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Judicial Watch • Karen E. Schreier – 2009

Karen E. Schreier – 2009

Karen E. Schreier – 2009

Page 1: Karen E. Schreier – 2009

Category:Federal Judges

Number of Pages:13

Date Created:September 13, 2013

Date Uploaded to the Library:December 14, 2014

Tags:Schreier, Karen E Schreier, Karen, account, 2009, TRUSTS, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Report Required the Elhics Goventment Act 1978 
FOR CALENDAR YEAR 2009 Pecan Reporting (last name, first, middle initial) Cou Organization Date Report 
Schreier, Karen U.S. District Court, South Dak 05!10/2010 Title IArticle II1 judges indicate active savior status; Sa. Report r~e (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Dare 01/01/2(h09 
U.S. District Judge Active Ini~ial Final 
~lif] Annual 
12/31/2009 5h. Amended R~por~ Chamber~ Office Address the basis the Information contnlned this Reporl and any 
mc~lffic~ations p~riaining thereto, ix, opinion. compliance 
United States District Court 
 
wilh applicable taws and regulations. 
400 Phillips Avenue, Rm. 233 
Sioux Falls. 57104 
 
Reviewing Officer Date 
IMPORTANT NOTES: The in, tractions accompanying thief arm mast followe,! Complete all parts, checking the NONE box f!~r each part where you have reportable information~ Sign Icat page. NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member Board Directors YMCA Rapid City 
President Eighth Circuit District Judges Association 
Member Board Directors South Dakota Childrens lame Society, 
Member Board Directors Federal Judges Association AGREEMENTS. (~o.~g i.d;~..to.~y: ~p~ t~-~ o~f~ ln~truction~) 
NONE (No reportable agreements,) 
PARTIES AND TERMS 
Schrerier, Karen 
 
II1. NON-INVESTMENT INCOME. ~s,~o,.i.~ ~i.~,~ o,~ .... Filers Non-Investment Income NONE (No reportable non-investment income.) xee pp. 17-24 offing SOURCE AND TYPE {yours, no~ sN~ses) Spo~$P~S ~o~-l~$[meB[ [~o~e -lf ~re ~rried d~ing ~y~i~ re~ng year, coyote th~  Dollor amount not re~ed ~ccpt.lbr honoraria.) NONE (No reportable non-investment income.) SOURCg AN~ TYPE 2Nt9 Serf-employed 
IV. REIMBURSEMENTS (Includes those spouse and dependent chihlren: see pp. 25-27 offiling instrutions.) --] NONE (No reportable reimbursements.) SOURCI] DATES LOCATION American Academy 10/17/09 10/19/09 Washington, DCPediatrics PURPOSE co-teach semi~uar testifying ir~ court ITEMS PAID PROVID~EI) hotel, airline, and per diem NONE (No reportable g~s.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. a,a~a,~ NONE (No reportable liabilities.) ~REDITOR ~)ESCRIPTION VALUE CODE 
 
Date Report Schreier, Korea INV ESTM ENTS and TRUSTS co,~e. ~a~e. ~,~,,~a~,n, a~t~a~ tso.~, oy~ ..... doen~m ch~dren; set 3~60 fdlng inxtru~) NONE (No reportable income, .~sets. transactions.) 
........... .............. .... ~.---~ ............ -0. ............... 
 
~smpl~n As~L~ Income d~ng Gr~s valae lran~fions d~ng m~ning ~i~ 
(i~luding asses) m~ing ~mng ~fi~ 
~0) ~2) (2) ~2~ (4) ~s~ ......... Pla~(X)afl~ch~el A~unt Ty~(e.g., Value Valne T~(e.g., : Date  Value Gain ldenfi~of 
exemp~ ~am prior disck~ure C~e ~v., rent, Met~ buy, ~ll, 	~m~d~~ C~ C~te buycr,~ller 	~macfion) 	BROKE~GE ACCOL~ Rowe 
Pdcc 	-EQUITY INCOME FUND Dividend 	 
-GROWTII STOCK FUND Dividend 
-NEW IIORIZONS FUND Dividend -SCIENCE AND TECI INOL(K-IY HJND None 	 
-VALUE FUND Dividend 	 
IRA ACCOUNT UBS Financial Services Closed 01113,09 	 
-UBS BANK USA DEP ACoCT None Sold 01!13/09 
-UBS PACE MONEY MARKET lntcrest Sold 01/13/09 
 
 
 
I0. 	IRA ACCOUNT#I RBC Wealth 
Management 
 
II. 	-Prime Muney Market Fund Inter~.-t Buy 01/15/09 
12. 	Buy 03/24/09 
(addl) 
13. 	 
Buy 10/30/09 
laddl) 
 
 
14. 	 
-PACIF1CLIFE FDS 	lnt.!Div. Buy 11/06t09 
 
15. 	 
-AMERICAN FUNDS GROWTH FUN[) lnt.,q)iv. Sold 11/06/09 AMERICA 
 
 
16. 	 
-EATON VANCE LARGE CAP VALUE 
 
 
Int.!Div. 	Sold 11/05/09 
FUND CLASS 
17. 	-FIDELITY ADVISOR LEVERAGED Int./Div. Sold 11/05,09 
STOCK I:UND 
 
....f Pc--*. acpo,~.g 	D,t, ae~,t 
~I. ESTME NTS and STS -i.~o~, .... ~.~ a.~ ,ho.~ q.~ ~hU~.: 
~NONE (No reportable incotne, assets, transactions.) 
 ............... 
 
......... ............ ..... ................ 
 
~scfpfion As~ Income during Gr~s value end lr~etions during ~ing 
(~cluding ~st a~L~) ~ning ~n~ ~ing 
Place (X) afi~ ~ch ~An~t (.g, Value (e.g., Date Value 
xempl from pn~ di~l~u~ div., rmt, C~e Met~ buy, ~11, m~d~  C~ buyeff~lter (A-H) in~.) (J-P) C~e re~m~ion) (I-P) (A-H) (if ~vate 
18. 	 
-OPPENHEIMER MAIN STREET SMALL Int.iDiv. Sold 11105/09 
CAP FUND 
 
 
19. 	 
-TIIORNBURG INT. VALUE ~IND Int./Div. Sold I105109 
 
20. 	 
-DELAWARE DIVERSIFIED INCOME Int.!I)iv. Sold 11/05/09 
FUND 
 
 
21. 	 
-FTI-EMPLETON GLOBAL BOND lnt.iDiv. Staid I105109 
 
22. 	 
--LOOMIS SAYLES STRATEGIC INC. Int./Div, Sold 11/05/99 
FUND CLASS 
 
 
23. 	 
NEW YORK LIFE INSURANCE CO.-A Interest 
ANNtJITY 
 
 
24. 	 
NEW YORK LIFE UNIVERSAL LIFE Dividend 
POLICY 
 
 
25. 	 
LINCOLN FINANCIAL GROUP Dividend 
UNIVERSAL LIFE INS. POLICY 
 
 
26. 	 
JEFFERSON NATIONAL UNIVERSAL Dividend 
LIFE INS. POLICY 
 
 
27. 	 
TRAVELERS LIFE ANNUITY Dividend 
UNIVERSAL LIFE INS. POLICY 
 
 
28. 	 
COMMUNITY HEALTH LTD.(2/3 UNIT) Distribution 
 
29. 	 
IIOME FEDERAL BANK ACCOUNI Interest 
 
30. 	 
FIRSI DAKOTAflTLE INS. LTD. PTR. Distribution UNIT) 
 
 
31. 	 
BROKERAGE ACCOUNT 
 
32. 	 
-TAMARACK PRIME MONEY MKT Interest 
 
33. 	 
-ALLIANCE BERNSTEIN MIDCAP Dividend 
GROWTH FUND 
 
 
34. 	 
-ALTRIA GROUP INC. COMMON Dividend .... fPerson Reporting 
FINAI~CIAL DISCLOSURE REPORT Date fRelmr~ Page Sehreier, Kate. 0~/t0/20~O INVESTMENTS and TRUSTS -i.~o~ ~,..~ a~a,~,~o~, NONE (No reportable income, ~sets, transactions.) 
~s~pti~i As~s (inctuding~sl~sc~) Ph~ (X) afl~ ~ch ~set exempt f~m prior discl~u~ ............. ...... Income d~ng ~ging~ Amount (e.g., div., ~t. ](A-~ orintJ ........... Gr~ value end of~ing~fi~ V~ue Value C~ Meth~ (J-P) Ct~e (Q_~ ..... Ty~ (e.g., ~y, ~ll, ~mpfion) lran~ctions d~ng r~ing Date , Value G~n mn~dt~ C~ O-P) (A-H) .........  Identity ~yeri~ller 0fpfivate transaction, 
35. 36. -BURLINGTON NORTHERN-SANTA COM NION -CISCOSYSTEMS INC. CONIMON Dividend Non~ 
37. -CI/IGROUP INC. COMMON Dividend Buy 09/02/09 
38. -COCA-COLA COMPANY COMMON Dividend 
39. 40. -COLGATE-PALMOLIVE COMPANY COM MON -DREYFUS SP500 INDEX FUND Dividend Dividend 
41. -EMC CORP. MASS COMMON None 
42. 43. -GENERAL ELECTRIC COMPANY COMMON -HANESBR.A.NDS INC. COMMON Dividend None 
44. -tlOME DEPOT INC. COMMON Dividend 
45. -ING INDEX PLUS MIDCAP FUND Dividend 
46. 47. ING INDEX PLUS SMALLCAP FUND CLA -IN-IELCORPORATION COMMON Dividend Dividend 
48. -KOPIN CORP (OMMON None 
49. -K~XVF FOODS INC Dividend 
50. -MEDTRON1C IN(?. COMMON Dividend 
51. -MERCK CO. INC. COMMON Dividend 
 
~.me o~e,~on R~po,i,~ Duteofa~po. 
 
05/10/2010 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, ~sets, transactions.) ~ption Assets Income du~ng (including ~st ~e~s) ~ing ~d~ Plac(XJafl=~ch~set A~ont T>~(e.g, e~mpt from prior d~scfosum C~e div., r~L (A-H) int) Gross val~ end ~ing ~ri~ Vaiue Val~ (~e Meth~ O-P) C~e~ Ty~te.g., buy. sell r~emption~ 0.-............. Tm~tions d~ng ~ing Date VMue G~n Id=tityof m~d~ C~e C~e ~yer,~eller O-P) (A-It) 0forivate 
52. -MICROSOFTCORPCOMbION Dividend 
53. -PEPSICO INCORPORATED COMMON Dividend 
54. -PFIZER 1NC. COMMON Dividend 
55. -PIIILIP MORRIS INTL IN(;. COMMON Dividend 
56. -PROCTOR GAMBLE CO. COMMON Dividend 
57. 58. -REGIONAL HOLDRSTR DEPOSITARY RCPT -SARA LEECORP. COMMON Dividend Dividend Buy 09102/09 
59. -3MCOMPANY COMMON Dividend 
60. 61. -TIME WARNER CABLE INC COMMON -TIME WARNER INC. NEW COMMON Dividend Dividend Spinoff (frotn line 03/30/09 
62. 63. -VAN ECK FUNDS GLOBAL HARD ASSETS FUND CI. -WALGREEN COMMON None Dividend Buy 09102/09 
(,4. 65. -WALT DISNEY IOLI)IN(I CO) COMNION -BPPLC SPONS ADR COMMON Dividend Dividend 
66. -COVIDIEN PLC COMMON (X) Dividend 
67. 68. -AMERICAN FUNDS EURO PACIFIC GROWFI -TYCO ELECTRONICS I,TDCOMMON Dividend Dividend 
 
N,=e Person Rtpo~ling 	Date Repo~ 
Vll. INVESTM ENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
........ .............. ......................... ................ 
~cfiplion A~ts In.me d~ing Gr~s va~e end T~n~ctions d~ng ~i~g ~r~ (incl~ing ~st .sets) [_. r~ ...... of~ng ~fi~ 
~,~ ~2~ ..... 
Pla~(X)afl~ch~et A~t/ Ty~te.g., Value Value Ty~(e.g., Date Value Gain ld~tlwof exempt from prior di~losure C~e Me~ buy, ~11, nm~d~ C~e C~e bu~r~scll~ (A-H) int.) (J-I) C~e ~e~ion~ (J-l) ~ (A-10 (if private ((~W) , ~s~don) 
69. 	 
-TYCOINTL LTDNEW COMMON Dividend 
 
70. 	 
-ALLIANCE BERNSTEIN GLOBAL lnt,!Div. BOND FUND INC 
 
71. 	 
-PIMCO FDS tti YLD Dividend 
 
72. 	 
-NUVEEN FLAGSHIP ALL-AMERICAN Interest MUNICIPAL BOND FUND 
 
73. 	 
-THORNBURG LTDTERM MUNICIPAL Interest FUND 
 
74. 	 
-PHOENIX BOND None 
 
75. 	 
-CAIILTtl FAC. REV. BOND None 
 
76. 	 
-WA ST. COLL SVGS BDS. None 
 
77. 	 
-SODAK ST. BLD. ATH LES. REV. None AMBAC BOND 
 
78. 	 
-MARICOPA CO. IDA SFM ElM None BOND 
 
 
~9. 	-DESCIIUTES JEFFERSON CNTYS None fl)2J 
80. 	-EAST SIDE UHSD CALIF. BOND None 
81, 	-YUBA CITY CAL. UNI. SCIIOOL I)IST. 
None 
B()NI) 
 
82. 	-RYDEX SER FDS JL,rNO None 
83. 	 
-LINCOLN NATL LIFE AMER. Interest ANNUITY 
 
84. 	 
IRA ACCOUNT RBC WEALTII MANAGEMENT 
 
 
85, 	-TAMARACK PRIME MONEY MKT Interest 
FINA]~CIAL DISCLOSURE REPORT Page Name Pers~n Reporting Schreier, Karen Date Report o5/!o~01o NONE (No reportable income, ~secs, transactions.) 
D~ion A~e~ (including ~st a~ets) Place IX) after ~ch ~set te~ing 
86. 87. 88. 89. 90. -EATON VANCE LARGECAP VALUE FUND -~ERICAN ~INDS GRO~H ~ND CLASS -AMERICAN FUNDS EURO PACIFIC GR()~H ~IND -OPPENHEIMER MAIN STRE~ SMALL CAP FUND SVALUE FUND Dividend Dividend Dividend Dividend Dividend 
91. 92. 93. -DELAWARE DIVERSIFIED INCOME FUND -EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND -FTTEMPLETON GLOBAL BOND Dividend Interest Interesl Buy !09/02/09 
94. 95. -LOOMIS SAYLES STRATEGIC INCOME FUND -FICO STRIPS SERIES BOND Dividend None 
96. -USTREAS. SEC. STRPD. BOND None 
97. 98. 99. 100, -FI1R 21-Z f/k/a FEDL. HOME LOANMTG. CORP. BOND BROKERAGE ACCOUNT UBS ACCOUNT -UBS PACE MONEY MARKET INVESIMENT FUND CLASS -UBS DEPOSIT ACCOUNT Interest Int,iDiv. IntJDiv. Closed Sold Sold 03/12/09 3712/09 03/12/O9 
I01. BROKERAGE ACCOUNT RBC WEALTt MANAGEMENT 102. -GALENA PARK IND. BOND None 
 
Name Person Rep~r~ag Date Report 
VII. INVESTMENTS and TRUSTS -~, ...... a,,. trans~o~ and~ ~o.~ s~u,~ c~n; set 34~0 fang ~t,~a~) NONE (No r~Torlable income, assets, transactions.) 
D~fipfioa As~ts Income d~ng G~s value at~d g~ctions during ~ing ~ri~ 
Phc (X)~ aft~ ~ch ~t A~nt Ty~ (e.g., Value V~u (e.g., Date Val~ Gain ld~ti~ exempt f~m prior ~i~los~ div., rent, C~e M~ bu~, ~11, m~d~yy C~ ~ buyer~scll~ 
(A-H} orinl,) (J-P) C~e3 ~m~ion) (J-P) (A-If) (if~i~rate 
103. 	-CLAUKMUS WASIIINGTON SERV None 
BOND 
 
I~. 	-SOUTllERN MUN AGY None 
SUPPLY BOND 
 
105. PRIgIE MO~Y MARKET FLeD Interest 03/13/~ 
 
106. 	 
FIRST NATIONAl_ BANK SIOUX None 
FALLS ACCOUNI 07. 	FIRST NATIONAL BANK SIOUX None 
EALLS ACCOUNT 
 
108. 
 IX)UGItERTY ~UGitERTY LLP Interest 
 
109. 
 DISCOVER BANK ACCOUNT Interest 
 
110. 	 
BROKERAGE ACCOUNT 
 
 
11, ROBINSON WORLDWIDE INC. Dividend 
COIMMON 
 
12. 	 
-EATON VANCE NAT MUN COMMON Dividend Buy 5/29/09 
 
13. 	 
-MDRNA INC f!k!a NASTECI.t None IARMACEUTICAL CO. INC COMMON 
 
 
14. 
 -SPE(TTRASCIENCE COMMON 
 
15. 
 -US BANCORP DEL COMMON Dividend 
 
16. 	 
-TI.ISCARAWAS CNTY OHIO ttOSP REV lntercst 
BOND 
 
17. 	 
-MERRILL LYNCII INC Interest 
COPORATE BOND 
 
 
18. 
-BANK AMER CORP BOND Interest Buy 1/23/09 
 
19. 	 
-JPMORGAN IASE NEW YORK, Interest Redeemed 07/22/09	None [ncotne Gain (;udc.s. ~$1JYO0 
VII. INVESTMENTS and TRUSTS -i. ..... NONE (No reportable income, ~vsets, oansactions.) ............. ....... D~ri~ion In.me during Gr~s value end (mcl~ing ~e~) ~ning ped~ Tmn~tions during re~ing ~i~ 
Place (X) afl~ ~ch ~et excm~frompfiord~closu~ A~unl Tylm (e.g., ~C~el div. Xalue C~e2 [Value , Mc~ Ty~ g., buy.~ll, Date Val~ :m~d~t~ C~2 Gain C~el Identity buyer/~ller 
120. -WELLS FARGO Interest Buy 07131/09 
121. DOUGllERTY COMPANY LLC ACCOUNT Interest 
122. 
 
pit, a,~r, ....fr ....a~o~.~ 
Schreier, 
VIH. ADDITIONAL INFORMATION EXPLANATIONS. O~aie~ter~,* of~evo,~ Schreier, Karen 
IX. CERTIFICATION. certify that aLl information given above {including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
SignatureI 
NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFUI.LY FALSIFIES FALLS FILE Tills REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544