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Judicial Watch • Jr Werlein Ewing – 2008

Jr Werlein Ewing – 2008

Jr Werlein Ewing – 2008

Page 1: Jr Werlein Ewing – 2008

Category:Federal Judges

Number of Pages:28

Date Created:December 4, 2009

Date Uploaded to the Library:January 01, 2015

Tags:WERLEIN, Jr Ewing Werlein, EWING, 2008, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust No. Director Chairperson The Methodist Hospital, Houston, Texas Director TMH Medical Office Bldgs Condominium Assoc. Chairperson ofTMH Board, officio w/vote following subsidiaries: Medvest Holdings, Inc.; Methodist Health Centers; Methodist International; (contd Note (I) Part VIII) Chairman ofTMH Board, officio w/o vote following subsidiaries: Diagnostic Center Hospital Corp. Texas; Medvest Inc.; (contd Note (2) 
art VIII) 
 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZI NONE (No reportable agreements.) 
 
Werlein Jr, Ewing 
 
 
IIJ. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL (Includes those spouse and dependent children; see pp. 25-2 filing instructions.) 
[Z] NONE (No reportable reimbursements.) 
 
ITEMS PAID PROVIDED 
 
Name Person Reporting 
Dale Report 
08/01/2009 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) NONE (No reportable gifts.) Monthly dues exemption for members The Petroleum Club, Houston $1,006.70 government service before 0/13/08 
when new law barred exemptions. 
VI. LIABILITIES. (Includes those spouse and dependent childrzn; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and Jependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
08/01/2009 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent chitdren; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period 
reporting period 
(I) (2) (2) (4) (5) 
Place (X) afler each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) 
18. Fidelity Contrafund Dividend 
19. Fidelity Eq. Income Dividend Sold 
 
20. 
Fidelity Mid-Cap Stock Dividend 
 
21. 
Vanguard 500 Index Fund Dividend Sold 
 
 
22. Assetrnark Large-Cap Value Dividend Buy (add!) 01/14 
23. Buy (add!) 04/14 
24. Buy (add!) 07/14 
 
Date 
Month- 
Day 
 
06/12 
12/18 
Value 
Gain 
Identity Code 
Code 
buyer/seller (J-P) 
(A-H) 
(if private transaction) 
 
25. Buy (add!) 10/13 
26. Sold (part) 12/17 
 
27. Assetmark Large-Cap Growth Dividend Buy 01/14 
(addI) 
28. Buy (add!) 04/14 
29. Sold (part) 07/14 
30. Buy 10/13 
 
(addI) 
31. Sold 12/17 (part) 
32. Assetrnark Small/Mid-Cap Value Dividend Buy (add!) 01/14 
33. Sold {part) 04/14 
34. Sold (part) 07/14 Income Gaio Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =S5.00I -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =SI00,001 -Sl,000,000 1,000,00 -$5,000,000 fl2 =Mere than $5,000,000 Value Codes =Sl5,000 Jess =Sl5,00I -S50,000 L=S50,00J -SIOO,OOO =SI00,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =S.S.000,001 -$25,000,000 =$25,000,001  $50.000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Nome Penon Reporting Date Report 
 
WERLEIN, JR., EWING 08/01/2009 
VII. INVESTMENTS and TRUSTS -income, va111e, transar:tions r1nc1udes those a/spouse and dependent children: see pp. 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
08/01/2009 
WERLEIN, JR., EWING 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tllose spouse and dependent children: see 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
52. 
Income during Gross value end Transactions during reporting period 
reporting period reporting peri 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Sold 04/14 (part) 
53. 	Sold 07/14 part) 
54. Sold I0/13 (part) 
Buy 12/17 (add!) 
56. American Century Tax-Free Bond Dividend Sold 01/14 (part) 
Sold 04/14 (part) 
58. 
60. 
 
61. 
 
62. 
 
 
Sold 09/23 
(part) 
Sold 10/09 
(part) 
 
Buy 10/21 (add!) 
Sold 1/18 
(part) 
Buy 12/1 
(add!) 
Buy 	12/17 
(add!) 
64. Loomis Sayles Bond Fund Retail Dividend 
65. 
 
66. 	Sold (part) 
Sold (part) 
Sold (part) 
01/14 04/14 09/23 
Sold 10/09 (part) 
68. Buy 10/21 (add!) Income Gain Codes: =$t ,000 less B=Sl,001-$2,500 =$2,501  $5,000 =$5,001  $15,000 =$15.001  $50,000 
(See Columns and D4) =$50,00  00,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -S50,000 =$50,001  100,000 =SI00,001 -S250,0IO 
(See Columns and DJ) =$250,001 -$500,000 =$500,001  SJ,000,000 =SJ,000,001  $5,000,000 =S5,000,001  $25,000,000 =$25,000,001  $50,000,000 =Mon than $50,000,000 Value Metbod Codes =Appraisal =Cost (Real Estate Only) S=Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Name Person Reporting 
Date Report 
WERLEIN, JR., EWING 
08/01/2009 
 
VII. INVESTMENTS and TRUSTS -income, va1ue, transac1ions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
 Place (X) a!er each asset exempt from prior disclosure Amount Code (A-H) Type(e.g., div., ren int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date Month-Day Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
 
69. 
Sold 11/18 (part) 
 
70. 
Buy 12/01 (addI) 
 
 
71. TCW Galileo Select Equities None Sold 01/14 (part) 
72. Sold 04/14 (part) 
Sold 05105 
74. Thornburg lntematI Value Dividend Sold 01/14 (part) 
75. Buy (addI) 04/14 
76. Buy (add!) 09/23 
 
Buy 10/09 
(add!) 
78. Sold 10/21 (part) 
Sold 11/18 (part) 
80. 	Buy 12/01 
(add!) 
81. Sold (part) 12/17 
82. Federated Mun. Trust Dividend 
 
Credit Suisse Commod. Return Dividend Sold 01/14 (part) 
Sold 04/14 
Oakrnark Fund Dividend Sold 01/14 (part) Income Gain Codes: 1,000 less 1,00  S2.500 =$2,501 -$5.000 D=S5,00J -$15,000 =St 5,00 -$50,000 
(Seo Columns and D4) =$50,001 -$100,000 =SI 00.00 -SI ,000,000 =Sl,000,001 -$5,000,000 tl2 =More than $5,000,000 Value Codes =$15,000 less =St5,00I -$50,000 =$50,00 -SI 00,000 =SI00,001  $250,000 
(See Colu1JIDs and DJ) =$250,001  $500,000 =S500,00I -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assc:ssmenl =Cash Market (See Column C2) EBook Value V=Othcr =Estim ated 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o offilinc instructions.; NONE (No reportable income, assets, transactions.) 
 
 
 
Name Person Reporting Date Report 
WERLEIN; JR., EWING 08/01/2009 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-6ooffitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
(4) 
(I) (2) (2)(2) (3) 
Value 
Gain 
Type (e.g., 
Date 
Identity 
Amount Type (e.g., Value 
Value 
Place (X) after each asset 
Code 
Month 
Code2 
Code 
buyer/seller 
Method 
buy, sell, 
div., rent, Code 
exempt from prior disclosure 
Code 
Day 
(if private int.) 
redemption) 
(J-P) 
(A-H) 
(J-P) 
transaction) 
(Q-W) 
103. Buy 04/14 (add!) 
104. Sold 09/23 
105. 
Federated Max Cap Index Fund Dividend Buy 01/14 (addI) 
 
106. 
Buy 04114 (addI) 
 
 
107. Sold 09123 (part) 
108. Buy 10109 (add!) 
109. Sold 10/21 
(part) 
110. Sold 11/18 
 
111. 
Adelante U.S. Real Est. Secs. Dividend Buy 11/18 
 
112. 
Sold 12/01 (part) 
 
113. 
-Sold 12/17 (part) 
 
114. 
FM! Large Cap Fund Dividend Buy 01/14 
 
 
 
115. Sold (part) 04114 
116. Sold (part) 09/23 
117. Buy 10/09 
 
(add!) 
118. 
Sold 10/21 (part) 
 
119. 
Buy 11/18 (add!) Income Gain Codes: 1,000 less =S1,00 -$2 ,500 C=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,00 -$I 00,000 0=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =S15,000 less K=Sl5,00I -$50,000 L=$50,00l -SI00,000 =SI00,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500.000 0=$500,001 J,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
 
Name Person Reporting 
Date Report 
WERLEIN, JR., EWING 
08/01/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
WERLEIN, JR., EWING 
08/01/2009 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (lnctudes those spouse and dependent children; see pp. 34-60 offilinc instrumons.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
(2) (2) (2) 
(4) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g,1 div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date Month Day Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
137. Buy (add!) 04/14 - 
 
138. 
 
 
Sold 09123 (part) 
139. 
Buy 10/09 (add!) 
 
140. 
Sold 10/21 (part) 
 
141. 
Buy I1/18 (add!) 
 
142. 
Sold 12/01 (part) 
 
143. 
Sold 12/17 (part) 
 
144. Pimco High Yield Fund Class Dividend Buy 12/01 
145. Buy (add!) 12117 
146. Federated Tax Free Instrs. Inst!. Shs Dividend Buy 09/23 
 
147. 
Sold I0/09 (part) 
 
148. 
Sold 10/21 (part) 
 
149. 
Sold 11/18 (part) 
 
150. 
Buy 12/01 (add!) 51. Sold 12117 
152. Touchstone Sands Capital Select None Buy 04/14 
153. Buy 09/23 
(add!) Incom Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 D=S5,00l -Sl5,000 =$15,001 -S.50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001 -Sl,000,000 111 =Sl,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=S50,001-SIOO,OOO M=$100,00I -$250,000 
(See Colurruu and DJ) =$250,001 -$500,000 0=$500,001-$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessm enl =Cash Market 
(See Column C2) U=Book Value V=Other =Eslimatcd 
 
 
Name Person Reporting 	Date Report 
08/01/2009 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children: see PP 34-60 fl/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) afer each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div. rent. Code Method buy, sell, Month-Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-HJ (if private 
(Q-W) transaction) 
 
154. 	 
Buy 10109 (add!) 
 
155. 
Buy 10/21 (add!) 
 
156. 
Buy 11/18 (add!) 
 
157. 
Sold 12/01 (part) 
 
158. 
Sold 12/17 (part) 
 
159. 
Vanguard Prime Fund Dividend Buy 12/18 
 
160. 
BONDS and U.S. TREASURY NOTES: 
 
 
I61. Dallas, Ind. Sch. bonds Interest 
I62. Frisco, AMBAC bonds Interest 
163. ACCOUNTS FINANCIAL INST: 
164. 165. Merrill Lynch Cash/Money Accts Northern Trust Bank, Houston, check. acct. Dividend Interest 
166. Bank America, Houston, (Accounts) Interest 
167. NatI City Bank, Cincinnati, Interest Redeemed 02105 See Note Part VIII 68. Encore Bank, Houston, Interest 
169. 
Capital One Bank, Glen Allen, VA, Interest 	Redeemed 08/07 
 
170. 
Intervest Bank, Clearwater, FL, Interest Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2.SOI -$5.000 =$5,001-$15,000 =St5,00I  $50,000 
(See Colunms and D4) =$50,00I -SI 00,000 =SI00,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes 15.000 less =$15,001 -$50,000 =S50,00I SI00.000 =SI00,001 -$250,000 
(Sec Columns and DJ) =$250.001 -$500,000 =$500,001 -Sl,000.000 -Sl,000,001-$5,000,000 =$5,000,001 -$25.000,000 =$25,000.001 -$50,000,000 =Mon: tha $50,000,000 Value Method Codes =Appraisal =Cost (Real Estalc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =01bcr =Estimat 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 	Date Report 
WERLEIN, JR., EWING 	08/01/2009 
VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransac1ions (Includes those spouse and dependent children: see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (3) (4) (5) 
Place (X) afer each asset exempt from prior disclosure 
Date Value 
Gain 
Identity 
Amount 
Value 
Type(e.g., 
Type(e.g., Value 
Code 
Code 
Month -Code 
buyer/seller 
Method 
buy, sell, 
div., rent, Code 
(A-H) 
Code 
redemption) 
(if private int.) 
Day (J-P) 
(A-H) 
(J-P) 
transaction) 
(Q-W) 
188. 
through 249 are under the discretionary Interest 
 
189. 	 
management registered investment anager. 
 
190. 
--Pfizer Inc., com. 
 
191. 
--Altria Group, com. 
 
192. 
--Schwab Funds 
 
193. 
--Americredit Corp., com. 
194. --Comcast Corp. New Cl. 
195. --Consol. Energy, com. Sold 01/11 
(part) 
 
196. Sold 05120 (part) 
197. 
Buy 08/20 (addI) 
198. 
--Leucadia Natl Corp., com. 
 
199. 
--Liberty Media Hldg CPA, com. 	Sold 01/28 
 
 
 
200. --Liberty Media Holding Corp. Ser. com. Sold 08/21 
201. --Mercury Gen! Corp., com. 
202. --NVR Inc., com. Sold 04/29 
 
(part) 
203. 
--Capital One Fin. Corp., com. 
 
204. 
--Key Energy Serv., com. Sold 06/18 (part) Jncome Gain Codes: 1.000 less B=Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =SI 5.001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -SI 00,000 =SI00,001  $250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V-other ==Estimated 
 
 
 
Name Person Reporting 
Date Report 
WERLEIN, JR., EWING 
08/01/2009 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instnH:tions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset 
exempt from prior disclosure 
 
205. 	 
Sold 08/18 (part) 
 
206. 
--RLI Corp., com. Sold 12/05 (part) 
 
207. 
--Ashford Hospitality Reit 	Sold 10129 
 
208. 
--Berkshire Hathaway 
 
209. 
--Petrohawk Energy Corp., com. Sold 04/29 (part) 
 
210. 	 
Sold 06113 
 
211. 
--Cintas Corp., com. 
 
212. 
--Amer. Eagle Outfitters New, com. 
 
213. 
--Alesco Financial, com. 
 
 
(1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type(e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seJJer (if private transacli