV31/2009 Sb. Amended Report Chambers Office Address ROOM 2230 COURTHOUSE 500 PEARL STREET NEW YORK, 10007 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with appllcoble laws nd regul11ion1. Revlewine Officer Date 
IMPORTANT NOTES: The instructions accompanying this forrn must folloow:d. Complete all parts, checking the 
NONE box for each part where yo11 hale report11b/e information. Sign last page. POSITIONS. (Reporting Individual only; se pp. 9-13 filing Instructions.) 
 
[Z] NONE (No reportable positions.) c::> 
 
 
II. REE MEN TS. (Rport/11g indiWdua/ onl); ,.,pp. 14-16 ft/Ing instr11ctions.) NONE (No reportable agreements.) a::-:.: (j)):;c :::0  fT1.:: o-..,r..,, ;::;::: PARTIES rTl 
 NEW YORK MANAGEMENT WELFARE FUND 
 
 
Baer Jr., Harold 
JII. N-JNVESTMENT ME. (Repnrting indlvidu11/ ond spou1t; supp. 17-U filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) Sl,062.00 MICHi CO., INC. -BOOK ROY TIES PENSION -NY STA EMPLOYEES RETIREMENT SYSTEM $21,950.00 NEW YORK STA BAR ASSOCIATION -BOOK ROY TIES $357.00 Spouses Non-Investment Income -lf)DR were m11rried during anJ ponfon of1/1e reporting year, complete 
this secdon. (DnJ/aramount not required extepf for honnraria.) 
 
[Z] 
NONE (No reportable non-investment income.) 
 
 
 
IV. REIMBURSEMENTS -tratrportafion, lodging.food, enfertainmtnt (Includes ho.st spouse and dependent 
children; see pp. 25-2 filing instructions.) NONE (No reportable reimbursements.) 
 
ITEMS SEMINAR 
NON-FJC EDUCATIONAL SEMINAR 06/10/2009-611212009 NEW ORLEANS, LODGING TRANSPORTATION 
NON-FJC EDUCATIONAL SEMINAR 0611512009-06/16/2009 BOSTON, LODGING TRANS PORA TION GIFTS. (lndudes t/1ost ipouse and dpmd.nt children; set pp. 18-3 fl/Ing instr,.ctlons.) [ZJ NONE (No reportable gifts.) 
 
 
VI. 
LJAB JLITIES. (lncluda thost spouse and dpendent c/11/dmt; see pp. J1-JJ fl/Ing inslrNctions.) NONE (No reportable liabilities.) 
WELLS FARGO -ADVISORS (II) SECURITIES MARGIN ACCOUNT 
 
 
VII. INVESTMENTS and TRUSTS -Income, varu  transac11011 r1nc1ut1u 11iose ofspo11seont1 t1pent1m1 ch11t1,.,,: ,., PP. J4-6o ff/lint: 1ns1ructions.J NONE (No reportable income, assets, transactions.) lnoome Gain Codes: =Sl.CXXlor lcn Sl,001 -S2,SOO =Sl.501 -$5,000 DSS,001-SIS,000 =SIS.CIOI -SS0.000 (Sc< Colurms and 04) =150.001 -SI00,000 SIOO.OOl -Sl.000,000 -11,000.001. ss.000.000 ltl =lore ss.000.000 Value Codes S 15.000 less $15.001-$50,000 =$50.00  Hl0,000 SI 00,00  $250.000 (Se< Columns and 03) $250,001 -$500.000 OSSOO,OOl -Sl,000.000 Sl.000,001 SS,000,000 -15.000.001  ns.000.000 Sl5.ooo.001  sso.000,000 More hn sso.000.000 Value Method Codes Appniil;al Cosl (Rcol l::Slalc Only) =Asscssmen1 =Cash Marict (Sec Column C2) UBook V1luo =Other Estimn1cd 
VII. 
INVESTMENTS and STS -lnromt, Wt/Ht, trtmsactians (Includes t/1ost spoust and dtp 
 (4) 
Gain Code (A-Ill 
 
- 
(5) Place (X) afler each asset Identity exempt from prior disclosure buyerl.eller (if private lnlnsoction) 
18. 
 CAPITAL WORLD GROWTH INCOME FUND Dividend Sold 09/09/09 
 
19. SHARES SP GLOBAL F!NLS Dividend 
 
20. 
 SUNPOWER CORP None 
 
21. 
 OPPENHEIMER AMT-FREE MUNICIPAL FUND Dividend 
 
22. 
 OPPENHEIMER NEW YORK Dividend MUNICIPAL FUND 
 
23. 
 FIRST EAGLE SOGAN GLOBAL Dividend Buy 09109109 
 
24. 
 INTERACTIVE BROKERS CORP 25. 
 
 
26. IOCClmc Gain Codes.: ,000 less Sl.001 -1UOO S2.501 -SS.COO DU,OOl Sll.000 E=SIS.OOl -S50,000 (SerColu,,..s and IJ.4) FSS0,001-SI00,000