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Judicial Watch • Judith C Herrera Financial Disclosure Report for 2008

Judith C Herrera Financial Disclosure Report for 2008

Judith C Herrera Financial Disclosure Report for 2008

Page 1: Judith C Herrera Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:34

Date Created:October 30, 2009

Date Uploaded to the Library:November 13, 2013

Tags:herrera, Judith C Herrera, Judith, mutual, 2008, INVESTMENTS, transactions, TRUSTS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Herrera_Judith_C 

Ill N-INVESTMENT ME. (Reporting Individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -If you were 111llTTied during any portion the reporting year, complete thu section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportatiDn, lodging,food, nlrtainment. 
(Includes those spouse and depmdent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and tkpentknl children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) Bank America Office Building -Rental Property 
Charles Schwab Margin Account None 
Charles Schwab Margin Account 
Las Carnpanas Limited Partnership Lot 

VII. INVESTMENTS and TRUSTS ..income, value, transactions onctudes those spouse and dependent children; see pp. 34o filing instruction.> NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
Herrera, Judith 
03/14/2009 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those SfHJUSe and dependenr hildren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Dale 

Value Gain 
(4) (5)
(I) 
(2) (I) 
(2)
(I) (2) 
Amount 
Code
Code2 Code buyer/seller
Month 
Method buy, sell,
div rent. 
Code
exempt from prior disclosure 
Place "(X)" after each asset Value Value Type (e.g. Identity Type (e.g., 
(AH) 
Day
(J-P) Code redemption) inl.) 
(A-Hl (if private 
transaction)
(Q-W) 
18. Buy 619 
(add'!) 
19. Buy 7/18 
(add'!) 
20.  Buy  7/21  
(add'!)  
21.  Buy  7/22  
(add'!)  

22. Buy 7/30 
(add'!) 
23.  Buy (add'!)  8/29  
24.  Buy (add'!)  9/2  

25. 26. 27.  Buy (add'!) Buy (add1) Buy  914 9/8 9115  

(add'!) 
28. Buy 9/22 
(add'!) 
29. 
Sold 9/23 

30. 
Buy 

31. 
Sold 10/8 

32.  Buy  10/27  
33.  Buy  12/15  
(add'!)  

Celanese Corp Dividend Sold 
1/16 Income Ga.ln Codes: =$1,000 less =SI ,001  S,500 =52,50]. 55.000 =55.001  $15.000 =$15.CXJI $50.000  
(See Columns and D4) =$50,001 -SI00.000 =5100.(XJJ. Sl,000.000 =Sl,OOO.(Xll -$5.000.000 =MoT' than $5.000,000 Value Codes =Sl5.000 less =515.001 -550,000  L=550,00I -$100.000 =SI00,001  $250,000  
(See Columns and 03) =$250,0015500,000 =SS00,001. Sl.000,000 =St,OOO.(Xll -S5,000,000 =S5,000,00I -$25,000.000 =525.000,001 $50.000.000 =More than $50,000,000 Value: Method Codes  Q=Appraisal =Cost (Real Estat Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Es1imated  

VIl. INVESTMENTS and TRUSTS --income, value, transactions onc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Herrera, Judith 
03/14/2009 
VII. INVESTMENTS and TRUSTS --income, value, rransru:nons  	NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end TransacLions during reporting period 
(including trust assets) reporting period reporting period 
(2) (I) (I) (2J (3J 
Type (e.g., Date
Place 11(X)" after each asset Amount 
Type (e.g., Value Value 	Value 
Code
exempl from prior disclosure 	div., rent, Code Method buy.sell, Month -Code 
- 	(A-H) int.) (J-P) 	Code redemption) Day
(Q-W) (J-P) 
52. 	
Buy 5/28 J(add'l) 

53. 	
Buy 5129 J(add'!) 

54. 	
Buy 6/2 J(add'!) 

Gain 
Identity Code buyer/seller(A-HJ (if private 
transaction) 
Sold 7/22 
Foster Wheeler Corporation None Buy 2/21 J(add'!) 
Buy 
2126 
58.  (add'!) Buy(add'!)  2/27  
59.  Buy(add'!)  3/26  
60.  Sold  5101  

61.  Buy  1115  

62. 11111 
63. 
Freeport McMoran Copper Dividend 	Sold 1/23 

64. 
Google 	None Buy 4117 

65. 	
Sold 4/22 

66. 	
Buy 10/27 

Sold 
Buy 11110 J(add'!) 
68. 
Holly Corp 	None Buy Income Gain Codes: =SI ,000 less =$1,001 -S:!,500 :S:!,501 -$5,000 =SS,001 -$15,000  E=SIS,001-SS0,000  
{See Columns and 04)  F=SS0,001 -SI00.000 =Sl00.001 -SI,000.000 =S1,000,001 -SS ,000 ,000  H2=More than S5,000,000 VaJue Codes =$15,000 less =Sl5.001  S50.000  L=S50,00I -Sl00,000 =$100,001 -5250,000  
(See Columns and D3) =$250,001 -SS00,000 :$500,001 -SI ,000,000 :Sl,000,001-$5,000,000 =S5,000.001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 Q=Appraisal =Cost (Real 8tate Only) =More than 50,000,000 =Assessment =Cash Market  
(See Column C2)  U=BookValue :=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, 1ronsacnons  NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS --income, value, transactions 11nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.! NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS income, value, transactions onc1udes those spouse and dependent chiMren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Name Person Reporting 
Date Report 
Herrera, Judith
03/14/2009 
VII. INVESTMENTS and TRUSTS --income, valMe, transactions 11nc1..;us those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value Lil end Transactions during reporting period trust assets 
PJace 11(XY1 after each asset 
exempt from prior disclosure 
(2)
Date Value Identity

Month Code 
Code 
buyer/seller
Day 
(A-HJ 
(if private 
transaction) 
120. 	
Buy 2/8 (add'!) 

121. 	
Buy 2/29 (add')) 

122. 	
Buy 3/4 (add')) 

123. 	
Buy 3/26 (add'!) 

124. 	
Buy 4116 (add'I) 

125. 
Buy 4/23 (add'!) 

126. 
Buy 511 (add'!) 

127.  Buy  7110  
(add'I)  
128.  Sold  7/18  
(part)  
129.  Sold  7/24  
130. Precision Castparts Corp Dividend  Buy (add'I)  1/22  

131. Buy 1128 (add')) 
132.  Buy (add1)  218  
133.  Buy (add'!)  2125  
134.  Sold (part)  3113  
135.  Sold  3/24  
136.  Research Motion Ltd  None  Buy Income Gain Codes: 1,000 Jess =$1,00152.500 =S2.501  $5,000 =55,001 -Sl5.(JOO =Sl5,001. 550,000  
(See Columns and D4} =S50,001 -$100,000 =SI00.001 -SI .000.000  Ill =SI .(J00,001 -S5,000,000 =More than ,000,000 Value Codes =$15,000 less =$15,001 -550,000 =550.()01 -$100.(JOO =SI00,001  $250.(JOO  
(See Columns and DJ) =$250,001  S500.000  0=S500.00l-$1.000,000 =S1.ooo.001-ss.000.000 =S5,000,001  $25,000,000 =S25,000.00I -550,000,000 =More than 550,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Ass essment =Cash Market  
(See Column C2) =Book Value  V=Other  W=Estim::ited  

VII. INVESTMENTS and TRUSTS -income, value, 1ransac1wns onc1udes those spouse ana dependent chiUJren; see pp. 34..(i() filing ms1n1ciwns.J NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and STS --income, value, transactions (Includes those spouse and dependent crnldren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Herrera, Judith 

03/14/2009 
VII. INVESTMENTS and TRUSTS --income, value, transactions onc1udes those spouse and dependent children; see pp. 34-60 flung instructions.> NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(induding Lrusl assets)  reporting period  reporting period  

(l) (2) -rm (4) 
(5)(1) (2) (1) 
Type (e.g. 
Type (e.g. Date Value Gain Identity ofValue
Amount
Place "(X)" after each asset

Code 
Month 
Code 
buy. sell. 
Code Code buyer/sellerdiv., rent, exempt from prior disclosure
(A-H) 
redemption) (J-PJ int.) (if private Day (A-H)(J.P) transaction) 
171. Yahoo Inc None Buy 2/11 
172. 
Sold 2/27 (part) 

173. 
Sold 3/4 

174. 

175. 
Herrera, Long, Pound Komer Profit Sha Distribution ring Plan 

176. 
Bank America Profit SharingPlan Interest 

177. 
Ameriprise Financial RVS Large Cap None Fund 

178. Mutual Life Ins. -None 

179. Mutual Life Ins. None 

180. Mutual Life Ins.-None 

181. Mutual Life Ins.  None  
182.  Fidelity Select Teleco  None  
183.  
184.  ING Life Ins Annuity  Distribution  Distributed  7/22  
185. 186. Ameriprise Financial RVS Large Cap Fund Mutual Variable Extra Ordinary Life -187. Mutual Variable Extra Ordinary Life  None None None Income Gain Codes: =$1 ,000 less =Si.DOI S2,500 =52,50I -SS.ODO =55,00I. SI5.000  E=SI5.00I -S50.000  
(Sec Columns and D4) =S50,00I  $!00.000 =SIOO,OOI  St.000.000  III =Sl.000.00I  55.000.000 =More than S5,000,000  
'.!.Value Codes =.$15,000 less =SI5.00I -S50.000 =S50.00I. SI00.000 =SIOO,OOI -5250.000  
{See Columns and D3) =$250,00I  $500,000 =S500,00I -SI.000.000 =SI.000,DOI  S5,000,000 =$5.000.001  S25,000,000 =525.000,001 550,000,000 =Mon: than $50,000,000 VaJue Method Codes  Q=Appr.a.isal =Cost {Real E.state Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other  W=Estimated  

VIl. INVESTMENTS and TRUSTS --income, value, transactions c1nc1ut1es those spouse and dependent children; see pp. 34-60 fiunc instructions.) NONE (No reportable income, assets, transactions.)  
Description Asset!  Income during  Gross value end  0Transactions during reponino period  
(including trust assets)  reporting period  reporting period
(1) (2) (l) (2) (l) (2) 
(3) 
(5)
Plac 11(X)11 after each asset GainValue Value Date ValueType (e.g., ldentity Type (e.g.,
Code Code 2Code Method buy, sell, Month Code div. rent. buyer/sellerexempt from prior disclosure
(A-H) Code3 redemption) Dayor int.) (A-H) (if private (J-P) (J-P) 
(Q-W) transac tion) 
188. Mutual Variable Extra Ordinary Life None  
189. Long, Pound Komer Profit Sharing Plan (RVS Large Cap)  Distribution  Distributed  2/04  
190.  

191. 

192. 

193. Income Gain Codes: =$1,000 less =Sl,OOJ -S2.500 =S2.501 -$5.000  D=$5,001 -$15.000  E=15,001. $50.000  
{See Columns and 04)  F=S50,00I -SI00,000  G=SIOO,OOl Sl.000.000  Ill =SJ .000.001 -s5.ooo,ooo =More than $5,000,000 Value Codes  J=S15,000 Jess =Sl5,00I -S50,000  L=550.001 -$100.000 =SI00,001 -$250.000  
(See Columns aod 03) =S250,00I -S500,000  0=S500.00l Sl.OOO,OOO =Sl.000.001 -$5.000.000 =$5.000.001 -S25,000.000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Name Person Reporting 
Dale Report 
Herrera, Judith 
03/14/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 

IX. CERTIFICATION. 00 =More than $50,000,000 =55,000,001  $25.000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =-Book Value =Other =Estimated  

Vil. INVESTMENTS and TRUSTS --income, value, transactions NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reporting period  reporting period  

(I) 
(I) 
(2) (2) (3) (5) 
Amount Type (e.g . Value Value Type (e.g. Date ValuePlace "(X)" after each asset Gain Identity 
Code 
div.. rem, Code Method buy, sell, Month 
exempt from prior disclosure 
Code Code buyer/seller 

(A-H) int.) (J-P) 	Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
69. 
Buy 5113 (add'!) 

70. 	
Sold 5119 

71. 
Humana Inc 	None Buy 3/12 

Buy 3/14 (add'!) 
Sold 3124 
74. Intel Corp Dividend Buy 1/16 
75. Sold  2125  
76. Intuitive Surgical  None  Buy  4/18  
77. 78. 79.  Buy (add'!) Buy (add'l) Sold  4/21 4/22 616  

80. 
Lehman Bros Holding Inc None 	Buy 7/1 

81. 	
Sold 7122 

82.  McDermott Intl Inc.  None  Buy (add'!)  4/30  
83.  Buy (add'l)  511  

84.  Sold (part)  
85.  Buy (add']) Income Ga.io Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) 1.000 Jess =$50.001-$100,000 =515,000 less =$250,001 -$500.000 =S25,000.00I -$50,000,000 Q=Appraisal =Book Value =SI.DOI -S2.500 =S1001J01 -SI .000,000 =Sl51JQI -$50.000 O=S500j)Ol-SIJ)OO,OOO =Cost (Real tate Only) ::=Other =S2.50 -$5,000 =SI !J00.001 -$5.000,000 =$50.(JOI -SlOOIJ()() =S1.ooo.001 -ss.000.000 =More than SS0,000,000 =Assessment =Estimated 
8/6 =$51JOI -Sl51JOO E=Sl5,00l -$50,000 =More than SS.000,000 =SI00.001 -S250IJ()() =$5.000.001 -$25.000j)OO 
T=Cash Market 

VII. INVESTMENTS and TRUSTS --income, vatue. transactions r1nc1udes those spouse and dependent children,-see pp. 34-60 fllinc instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS income, value, transactions nc1udes those spouse and dependent chiwren; see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Herrera, Judith 
03/14/2009 
VII. INVESTMENTS and TRUSTS --income, .a1 transactions 11nc1u11es those spouse andupendent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Tram.actions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(I) (2)
(2) (I) (2) 
(4) 
Type (e.g . Date Value Gain Identity 
Amount Type (e.g.. Value Value
Place "(X)" after each asset 
Code 
div rent. Code Method buy. sell. Month -Code Code buyer/seller
exempt from prior disclosure 
(A-H) int.) Code3 redemption) Day (l-PJ (A-HJ (if private 
(Q-W) 	transaction) 
120. 

121. 

122. 

123. 

124. 

125. 

126. 

127. 

128. 

129. 

130. Precision Castparts Corp 
131. 
Buy  2/8  
(add'l)  
Buy  2/29  
(add'!)  
Buy  3/4  
(add'!)  

Buy  3/26  
(add'!)  
Buy  4/16  
(add'l)  

Buy 4/23 (add'!) 
Buy 511 (add'!) 
Buy 7/10 (add'!) 
Sold (part)  7/18  
Sold  7124  Dividend  Buy (add'!)  1122  
Buy (add'!)  J/28  

132.
Buy (add'l) 
133. 

134. 

135. 

136. Research Motion Ltd Income Gain Codes: =SI .000 less (See Columns and 04) F=550.001  S!00,000 Value Codes :$15,000 less (See Columns and 03) =S250,00I -S500,000 
Buy (add'!)  
Sold (part) Sold  
None  Buy =Sl,001-52.500 G=SIOO.OO! -Sl,000.000 =Sl5.00I. SS0,000 =$500,001-$1,000.000 =52.501 -55,000 =SIJl00.001 -$5.000.000 L=SSOJlOl -SlOO!JOO =Sl,000.001-S5,000,000 =$25,000,001 550,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) ssessment  
(See Column C2)  U=Book Value ==Other  W=Estimated  

2125 3/13 3/24 =S5!JOI -515,000 E=Sl5,001-S50.000 =More than SS,000.0C>O =1100,001 -$250!JOO P2=55,000,001 -525,000.000 =Cash Market 

VII. INVESTMENTS and TRUSTS --income, value, transactwns r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Herrera, Judith 
03/14/2009 
VD. INVESTMENTS and TRUSTS --income, value, transactions onc1utks those spouse and tkpentkn1 children; see pp. 34-lio flung instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transaclions during reponing period 
(including trust assets) reporting period reporting period
Value Type (e.g. Date Value
Amount 
Type (e.g Value 
Gain Identity 
Place "(X)" after each assel 
Code 
Method 
buy. sell, Month-I Code Code buyer/seller
div., rent, Code
exempt from prior disclosure
(A-H) int.) (J-P) 
Code3 
redemption) Day (J-P) (A-HJ (if private 
transaction)
(Q-WJ (2) I(2)(2) 
(I) 
(4)
(I) 
(3) (5) 
Buy (add'I)
154. 

155. 
Buy 5121 (add'!) 

156. 

Buy 
(add'!) 
157. 
Buy 7/25 (add'!) 

158.
Buy (add'!) 
159.
Sold 
160. 
Thornburg Mortgage Inc None 	Buy 

161. 
Buy (add'!) 

162. 
Buy (add'!) 
163.  Buy (add'!)  
164.  Buy (add'!)  

3/6 
317 3/11 3112 3/13 
165.
Sold 
(part) 
166. 
167. Transocean Inc 
168. 

169. 

170. Income Gain Codes: =Sl,000 Jess (See Columns and D4) F=550,001 -SI00,000 Value Codes =$15,000 Jess (See Columns and 03) =S250.00I -$500,000 
None 
B=Sl,OOl-S2.SOO =$100.00! -Sl,000,000 K=Sl5.00I -$50,000 =$500 ,00 -SI ,000 .ODO =525.(J00,001 -$50,000.000 Value Method Codes Q=Appraisal =Cost (Real state Only) (See Column C2) U=Book Value =-Other 
Sold 
Buy (add'I) 
Buy (add'!) 
Buy (add'!) 
Sold =S2.SOI -SS,000 =SI .000.001 -$5,000,000 L=S50,001 -SI00,000 =S!,000.001-S5,000.000 =More lhan 550,000,000 =Assessment =-Estimated 
6113 1129 2/1 2/21 3124 
D=S5.00I -$15.000 E=Sl5,00I -$50,000 l-11 =More than S5,000,000 =SI00,001  S250.000 1'2 =S5.000,001  $25,000.000 
T=Cash Market 

VIl. INVESTMENTS and TRUSTS income, value, transactions nciudes those ofspoue and dependent children; see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (includino trust assets) 
reporting period reporting period 

(2) TI4)
Value Gain (I) 
(2) (2) (I)

Amount Type (e.g Value Value

Place "(X)11 after each assel 
DateType (e.g., Identity

Code div., rent, Code

Method buy.sell, Month Code Code exempt from prior disclosure buyer/seller-

(A-HJ inl.) (J-P) Code 
redemption) Day 

(J-P) (A-HJ (if private 
(Q-W) 

transaction) 
171. Yahoo Inc None Buy 2111 
172. 
Sold 2/27 (part) 

173. 
Sold 3/4 

174. 

175. Herrera, Long, Pound Komer Profit Sha Distribution ring Plan 
176.  Bank America Profit SharingPlan  Interest  
177. 178.  Ameriprise Financial RVS Large Cap Fund Mutual Life Ins. None None  
179. Mutual Life Ins.  None  
180. Mutual Life Ins. None  
181. Mutual Life Ins.  None  

182. Fidelity Select Teleco 
None 
183. 

184. 
ING Life Ins Annuity Distribution Distributed 7/22 

185. 
Ameriprise Financial RVS Large Cap None Fund

186. Mutual Variable Extra Ordinary Life None 

187. Mutual Variable Extra Ordinary Life None Income Gain Codes: 1,000 less =I.DOI S2,500 =S2,501 -S5,000 =S5,00I  $15.000  E=S15.00J -$50.000  
(See Columns and 04) =S50,00I -$100,000 =SI00,001  SJ,000,000 =SI .000,001  S5,000,000 =More than $5,000,000 Value Codes =15,000 less =$15.001 -S50.000 =$50,001  SI00,000 =SI00.001  $250,000  
(See Columns and 03) =$250,001  $500,000 =5500.001. SI.000.000 =SI,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Est.ate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions