Skip to content

Judicial Watch • Jr Ewing Werlein Financial Disclosure Report for 2009

Jr Ewing Werlein Financial Disclosure Report for 2009

Jr Ewing Werlein Financial Disclosure Report for 2009

Page 1: Jr Ewing Werlein Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:24

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Methodist, WERLEIN, EWING, Jr Ewing Werlein, 2009, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978
Roy. 1/20SO 
FOR CALENDAR YEAR 2009 U.S.C, app.  101-111) Person ReFortiag (last name, first, middle initial) ,2, Court Organization Date Report 
WEP.LEIN, JR,, EWING SDC/SO. DIST, TEXAS 07/26/2010 Title (Article Itl judges indicate active senior status; 	5a, Report Type (cheek appwpriate type) Reporting Periodmagistrate judge.s indicate f~ll- pan-tlme) Nomination, Date 01/01/2009 DISTRICT JUDGE-SENIOR STATUS Initial Annual Final 
.... 1213112009 5b, Amended Report Chambers Office Address the basis the information contained this Report and any
modifications pertaining thereto, is, opinion, compliance 
515 RUSK AVENUE, ROOM 1152! with applicable laws and regulations. 
HOUSTON, 77002-2605 

Reviewing O~eer 
Date 
IMPORTANT NOTES: The instructions accompanying this form must followea~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ OSITI ONS. tR~o,a~g itul~vidaal only; see 1~. 9-13 filing instructions,) NONE t?Vo reportable positions.} 
POSITION 	NAME_OF ORGANIZATION/ENTITY Co-Trustee Trust No. Director Chairperson The Methodist Hospital, Houston, Texas Director TMH Medical Office Bldgs Condoruinium Assoc. Chairperzoa TMH Board, director officio w/vote following: Medvest Holdings, Inc.; Methodist Health Centers; Methodist International; (eontd Note (I) Part VIII) Chairn~an TMH Board, director officio w/o vote following: Diagnostic Center Hospita! Corp. Texas; Medvest Inc, (contd Note (2) Part VIII) 
Executor 
Trustee 

Estate No, 
Trust No.
;.-J 
II. AGREEMENTS. ~R~oni.~ ~,,~:~a: o~:y~ s~e S~-~ ~,n~ ~etio~.J 	 
NONE (No reportable agreements_) 
i-.-i
DATE 
PARTIES AND TERMS 

Werlein Jr., Ewing 

FINANCIALDISCLOSUREREPORT Page WERLEIN, JR., EWING  07/26/2010  
IIl. NO1N-INVESTMENT INCOME. ~R~oni, iui.a~al u.~ *~o~e~ ,ee pr, 17-~ omti.g i~aio,~.~ Filers Ran-Investment Income NONE (No reportable non-investment income.)  DATE  SOURCE AND TYPI~, (yours, not spouses) Spouses N0n-Investment Income -If you were merried during any portion the reporting,year, complefc this sectior~ (Dollar amount not required except for honoraria_) NONE (No reportable non-investment income.)  DATE  SOURCE AND TYPE  
IV. REIMBURSEMENTS --t,~n~rortoao..iodgi.g, yo~ .,ert~g. .... (Includes those s~us~ and dependent children: see pp. 25-27 filing i~tructions,) NO~ reportable reimbursement.) The Methodist Hospital 09/23-24/2009 New York, M~ting wi$ M~i~lSchool Affiliate  ITEMS PAID ORPROV~ED T~nspo~ation, lodging, and meals  NONE (No reportable gifts.)  DESCRIPTION  NALUE  
[-~  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION 
fPerson Repotting 
VII. INVESTMENTS and TRUSTS --j~o.,.. ~alne, transactions (Includes those spouse and dependent children; see pp. 34-60 ~/flling instructions.) 1---1 NO~IE (No reportable income, assets, transactions.) B.C.[ 
Description Assets Income during Gross value endt Transactions during reporting period 
(including trust assets) reporting period repo~ng period (2) (I)--~--~-- (2) (l) (2)  (3) (5) 
Place "(X)" after each asset Amoum Type(e.g., Value [Value Type(e.g., Date Value Gain[ Identity
~xempt from Code ICode Moa,od boy, oe,.
prior disclosure div., rent, m.~d~. Cod Code 
_____~ transaction) Hallibl~r~on com. Dividend Ha!ibnrton com. Dividend PLI2, AD[~ ..... Dividend ...... 
Exxon Nobil com. Dividend 
Anadarko Petroleum Cot0. ~m. Dividend WaI-M~rt St~r~ com. 
Dividend Exxon-~obil corn. Dividend 
Johnson Johnson, com. Dividend 
Conoco ?hillips, com. Dividend 
I0. Texas Capital Bankshares, com. 
NoneL 
11. 
HCP Inc., com. f/k/a HealthCare Prop. Dividend 
12. 
CNL Lifestyle Props Ine. units Dividend 
See note (3) Part 
"13." Hines P..ErT, units Dividend 
See note (3) Part 
14, ATT, cam. (X) Dividend 
15. 
Bristol-I~yers Squibb, com. (X~ Dividend 
16. 
Burlington Northern Santa Fe, corn. (X) Dividend 
17, Cisco Systems, com. (X) 
None Incmm: Gain C.~I~: ~$1,000 less =$1,001 $2.500 =$2,501 $5,000 ~$5.001 $15.000 =$15,001 $50,000
(Se Columns a~gl D4) ~$50,001 $100,000 =$100.1~)1 $1,000,000 =$I.00~.001 $5,00D,000 1-12 ~M~ than $5,000.000 Va}~ Od~ =$15,000 Ices =$15.001 $50.000 L--$50,001 $100,000 =$00,00t 
(S~ Coinrtms and DS) =$250,001 $50n,000 --~500,00 $1.000,000 =$1,000,0o!. $5.000,000 =$5.0o0,001 $25.00o,~00 
P.] ~.$25,000,001 $50,000,000 =More lhan $50.00~,000 Value Method Codes =AppratsM R--Co~t (Real ~slale Only) =Asse~mr,~nt =C~h Market 
(See t~oloran C2) ~Book Value --~Other =Estimated  

VII. INVESTMENTS and TRUSTS ~,~o~,. ,,I,,, ,.o .... ,io.. (Itlclud~s those spouse and depettdent children; see pp, 34-60 filing inslruetion$.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value cad Transactions during reporting period  
(lnclnding trust nsscts) r~porting period reporting period  
Plac~ "(X)" after each asset =emp! from prior dls~losure  Amount Code (A-H)  Type (e.g., div., rent, inl.)  Value Code (.LP)  Value Typc (e,g., Method buy, sell, Code redemption) (Q-W) Date Value mm/dd/yy Code (JP)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18. Comcast Corp. Class (X)  Dividen~ 19. Dean Foods Co., com. (X) 

None 
20. 
Goodyear, ecru. (X) 

NoneJ 
21. 
Hewlett Packard, com. (X) Dividend 22, Intel Corp., com. (X) Dividend 
23. 
IBM, ecru. (X) Dividend 

24. Morgan Chase, corn. (X) Dividend 

25. LSI Co~.,~r,. (~) No, 
26. Pepsico, Inc., ecru, (X) Dividend 2~i Target Corp., com. (X) Dividend 
28. Tr~house Foods, com. (X) 
NoneJ 29~ Zimmer Holdings, Inc., com. (X) 
NoneJ 
30. 
MUTUAL FUNDS: 

31. 
Fidelity IV[M Fund Dividend Fidelity Low Price Stock Dividend 331 Fidelity Contrafund Dividend 
34. Fidelity Mid-Cap Stock Dividend 
NONE (No reportable income, assets, transactions,) ~c~pt~n AsS~ 0nluding t~st as~ts) Income dudn~ repo~ng ~ri~ Gro~ value end ~infi ~riod T~n~io~ durin~  orint.)  (J-P)  r~ption)  
35. Asse~k Larg~p Value 36.  Sold  None 09/2 !/09  Buy (addl)  0111~09 .......  
37. Asse~ark ~rge-Cap Gro~ 38.  None  Buy (addl) Sold  01/1~09 09/21109  
39. ~setmark Smal~id-Cap Value  None  Sold  09/21/~  
40.  A~etmark Smal~id-Cap G~h  None  Sold  09~ 1/09  
4!.  Asse~ark ln~mational  None  Buy  01/1~09  
42,  Sold  09~ 1109  
.43.  Asse~a Real ~tate Seeuriti~  None  Buy (a~l) Sold  01112109 09121/09  
45.  A~m~ Tax-Exempt  Dividend  Sold  03~3/09  
46.  Sold  09/21/09  
47.  ~ean Cenm~ Tax-Free Bond  Di~dend  Sold  0~!9/09  
48. 49.  Sold  05/21109  Buy (aa~0  04115t09  
50~  -  Buy (addl) Buy (addl)  108110/09 ~09/09  

FINAINCIAL DISCLOSURE REPORT DateofReport NameofPerson Reporting 
VII. INVESTMENTS and TRUSTS --ineo ..... t~e, .... ctions (Includes those ltpou .... dependent children see pp. 34-60 ellcling instrttctlort~) NONE (No reportable income, assets, transactions.) B.c. 
Des~riptiuxq A~sets Income daring Gross value end Transactions d-ring reporting period(including trust assets) reporting period reporting period 
(1) (2) 	(I) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset 	Amount Type (e.g,, Value Value Type (e.g., Date Value Gain Identity ofCode
exempt from prior disclosure div., rent, Code Method buy, sell, !mm/dd/yy Code Code buyer/seller{A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
52, Loomis Sayles Bond Fund Retail Dividend Sold 02/19/09 
(part) 
~53 
Buy 04/15/09 (addl) 
54. 
Buy 08/10109 (addl) 
55. 
Buy 12/09!09 (addI) 
56. Thomburg Intematl Value Dividend Buy 102/19!09 (addl) 
57. 
Sold 041I 5/09 
158. 
Sold 05/21109 
59. 
Buy 08/10/09 (addq) 
60. 
Buy 2/3 !I09(a~dl) 
61. Fed~ated Man. Trust Dividend 	Closed 09130/09 
62. Oakmark Fund Dividend Buy 02/19109 (addl) 
63. 
Sold 04/15/09 
(part) 
64. 	Sold 05121/09 
(part) 6~. 
Sold 08/10/09 
(part) 
Buy 12/31/09 (addq) 
67. 
Federated Mun. Tr. Dividend 	Closed 10/21/09i 

68.
 Clipper Fund Dividend Sold 
02/19/09[ 
Income Gain Cod~: ---$1.000 less =$1.0~! $2,51~ =$2.501 $5.000 =:$5,001 :$! 5.000 =:$I 5.~0!  $50.000  
(See Columns 121 and D3) =$250,001 $500,000 ~;25,000,001. :$50,600,000 =$5~,001 :$1,000,006 ffi:$1,000,00 $5,00~,000 ~More thar~ $51),OOO,O00 =$5,0~0,001 $25,000,0~0  
(Se~ Celunm C2) =Book Va/ue =Other  W=l~stimetcd  

Nan~e Person Reporting 	Date Report
WERLEIN, JR,, EWING 	07126/2010 
NONE (No reportable income, asse~, transactions.) B,C. 

De~pfion A~s~ Incom~ du~ng 
Gr~ valu~ T~n~ction~ du~ng 
Pt~ "(X)" ~fier ass~ Am~m (.g., Val~ Valu~ (~,g., Date Value Gain Id~fi~ cxcmp~ from ~ior di~losure dlv,, r~t, buyertseli~
m~d~ C~c Code in,.) (J-P) r~mption) 
C~3(~ 
,~nsac, ion)(ifp~vatc ..CAH) (JP) (AH)
1. 
69, 
Sold ~/15/09

(~a) 
70. 
Sold 05/21/09

(~a) 
71. 
Sold 08/1 ~09 (pa~) 
72~ 
Buy ~31/09 
(addl) 
73. Ad~hnt~ U,S. R~I ~t. S~s. Dividend Buy 0M19/09[ (addl) 
74. 	
Sold ~/15/09 

75. 
FM1 Larg~ Cap Fund Dividend Buy 

02/]9/09(addl) 
76. 
Sold ~/1~/09
(pa~) 
77, 	Sold 08/] 0/09 
78. 	
B~y 12/31/09 
(addi) 

79. 
Harbor Intema~l Fund Investor Cla~ Dividend Buy 102/19/09 (add!) 

80. 	
Sold ~/15/09 

81. 

Sold 05/21/~ (paff) 
82. 
Buy 12/31109 (addl) H~rbcr Capital Appr~iation Fund None Sold 02/!9/09 
84. 
Buy ~/I 5/~ 
(addl) 
Buy 0512110~ (addl)
NONE reportable income, assets, ~ansactions.) 
D~ription Asse~ 	~ss value ~ Tma~iom daring ~a~iag ~od 
(including trust ~e~) ~poaing ~ri~ re~ning ~i~ 
] (2) (2) ~2) 

Flaoc"(X)"aflereacha~t lAment 	T~e(c.g., Value Value T~(e.g., Date Value Gain td~of 
ex~plfrompriord~losure ,C~el div..~nt. C~e2 M~h~ buy. sell. C~e2,~e, buyer/mBer int.) (S-P) ~de re~on) (if pfvate ~msaction) (A-~ [(J-P) (A-H) 
 86. 
 Sold 08/10/09 (pa~) 
gT. 
Buy 12/31/09(addl) 
88. 	Oa~ark Global Sel~I Fund Cl~s Dividend Buy 02119/09 
(addl) 

(van) 
~ 	Sold 05121109 
91. 
Sold 08110/09 
(pa~) 
92. 
Buy 1~I/09 
93. Pimc0 High Yield Fund Class Dividend 	Sold 02/19/09 (~a) 
94. 
Buy 04/15/09 (addl) 
93. 
Sold 05~ 1/09 
96. 
Sold 08/10/09 
97. 
Buy 12111/09 (addl) 
98. Touchstone Sands ~pita] Solt 
None Sold 02/19/09

(paa) 
99. 
Sold ~/I 5/09 (pan) 
100. 	
Sold 05/21109 

101. 

Sold 08/10/09 (pa~) 02. Vanward Prime Fund Dividend P~rson RepoSing

FI~CIAL DISCLOSU~ ~PORT 
IName

.~. WERLEIN, JR., EWING 
NONE reportable income, assets, transactions.) B.C.
D~eripfion Asse~ Income dufng Gr~ value end (including trust ~se~) repoeing period repogiag ~riod Pla~"(X)afler~ehas~t IAmunt[ T~(e.g., Value Value T~e(e.g., (Arl) orint.) J-P) C~e3 redemption) 
103. Mo~ High Yield Bond Fund  Dividend  Buy  
104.  Buy  
(addl)  
105.  Buy  
(addl)  
Sold 07.  Buy  
(addl)  
108. Pimo Emerging L~al Bond Fund  Dividend  Buy  
109.  Buy  
(addq)  
110. Pimco Uncons~in~ Bond Fund Class  Diadem  Buy  Buy  
(~ddl)  
112.  Buy  
(addt)  
13. SSGK Emerging Marke~ Fund  Di~dend  Buy  
114.  Sold  
(paa)  
115.  Buy  
(aa~0 16. Prime Fund-~pital Rese~es Dividend  Open  
117. Nuveen ~un. Mkt. Op~r. Fund (X)  Dividend  

19. Dallas, Ind. Seh. bonds Interest Redeemed 
Date 07~6~010 
Tmmetion* dung r~oning ~ri~ ~te Value Gain] ld~tiwof (J-P} (A-H) {ifprivatc 
02119/09 ~/15!09 05121/09 08/10/09 2/11/09 08/10/09 12/t 1/09 05121/09 08/1W09 12111/09 
05/21/09 08/10/09] 1~31/09 09/30/09 
09/0t/09 
Name Person Reporting
VII. INVESTMENTS and TRUSTS i~m,. ,ata,, transactions ancludes those spouse and dependent children; seepp. 34-60 ruing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (inolnding trust assets) ]Income during Gross value end1reporting period reporting period Transactions during reporling period  
(1) (2)  (1) (2) (l)  (2) (3, (4)  (5)  
Place "(X) after each asset exempt from prior disclosure  AmountCode (AH)  Type (e.g., din., rent, int.)  Value Code (J-P)  Value Method Code  Type (e.g., buy, sell, redemption)  Date Value Gain mtrddd/yy Code Code  Identity buyerlsellcr (if private  
{Q-W) (J-P)] (A-H)!  transaction) 120. Frisco, AMBAC bonds  Interest  

122.
 Lower Colo. R.iv. Auth. Tex. (X) 	None 
123.
 Montgomery Co. Pa. Hghr. Ed. (X) Interest 12~. Illinois Den. ~in. Auth, (X) Interest 
Redeemed 11/15/09 
125. 
Texas St. ~pt. HSG CMTY)kffairs (X) Interest 
126.
 Meriden Conn. GI0 Bonds (X) 

NoneK 
127.
 Mission Cons. lndpt. Seh. Dist. (X) Interest 
128.
 Austin ISD "rex. U/T Ref. SeT. (X) None 

129. 
New Jersey St. Tmnsn. Auth. Sys. Interest 
SeT (X) 130. UnivTex Perm Univ RarDG SeT. (X) NoneK 
"131. 	Pearland Indpt $ch Dist SeT U/T Interest B/EDD (X) 
132. ACCOUNTSIN FINANCIAl INST: ........... 

133, Merrill Lynch Cash/Money Aects Dividend i34. NoCthem Trust Bank, Houston, check, acct. Interest 
135.
 Bank America, Houston, (Accounts) Interest 

136.
 Encore Bank, Houston, Interest Redeemed 04110/09 Income (}~a Codes; =$1,000 I,~ $2,5~ =$2.501 $5.~ =$5,~ $15.~ 15,~ $~0,~ Val~ M~hod =A~I (R~I ~mte Only) =A~e~l Market (~c Colu~ ~ok Value 
VII. INVESTMENTS and TRUSTS ~nco.,eo vat~ t,~o~ ~na~ those spouse and dependent children; see pp. 34-60 filing inslrttctio~ts.) NOI~E (No reportable income, assets, transactions.) Description Assets (iv.eluding trust assets) Place ~(X)" after ~ach asset Income during reporting period (~) Amount Type (e.g., (A-H) int.) Gross value end reporting period (1) (2) Value Value Code (Q-W) Type (e.g., redemption) Transactions during reporting period (2) (3) Date Value Gain (J-P) (A-H)  Identity (if private transaction)  
137. Intervest Bank, Clearwater, FL,  Interest  Redeemed  04/06/09  
138. Key Bank USA  Interest  
139. Comerica Bank, Houston (acets)  Interest  
140. Texas Capital Bank, Houston (acct)  Interest  
141. ILEAL ESTATE:     
142. Condo-Latimer Co,,  Rent  
143. Working Interest-Cabot U., Andrews Co., 144. Royalty Interest, Eetor Co.,  Royal~ Royalty  
145. Royalty Interest, Wheeler Co.,  Royalty  
146. Royalty Interest, Martin Co.,  Royalty  
147. Royalty Interest, Glasseock County, (X)  Rent  
148. Fractional int. real property, Kerr County, 149. RETItLEMENT IRA ACCOUNTS:  Rent  
50. IRA Acct: John Hancock Ind. Ret.Annuity  None  See Note-Part VIII IRA Aect: CGM Focus Fund  Dividend  
152. IRA ROLLOVER ACCOUNT: All entries that follow from Lines 155 153. through 203 are under the discretionary  Dividend Interest of~e~o~ Reporting NONE reportable income, assets, transactionsO B.C. 

D~dptio~ oFA~ I~m during ~ro~ valu~ ~nd Transactions du~ng r~po~ing (i~luding ae~) m~ing period ~ing ~fiod 
Pta~ ~(X)" a~er each a~t  Amount  T~e (e.g.  Valu~  Value  T~c (c.~,  Dat~  Valu~ Gain  Idenfi~  
exempt f~m prior d~closure  div., ~n~  buy, ~ll,  ~ffd~yy C~e Code  buy~dseller  
(A-H) inQ  (J-P)  ~dc  ~demption)  (J-P) (A-~  (if private  
t~n~ctJon)  

154. 	
management reg[ster~ investment manager. 

155.
 --Pfizer [n~,, com. 

156.
 --Altria Group, com. 

157. --Schwab Funds 
I158. --Americredit Corp., com. 

Sold 02/23/09 

159. --Comcast Corp. New CI. 

Sold 02/20109 

(part) 
160.
 --Consol. Energy, com. 

161.
 --Leucadia Natl Corp., com. 

162.
 --Mercu~ Genl Corp., com. 

163.
 -NVR Inc., com. 

164.
 --Capital One Fin. Corp., com. 

Sold 02/20/09 
165.
 --Key Energy Serv., com. 

166.
 -RLI Corp., com. 16Z --Berkshire Hathaway 

168. ~-Cintas Cdr~., com.  ....... "i69. -Amer. Eagle Outfitters New, com. 
170. --Ganneti Co., com. 
Sold 02/20/09 Income Gain Cedes: =$1,0~0 te~ =$1.0~1  $2.500 -$2,501 $5,0~ =$5,~ Value =App~l (R~I ~te Only) =A~t (~e Colu~ =B~ 
Name Person Reporting WERLEIN, JR., EWING 
VII. INVESTMENTS and TRUSTS --t,,~o,~, ~,,~, ~,~t~o,~ a~o~d~ ~o~ and dep~dem cldldren see pp. 34-60 filing ins,rucfions.) NO~E reportable income, assets, transactions.)  
D~iption Ass~  Income during  Gr~ value end  
(including  r~ing ~ri~ ~po~ng ~iod  
Amount] (e.g.,  
Pla~ ~(X)" a~r ea~ a~t  Valu~  VaI~ (e.g.,  Date  Value Gain~  Identity  
e~mpl from prior d~los~e  ~de  die., ~nt,  Code  Meth~  ~y, sell,  m~yy  Code  ~yeds~l!~r  tr~action)  

171. --Home Depot, com. 72. --Tyco lntl Ltd., com. 
173. 	
--Tower Group Inc., com.(~a Casdepoint Hld~ F., corn,) 

174.
 --Coleman Cable Inc., ~m. 

175, --Johnson Johnson, com. 
176~" --~ FOO~ Inc., com. 
1~7. --M~elo Madd~ PP~S Inc.~ com, 	Sold 
02~3/09 
!78. --Sh~in Williams ~., ~m. 
179. --~IT Financial T~t 
Sold 03/18109 ~ 
180. --Li~ M~ia Co~. com. Sold 02t20109 (pa~) 
"~81. 
Me~ed 1/25/09 See ~nes 202 and 203 (wi~ line 202) 
183. --R~ublle S~cs, c~m. 184. --B~n Pfiv. Finl Hldg, 
185. --Ho~eh~ad Hldg eo~., 
187. --Kohl~ C~., ~m. lmome Gain Co6e.~: ---$1,000 I..~ =,1; 1,001 $2,$00 =$2,501 $5,000 =$5,00! ,1; 15,000 =$15,001 $50,000 
(Sen Colturms mid D4) =$50,001. $I00,0~0 =$100,0OI $1.0001000 =$1,000.0Ot $5,000,000 =More tlmn $5,000,0002, Value Codes =$!5.000 oriess =~15.001 150.000 =$S0.Ot3i $100,000 =$100,001 $250,000 
(SecCol~mml and D3) =,1;250,001 -$500.000 ~$500.001 $1.000,000 =$25.000,001 $50/000.000 =More th~n $50.090.000 Val~ Method Codes ~App~al~lfl --Cost (Real E.~tat Only) 
Name Vernon Reporting
NONE (No reportable income, assets, transactions.)  
~ription Am~  Income during  O~s value end  
(including trust  r~oning ~fi~ ~ning  
Place "(~" a~er e~h asset  Am~nt T~o (e.g.,  Vatu~  Value  Type (e.g.,  
exempt from prior di~l~ure  C~e  fliv., rcnt,  C~e  Meth~  buy, sell,  
(A-~ int.)  (J-P)  r~emption) C~3(~  

188. --Microsoft, com. 89. --M~ Group, com. 
191.
 --Pi~acle Gas R~s., com. 

Sold 
192.
 --S~k~r Co~., com. 9~. -Wellpoint, Inc., com. 
198. --Procter Gamble, com.  Buy  
199, --~ogcr, com.  Buy  
200. --N0~m 0O, corn,  Buy  
~01. --Am~. ~ver Banksh., com.  Buy  
202, --Li~r~ Media Co~. com.  
203. --Direct ~1. com.  
2~. TRUST N0.  Divided  Distributed h~ra(: Ooin Cod~: (Se~ Column~ BImd D4) ~elu C.o~s (~c Colurm~ at~ O3) Value: Method Co~s (,Set: Column C2) =$1,000 les~ --$:~O,00l $100,000 =$15,000 less =12~0,001 $500,000 =$2.%000,001 $50,000,00~ =Appmimi =Book Valtm =$1,00! $2,$00 =$100.0Ol $].D00,000 =$15,001 $50,000 =$5D0,001 $1,0~0,0~ ,=Co~t (Real Esmt Only) =Other =,$2#01 $$,0~0 =$ 1,0OO,001 $~,000~000 L--$50,001 100,000 =$!,0O0.001. $5.000.000 =Mort: than =A~e~ment =E~imated  

Date orr~rt 07/26/2010 
T~n~ctiom daring ~o~ing p~fiod 

~te[ l~nfity ~d~yy C~o ~y~/~ler [V~uo Gain(J-P) (A-~ (ifprivaie 
~_~ tra~ction) 
03/18/09 
02/23/09  
09t09109 
l"10/30/~ ............ 

1~07/09 1~5109 reorg. ~om line l~M09 merger f~m line 180 
0710~109 Note Part VIII =Morn than $5.00OJ]00 =$100,~01 $250,000 =$5,~00,001 

Nome Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -i.eo,.e, vat.e, transactions anclades those s~use d~en~nt children; see pp. 34-60 ~ding imtrucaon~) 
205. 206. 207.  NONE (No reportable income, assets, ~ansactionsO D~i~ion As~ l~me during Gr~s value end (i~cluding t~st ~sets) repo~ing p~ri~ r~po~ing period (~) (2) (~) (2) P]S~ "{X)" ~e~ ~h Amount T~c (~.8., Value Va]~ exempt from ~ior di~losur Code diD., renL Code Me~ (A-H) int.) (I-P) Cede ~(~ ROLLOVER AC~. NO. All ontdes Dividend that follow lin~s 21O th~ 291 under ~ll Interest discretiona~ management registered inv=stmgnt manager. (c.~, buy~ sell, r~mption) Tmnsa~tion~ dung re~ing C2)  (4)  Dat~~ Value Gain m~d~ C~e (J-P) (A-~  ld~nti~ buyer/seller (if private transaction)  
210. -F~ml Hom~ Mt~ Co~ Not~ du~ 03109  R~d~m~d  03115~9  
212. --Fed, Nafl Mtg Assn. Callable Not~ due 01/10 213. --F~I Natl Mtg As~c. due 07/13  ~   .... Redeemed  01/11/09  
[~1~, --~L U~r~. Mone~Fd .....  Redeemed 02/03/@  
215. --U.S. T~asu~ Bill due 1]/09  Bay  03/13~9  
216. 217, --U.S. $rem~ Bill due 12/09 218.  Rode~med Buy gedes~d  11/l 9/09 05~8/09 ~17/09  
219.  --U.S. TrsasuD, Bill dae 12/10  Buy  1~17/09  
ROLLOVER ACCT ~2: ~. --Chase ~anhaaan Co~. Subordinate Noms  Redeemed  02/15/09 IncOme Gain Co~: L00Oor Ices =$1,00! $2,5~ Value M~hod =Appmhal ~ost (Rea! ~te Only) =A~t  

N~a Per,. Reporti.g
FINA1NCIAL DISCLOSURE REPORT 
NONE (No reportable income, assets, transactions3  
D~ription  ~ncome during  Gross value end  (~) (~)  
Pla~ "(X)" ~ch ns~{ ~xempt ~om prior disclo~  Amount ~de (e,g. div.,  Value  Value Mclhod  
(Q-~  

222. --Goldman 8ac~ G~oup Unsub ~o~ 
Global 
223.
 -Citigroup inc. Senior Notes 

224.
 --Target Co~. Notes 

225.
 --Proctor Gamble Co~. Notes 

226.
 --ATT Notes 

227.
 --Con0co Phillips Noles 

228.
 --Aragon Inc. Not~ 

229. 
--Hewlett Packard Notes 

230.
 --Medlronic Inc. Notes 
231, --Procter Gamble Notes 

232.
 --Wells Fargo Notes 

233.
 -Morgan Stanley Not~ 
2~4. EQUITIES IRA R~LLOVER ACCT #2: 

235.
 --American Express, com. 

236.
 --BP PLC, ADR 

237.
 --ChevioeTexaco, com. 

238. --KO, com. 
0712612010 
Tm~aaians du~ng ~ing pefi~ 
CD~~ (21~~ (~1 (s) 

Id~tity 

buy. sell. 

T~e (e.g., Dat~ Value Gain 

Redeemed 05[1 ~/09 
Buy 02/06/09 
Buy 02/10/09 
Buy 02/17/09 
Buy 02/25/09 
Buy !03/10/09 
Buy 03/24/09 
Buy 12/17/09 
Buy 12/17109 
Name Person Reportlag 	Date Report
NONE reportable income, assets, ~ansactions.)  
D~c~ption ~s~  ]nco~ du~ng  Gross valu  
(including trust assets)  r0~ng ~fiod rep o~g ~dod  
Pia~ ~)" afl~ as~l  Amount (e.g.,  Value  Value (e.g.,  
~mpt from pri~ disc~su~  C~e  div,, ~nt,  Code  Meth~  buy, sell,  
(A-~ int.)  (J-P)  C~e  rede~tion)  

140. --GE~ corn, 
241.
 --~TC, corn, 

242.
 --J.P. Morgan Chase, com. 

243. 	
--JNJ. corn. Buy (addl) 

244. 	
--LLY, oom. Sold (~) 

2~. --Merck, com. Buy (addl) 
1246. --PEP, com. 
247. --WM~, corn. 
248. --Walgreen, corn, 
249. 
--McGraw-Hill, Inc., com. 

250. 
--Microsoft Corp., com. 

251. 
--Altria Group, com. 

252. 
--Bank or" America, com. 

~53, --Ameriprise Fint Inc., com. 	Sold 
254, --Automatic Data Proe., com. 
255. --Emerson Elec, Co., com. 	Sold Income Gain Codes: I.O00 less 1,001 $2,500 =$2,501 $5,000 (See Cohlmm~ BIaad D4) ~$50,~11 $100,000 ~$100,001 $1,000,000 =$1,000,001 55,000,000
 Value C~l~ =$15,00~ le~ =$15,0Ol 550,000 =550,001 $100,O00 

(Se= Colutnn~ I and D3) =S250,001 $500,000 =5500,001 $1,000,000 =$t,000,O01 $5,000.000 =$25,000,001 $50,~]0,000 =Ma~e than $50,000.000
 Value Mell~d Codes =Apprai~l ---Cost (Real Estate Only) =Assessment (See Column C2) =Book Val~ ~3thm-W =F.stimated Tm~cfio~ during r~ing  
Date m~d~  Value Gain C~e Code (J-P) (A-H)  Idenfi~y buy~rtsIler (ifp~vat  

05126109 
11/04/09 
11/04/09 
05/26t09 
05/26/09 =$5.00 15.000 rlZ=Mere than $5,000,000 =500,001 =$5,000,001 525.000.000 =Cash Market 

07./26/2010 
VII. INVESTMENTS and TRUSTS -~come, ,o~t~ ~.,~eao,. (t.ctuae, a,o~.e s~use a~a aem~d~n~ a,ua~en; NO~ repomable income, assets, transactions.) ,B.C. 
De~ption Ass~ Income during Gross value T~ns~fi~ du~ng repo~ing 
(including ~st ~sets) ~po~ing period o~o~in~ 
(t) (2) (l) (2) (2) (~) (~) Place "{X)" aR~r ~ch asset ~ount (~,g., Value Value T~e (e.g., Date Value Gain Identity 
Code (A-H)
=~pt from ~or discl~ur* 	div., rent, Cod~ Method buy, sell, m~d~I buyeffsell~ int.) (J4) 	Code redemption) (J-P) (A-~ (if privat~ (Q-W) transition) 
256.
 --HSBC Hldg PLC, 

257.
 --Occid~n~ Pete Co~. Cal., com. 

258.
 -~ate~il~r, Inc., com. 

259.
 --Halliburton Co., com. 

260.
 --Home Depot, Inc., com. 

261.
 --Praxair Inc., com. 
262, --Proctor Gamble., com. 

263.
 --Target Corp., earn. 

264.
 -Transoeean, com. 

265.
 --United Technologies Corp., com. 

266.
 --Cisco Systems Inc., com. 

267.
 --Medtronie l~te., com. 268. -Mierochip Tech., Inc., com. 

269. --P~triot Coal Corp., com. "270. --Peabody Energy Corp., com. 
271. --TexasInstruments, com. 272."" --Kraft Foods Inc., com. lt~ome C.~ Codes: t.000 less =$1.00t $2,500 =$:2,501 $5,000 =$5,001 $15.000 =$15,001 ~50,000 (See Colinmrs and D4) ,=~;50,001. t00.000 =$100,O0t .O00,000 ~-~ 1,0OO,001 $5,000.000 ---More titan
 V,~lue Cod~ =$15,~00 =115.001 $50,000 =$50.00t 00,000 =$100,00 $250,000 

{se Colutrms  mtd D3) =$250,001 $500,000 =$500,00t $1,000,000 =St,000.001 $5.000,~0 =$5,000,001 -$25.000,000 -$25,000,001 ~0,0~0,000 =More th~ $50.000.000
 Value Method Cod~ =Appmisat =Cost (Real Esaat Only) =A~t =Cesh Market 
(See ~.olurrm C2) =Book V~lu =Other =Estimated 

Name Persou Reporting 	Date Report
VII. INVESTMENTS and TRUSTS ~.~o,.~, ~e, t,~,~,a~o,~ a.aaa~ ,ha~ ~ns~ o.~ ~p,~.r e~u~.; NONE (No reportab income, assets, transactions.)  
D~ription  Income during  Gro~ value end  Transaetion~ during repo~ing ~Hod  
(i~luding ~st a~e~)  ~ing ~d~ ~po~ng ~fiod  
Place "(X)" after a~et exen~t~ompfiord~elosure  Am~nt T~e (e.g., C~e div., rent, (A-H) i~t.)  Value C~2 (J-P)  Value M~h~ C~ (e.g., buy,~ll, red~ption)  Dale ]m~  Va~e Code {J-P)  Gain Code (A-~  I~n~ty ~ycr/seller (if private  (Q-W)  tr~saction)  
273. --Abboa Labs, cam.  Buy  05126/09  
274. --~B L~., com.  Sold  11/04/09  

276.
 --Entergy Corp. New, com. 

277.
 --Exelon Corp., com. 

278.
 --Fomento Ecnmco Mex,o cam. 

279, --Freeprt. MeMoran CPR Gold, earn, 
280.
 --Genl Dynamics Corp., com. 

281.
 -McDermott Inq, com. 	Sold 05/26/09 

282.
 -McD0nalds, com. 

283.
 -Natl 0ilwel! Vareo, com. 	Sold 05/26/09 

284.
 --Philip Morris lntl, com. 

285.
 --Total SA., com. 

286.
 --Becton Dickinson, com. 	Buy !/04/09 

287. 	
CAStt ACCOUNTS IRA ROLLOVER ACCT #2: 

288.
 --ML Bank USA RASP 	Closed 0210311Y) 

289. --ML Bank BT FSB RASP 	Closed 02/03/09 Income Gain Code~: =$1,000 less =$,001 $2~500 =$2,501 $5.000 =$5.00 $15,000 =$15,001 $50,001) (S~e Coltmms and D4) 50.001 $100.000 =$100.001 $1,000,000 =$1.000.001. $5.000,000 =M~e thal~ $5.000.000
 Value Cod~s ~$15,000or le~s =$15,001 $5;0,000 =$50.001 $100,000 =$~00.001 5250.000 

(S~e Colunms aml D3) =.~250,00t $500,000 --$500,00I -$1.000,1~0 =$1.0[JO~0Ol $$.000.000 ~$S,00~,00I $25,000,000 =$25,000.001 $50,000.000 =M~e than $50.1~0,000
 V~lue Method Codes ~Appraisal =Cost (R~al Estate Only) =Asse~lt =Uash Mark! (S~e Co~urtm U2) ~Book Valt~ --Other =~,:~tlmnted 

VII. INVESTMENTS and TRUSTS ....... ~.~, Iran.~c~ions ([nlud~ th~e ...... NO~E repo~abte income, assets, ~sact~o~.)  
D~cription  lnco~ during  Gr~ value  
(in~luding asse~)  r~o~ing ~ri~ r~o~ing  
PIa~ ~(X)" a~er ~et ex~pt from prior di~losu~ (2)Amount Type (e.g., Code div., rent, (A-H) int.)  0)Value Code (J-P)  (2)Val~ Meth~ C~c (e.g., buy, sell, redemption)  (Q-W)  

290. --~3 Money Fu~ 	O~n 291. --DDG Money Fund 292, Vanguard Prime Roliover Divided 293, Vanguard Admiral Trsy IRA RolIover Dividend 
294.
 ~,:, Estate No. IntJDiv, Open 

295.
 --ATT inc., com. 	Sold 

296.
 -Centerpoint Energy Inc., com. 	Sold 

297.
 -Er, xonMobiI, com. 

298.
 --HSBC Hldg PLC ADR 	Sold 

299.
 --Southern Co., com. 	Sold 

300.
 --Pfizer (fk!a Wyeth) 	Sold 

301.
 --XCEL Energy, Inc,, com. 	Sold 

302.
 --Halifax Hosp. Med. Cir. 

303.
 --New York City G/O Ser, 

304.
 --Brevard Co. Hlth Fac. 

305.
 -New York St, Dorm Auth. Revs. 

306.
 --Abilene -IX ARPT-CTFS Oblig. Income Gain ~odc~: =$I,000 ltas -~;1.00l $2,~ Valu~ Meted =A~al =~t (K~I Only) =A~t 
(See Colu~ =B~ Value ~er ~i~t~ 
07/26/2010 dependent Children; see pp. 
Tmn~c~ions du~ng r~mg pe~od 
(2)  (3)  
Date  Value  GMn  l~nfi~  
m~d~  Code  Co~  ~yegseller  
(J-P)  (A-H)  
tmn~ion)  

0M~/09 
0~/09 
07128109 
12/ 8/09 12/18/09 
12/18/09 12/18/09 12/18/09 12/18/09 =C~h 
~o~ Person Reportiog Date Report
07/2612010 
VII. INVESTMENTS and TRUSTS ...... ~.~, ,ransactior~s (lncl.des those zpouse and d~.nd~tc~dmn; seepp. 34~O fd~ ins~u~io~) NO~E (No reportable income, assets, ~ansactions.)  
D~cdption Ass~  lncom during  Gross value end  Tin.actions during r~ing  
(including ~st assu~)  ~ging ~ri~  offing  
(~)  (2)  (~)  (2)  (~)  (2)  (3)  (~)  (~)  
Pla~ "(X)" after ass~  ~aunt (e.g.,  Value  Value  T~ (e.g.  Date  Val~  Gain  
exempt f~om prior di~losam  div., ren~  Code  M~  buy, sell,  m~d~  C~e  Code  bay~/~ller  
(A-H) inL)  (J-P)  C~e  ~emption)  (J-P)  (A-~  (if privale  
(Q-W)  transaction)  

307. -Citibaak Oosed 12/02109 
308.
 --Real Pro~, Ha~is Count, 

309.
 --Real Property, Kerr County, 

310.
 --Fidelity 

Open 12/10/09 
311.
 TrustNo. Dividend Op~m 12/16/09 

312.
 --Fidelity lVIM .... ..... ~.o~.~ 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
(1)
 Pan POSITIONS, line also the following subsidiaries: The Methodist Hospital Foundation; The Methodist Hospital, The Methodist Hospital Foundation, The Methodist Hospital Research Institute, TMH Health Care Group, and TMH Medical Office Buildings Condominium Association 

(2)
 Part POSITIONS, line also the following subsidiaries: Methodist Willowbrook Medical Office Bldgs Condominium Association; Methodist Willowbrook Medical Office Bldgs Condominium Association; San Jaeinto Methodist-Alexander Condominium Association; San Jacinto Methodist Hospital; SJMH Condominium Association; The Methodist Hospital Condominium Association; and TMH Medical Office Buildings. 

(3)
 Part VI1, page lines and 13: The year-end values CNL Lifestyle Props. ]nc. units, and Hines PEIT, which are real estate REITS that are not publicly 
traded, are clerived from the issuers estimates value year end. 

(4)
 Part VII, page line 50: The year-end value IRA account John Hancock Ind Retirement Annuity, which not publicly traded, was provided John Hancock Life Inn. Co. 

(5)
 Part VIII, page 15, line 204: Trust No. was distributed contingent beneficiaries after death the primary beneficiary. 

Name Person Reporting 
Date Report
07/26/2010 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure, further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 e.t. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE TIIIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U~S.C. app. 104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544