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Judicial Watch • Karen K. Caldwell – 2012

Karen K. Caldwell – 2012

Karen K. Caldwell – 2012

Page 1: Karen K. Caldwell – 2012

Category:Federal Judges

Number of Pages:6

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Karen K Caldwell, Kentucky, Caldwell, Karen, TRUSTEE, Retirement, 2012, filing, spouse, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Caldwell, Karen Court Organization U.S. District Court Dat Report 05/14/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge, full-time  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
P.O. Box 2207 Barr Street Lexington, Kentucky 40507 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Trustee  Transylvania University 
Trustee 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) Spouse's Non-Investment Income -ljyou were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Retirement Benefit -Ashland, Inc. 
2.2012 Retirement Benefit -Commonwealth Kentucky 
3.2012 Dinsmore Shohl -Legal 
4.2012 Kentucky Coal Association -Legal 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Name Person Reporting 
Date Report 
Caldwell, Karen 
05/14/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (includes those spouse and dependent children; see pp. 32-33of filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE AAA Financial Services 
American Express 
Chase Bank 
USAA Savings Bank 
Capital One Bank 
Caldwell Thrift Plan 
Citibank 
Barclay Bank 

Name Person Reporting 
Date Report 
Caldwell, Karen 
05/14/2013 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) PNC Bank Account Int./Div. .c: Estate (1/4 interest) Distributed 03116112 Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501 -$5,000  0=$5.001-$15,000 =$15.001 -$50,000  
(See Columns and D4) =$50.00 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00I -$250.000  
(Sec Columns and D3) =$250.00I -$500.000 =$500,00 -$1,000,000 =$1.000.001 $5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated 
Name Person Reporting 
05/14/2013
Caldwell, Karen 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature: Karen Caldwell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544