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Judicial Watch • Karen K. Caldwell – 2011

Karen K. Caldwell – 2011

Karen K. Caldwell – 2011

Page 1: Karen K. Caldwell – 2011

Category:Federal Judges

Number of Pages:6

Date Created:February 26, 2013

Date Uploaded to the Library:August 28, 2014

Tags:Karen K Caldwell, Kentucky, Caldwell, Karen, credit, 2011, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 
c,; 
 
FOR CALENDAR YEAR 2011 U.SC app.  101-111) 
ie,,$:c Person Reporting (last name, first, middle initial) Caldwell, Karen Court Organization U.S. District Court Date Report 05/15/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge, full-time Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sh. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
P.O. Box 2207 Barr Street Lexington, Kentucky 40507 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZA ON/ENTITY Trustee Transylvania University Trustee Lloyd Cress Life Insurance Trust 
 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
Ill. N-INVES TMENT ME. (Reporting individual and spo11se; see pp. 17-24 filing instr11ctions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 	Retirement Benefit -Ashland, Inc. 
2011 	Retirement Benefit -Commonwealth Kentucky 
2011 	Dinsmore Shohl -Legal 
2011 	Kentucky Coal Association -Legal 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Date Report 
Name Person Reporting 
05/15/2012 
Caldwell, Karen GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
instructions.) 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
AAA Financial Services Line Credit -Credit Card 
American Express Line Credi t-Credit Card 
Chase Bank Line Credit -Credit Card 
USAA Savings Bank Line Credit -Credit Card 
Capital One Bank Line Credit -Credit Card 
 
 
Caldwell Thrift Plan Pension Plan Loan Citibank Line Credit -Credit Card 
Barclay Bank Line Credit -Credit Card 
 
 
 
Name Person Reporting 
Date Report 
Caldwell, Karen 
05/15/2012 
VII. INVESTMENTS and STS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) 
(I) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt froni prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) lncOmc Gain Codes: A=$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001-$50.000 
(Sec Columns and D4) F=$50.001 -$100,000 G=$100.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) N=$250,00I -$500 .000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000,001 -$25,000,000 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Caldwell, Karen 
05/15/2012 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) The Lloyd Cress Life Insurance Trust currently has assets. 
 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Caldwell, Karen 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: Karen Caldwell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclo!;)ure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544