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Judicial Watch • Julia S Gibbons Financial Disclosure Report for 2003

Julia S Gibbons Financial Disclosure Report for 2003

Julia S Gibbons Financial Disclosure Report for 2003

Page 1: Julia S Gibbons Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:11

Date Created:November 23, 2004

Date Uploaded to the Library:November 13, 2013

Tags:JULIAS, Julia S Gibbons, GIBBONS, meals, lodging, Market, 2003, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES COURT APPEALS 
KENTUC!(Y TENNESSEEOHIOMlCHlGAN 
CHAMBERS  
JULIA SMITH GIBBONS  
CIRCUIT JUDGE  
970 CLIFFORD DAVIS FEO!i;RAI. BUILDING  
l67N. MAINSTRti;E;T  
MEMPHIS, 38103  
PHONE; (901) 4951265  
FAX; (901) 495-1270  August  27, 2004 -ffl  U") .rn  -P'lt ;t...49   ,1,  
'-1'!1!'-  
Honorable Mary Lisi Chair, Committee Financial Disclosure JudicHl.l Conference the United States One Columbus Circle, N.E.  ;-::?.  f',) w ::: -,J ,-  
Washington,  D.C.  20544  

RE: Calendar Year 2003 Financial Disclosure Filing 
Dear Judge Lisi: providing the following information response your inquiry August 2004, concerning June 2003 financial disclosure. 
You requested that provide the individual assets the Schwab Institutional Brokerage Trust Account listed part 
401(k} plan Part VII, page line have obtained this information and will provide it, necessary, but not believe that disclosure required. 
Although the 401 (k} plan self-directed the sense that 
can decide generally how invest his assets t;he plan, once has decided participate the Schwab Institutional Brokerage Trust Account, cannot direct the investments within that account. This pooled account the name the plan which has pro rata portion. managed outside manager, and the makes all investment decisions within the account 

Hon. Mary Lisi 8/27/04 course, will provide the requested information the committee believes necessary. hesitant amend disclosure include it, however, without specific instructions from the committee after consideration the above facts. note amendment would involve disclosure the assets 
individual participants the plan who are under 
requirements. 

JSG:cbm Attachment 

901 787 0056; AUG-27-04 i2:i7PM; PAGE
SENT BY: WADDELL AND ASSOC!ATSi 
WADDELL ASSOCIATES, INC 
Wet.:ilth /1(.tnct.gement 
FAX COVER SHEET 
Date= 
Attention: 

Fax Number: 4'15 -ltlD 
From: 
Number Pages (including cover sheet) 

Disclaimer ihe information contained this communication confidential, may client privileged and intended only for the use the recipient designated above. Unauthorized use, disclosure copying strictly prohibited and may unlawful. you have received this communication error. please notify the sender immediately at{901} 787-9187. 
5188 Wh(:dis Drive Memphis, 38117 901-767-9187  S00-527-7263 901-767-0056 
1;11otl7. wi.1ddelJi:mdtJssocia!r .com 

W;iddell As;.ociate, Inc. n::-p:i.scert:d invcsm1nt advi$Cr 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE -(No reportable agreements.) 

arne Person Reporting 
Date Report 
DISCLOSURE 
GIBBONS, JULIAS 
6/l li2004 
Ill. NON-INVESTMENT INCOwfE.  (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filer's Non-lnvestme11t Incom  NONE -(No reportable non-investment income.)  SOURCE AND TYPE  GROSS INCOME (yours, not spouse's) Spouse's Non-Investment Income (Ifyou were married during any portio.n the reporting year, please complete this section. (dollar amount 
 
not required except for honoraria) NONE (No reportable non-investment income.)
SOURCE AND TYPE 2003 STATE TN-SALARY DISTRICT ATTORNEY GENERAL 2003 SHELBY COUNTY -COUNTY SUPPLEMENT SALARY DISTRICT ATTORNEY GENERAL 

IV, REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those spouse and dependent children. See pp. 25-27 instructions,) NONE -(No such reportable reimbursements.) FIRST Ai'v!ENDMENT CENTER FEB 28-MAR NASHVIl..LE, TN, MOOT COURT COMPETITION (TRANSPORTATION,
LODGING, MEALS) BROOKLYN LAW SCHOOL APR 5-7 BROOKLYN, NY, MOOT COURT COMPETITION (TRANSPORTATION,
LODGING, MEALS) UNIVERSITY VIRGINIA SCHOOL LAW SEP 25-26 CHARLOTTESVILLE, VA, PANELIST WOMEN THE JUDICIARY (TRANS PORA TION, LODGING, MEALS) 

N:une Person Reporting Date Report 
GIBBONS, JULIAS 6/11/2004 GIFTS. (Includes those spouse and dependent children. See pp. 2-31 instrncticms.) 
 NON'E (No such reportable gifts.)
DESCRIPTION 
See pp. 32-34 ofinstrnctions.)
VI. LIABILITIES. (Includes those spouse and dependent children. 

CREDITOR  DESCRIPTION  VALUE CODE  SALLIE MAE SERVICING CORP.  PLUS EDUCATIONAL LOANS  USBANK  CREDIT CARD  

FINANC1AL DISCLOSURE REPORT 
Name Person Reporting Date Report 
GIBBON'.:>, JULIAS 6/l l/2004 
VII. INVESTMENTS and --income, value. transcations (indudcs those uf' lhe spouse and dependent children. Sec pp. 34-57 offiling instructions.) Income/Garn Codes: $1,000 less $1,001-$2,500 S2,50l-$5,000 $5,001-$15,000 Sl5,001-$50,000  
(See Colurrms and D4)  = $50,001-$100,000 $100,00!-$1,000,000 Sl,000,001-$5,000,000 =More than $5,000.000 Value Cods: 5,000 less s15,001-$50,000 $50,001-SI00,000 $10U,OO 1-$250,000  
(See Coiumns and D3) $250,000-$500,0()0 $500,001-$1,000,000 ,000,001-$5,000,000 $5,000,00 l-S25,000,000 --$25,000,001-$50,000,000  =$More ilum $50,000,000 Value Metbotl Codes  =Appraisal Cosr (Rea! Estate Only) 1ssc:ssmcnt Cash/Market  

(See Column C:!) Rnok Vaine =Other =Estimated 
FINANCIAL REPORT 
Name Pcrsre pp. 34-57 filing instructions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each assel exempt from prior disclosmc 
Income during 
reporting period 
(l) (2) 
Amollllt Type (e.g. Code div. rent. 
Gross value end rerwrting period 
(IJ 
(2) 
Value
Value 
Method
Code2 
Transactions during rcpo1ting period not exempt from disclosure
(11  
Type (e.g. buy, sell,  (2) Date: Montlt- Value c,1de  Gain Code  (5) !dentity buyer/;;ellcr  

merger, 
Day
Code 
(A-H) int) 
(JP) 
(A 
(if private 
redemption)
(QW) 
1-1 
transaction) 
AXA  Dividend  
FBR SMALL CAP FINANCIAL FUND  None  SOLD  4/14 

20. 
SOLD 417
None
21. ARTISAN INTL FUND 
SOLD 417
None
22. OARKMARK !NTL FOND 
24.
SPDR TRUST UNIT Dividend SOLD 
4/17
BERGER MID CAP VALUE FUND Dividend 
CALAMOS GROWTHFUND  None  BUY  4/14  SEE NOTE 
VIII  
BUY  10/16 

26. 

MUH LENKAMP FUND 
27. 

28. 

29. 

30. 

NEEDHAM GROWTII FUND 
CAL VERI TAX FREE 
MARISCO FOC FUND  
32.  JANUS MID CAP VALUE  
33.  RYDEX JUNO FUND  
34. 
None  
None  
Dividend  
None  
Dividend  
None  BUY  4/14  SEE NOTEVIII  BUY BUY PARTIAL SALE  4/14 10/16 10/16  SEE NOTEvm  BUY  4/14  BUY  4/17  BUY  4/21  
BUY  

36. Ul'-.'DISCOVERED MANAGERS BEHAV GRW None BUY 7/17 
MAITHEWS PACIFIC TIGER FUND Dividend BUY 9/11 Income/Gain Codes: 1,000 less $1,00J-S2,500 $2,501-$5,000 $5,001-$15,000  $15,001-$50,000  
(See Coiuruns and [)4)  li50,00J -$100,00G SlOO,oo lSl,000,0J  $1,000,001-$5,000,000 =More than $5,000,000 Value Codes:  Sl5.000 less 15,001-$50,000  $50,00l-SI00,(100 =SI 00,00 J-$250,000  
(See Colurnm and D3J $250,000-$500.000 S500,001-S .000,000  $1,000,00 l-$5,000,000 S5,000,00 l-$25,000,000  $25,000,001-$50,000,000  SMore than $50,000,000 Value ivlethod Codes  ippraisal  Cost IRe;il Estate Only)  Assessment  Cash/Market  
(See Coilmm c:n  Book Value  =Other Es111na1ed  

fll'LNCIAL DISCLOSURE REPORT 
Name Person Rporting  Dare Report  
INVESTNIENTS and TRUSTS  --income, value, transc:itions (includes those tlfthe spouse and dependent children. See pp. 34-57 filing inslllctions.)  
Description Assets (including trnst assets)  Income during reporting Jlclosure 
(2)
(l) 
(I) 
(2) 
Place "(X)" after each asset exempt from prior disclosure 
37. 
BUFFALO HIGH YIELD FUND 

38. 
COOKE BIELER MID-CAP VALUE 

39. 
EATON VANCE FLOATING 

40. 
NUVEEN NWQ MOT.ifl-CAP VALUE 

Amount Code (AH) 
Type (e.g. div. rent. 
int.) 
Dividend 
None 
Dividend 
Dividend 
Value Code2 (J-P) 
Value 
Method 
Code3 
(Q-W) 
Type (e.g. 
buy, sell, 
merger, 
redemption) 
BUY 
BUY 
BUY 
BUY 
(3)
{2) 
Date: 
Value 
Month 
Code 
Day 
(J-P) 
10/2 
10/16 
10/16 
10/16 
Gain 
Code (Al-1 
(5) ldelllity 
buyer/seller 
(ifprivate transaction) TneomeiGain Codes: $1,000 less $.1,001-$2,500  
(Sec Columns and D4)  $50,001-$100,000 00,001-Sl ,000,000 Value Codes:  $15,000 less $15,001-$50,000 $50.001-$100,000  $100,00l-$250,000  
(See Columns and D3) $250,000-$500,000 $500,00 t-Sl,000,000 Sl,000,00l-S5,000,000  $:5,000,00l-S25,000,000 $25,000,00l-S50,000,000 SMore than $50,000,0DO Value Method Codes Jpprais:i  Cost (Real Estate Oa!y)  =Assessment Cash/Market  
(See Column C2)  =Book Vnh1e  Other Estimaied  

FIA1' CIAL T'1SCLOSURE REPORT  Name Person Reporting  Date Report  
GIBBONS, JULIA  611 l/2004  

(lndicare part ofRcport.) 
'vIII. ADDITIONAL INFORMATION EXPLANATIONS 
PART VII, LINE SAVINGS BONDS WERE CASHED  A.."ID THE EXACT DATES ARE NOT AVAILABLE. 

PART VII, LINE 
THERE WAS NAME CHANGE THE MONEY MARKET FUND. 

PART VIL LINES THROUGH 
THESE FUNDS WERE ORIGINALLY PURCHASED 2002. ADDmONAL INVESTMENTS '/ERE MADE 2003 THE DATES SHOWN. 

any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS .S.C. app.  04) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544