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Judicial Watch • Karen K Caldwell Financial Disclosure Report for 2007

Karen K Caldwell Financial Disclosure Report for 2007

Karen K Caldwell Financial Disclosure Report for 2007

Page 1: Karen K Caldwell Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:7

Date Created:October 2, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Karen K Caldwell, Kentucky, Caldwell, Karen, credit, 2007, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C app. IOI-I Person Reporting (last name, first, middle initial) Caldwell, Karen Court Organization U.S. District Court Date Report 0511212008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article lII Judge, full-time  Sa. Report Type (check appropriate type) Nomination, Date Initial [l] Annual Final Reporting Period 01/01/2007 12/31/2007  
Sb. Amended Report Chambers Office Address Box 2207 Barr trcct Lexington, Kentucky 40507 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations, Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form m11t followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual on(v; see pp. 9-13 filing 
instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Trustee  Transylvania University 
Trustee Lloyd Cress Life Insurance Trust 
Board Directors Leadership Kentucky 
t::J
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) ('J  
r---,., ::0
CJ:::-
NONE (No reportable agreements.) 
[{] (/)C 177
.....
c::: l;;>. 

.:::o.:.::: -() 
PARTIES AND TERMS rri ('J ...0
-f'17
C)J:::,. 

Date Reporl 
Caldwell, Karen 
05/12/2008 N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Do//vr amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 Retirement Benefit -Ashland, Inc. 2007 Commonwealth Kentucky 

ITEMS PAID PROVIDED 

Date Report 
Caldwell, Karen 
05/12/2008 
V JFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (lnc/ui/es tho.1e ofspuuse and dependem children; see pp. 32-33 ufjiling instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Line Credit -Credit Card

Line Credi t-Credit Card 
Line Credit -Credit Card 
Line Credit -Credit Card 
Line Credit -Credit Card 
Bank America Line Credit -Credit Card 
Caldwell Thrift Plan Pension Plan Loan 
Citibank Line Credit -Credit Card 

Dale Report 
Caldwell, Karen 
05112120 
VII. VESTMENTS and TRUSTS -income, vu111e, 1ra11suc1io11S r1nc1udes 11iose spouse""" dependent children; see PP 14-60 vfflling ins1ruc1io11S.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust a$sc1s)  reporting period  reporting period  

(I) (2) -(;)--T--(21---(2) (3) 
Place "(X)" after each asset !Amount Type (e.g., Value Value Type (e.g., Date 
Value Gain Identity 
Code
exempt fro1n prior disclosure div., rent, Code Method buy, sell, Month 
Code Code buyer/seller 
(A-H) int.) (J-P) 

Code 
redemption) Day (J-P) (A-H) (if private transact ion) 
-----------.. ''' -____l_:V_ .L______ PNC Bank Account lnt./Div. Jefferson Pilot Life Ins. Life G.F. Int./Div. Caldwell 
Commonwealth Kentucky Retirement Jnt./Div. 
NFSIRA (Items 5-18) Int./Div. Jmome Gain Codes '-"S 1,000 le:;s 1.00 -S2,5110 052,501 -$5,000 055,001 -515,000 5.IHl -SSll.01111  
(Se.:" Column:; and D4) -S511.llOI -SI00.11110 00.00 1.000.0110 1,000.00 -SS.000,000 "'More than $5,000,000 Value Cude:-. "-'SJ 5,000 less 15,001  550,000 0550,00  00,000 "SI00,001 -$2511,1100  
(Se Columns .md DJ) 52511.(Hl -SS00.000 05500,001 -St.000,000, 0Sl ,OOO.OOI -SS.000,000  1'2 55.000.00 -S25 ,1100,11110 0525,00ll,OOI -S50,000,llllO "'More than $50,000,000 V:due Me!hud ude (See lumnC2) =Appraisal =13ook Value =Cost (Real fatale Only) "'Other =Assessment =Es1imnted '-"C.1sh Markel  

Date Report 
Caldwell, Karen 
05/12/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those >po use and dependent c1ti1dren; see PP 34-60 filing 
i11s1r11criuns.J NONE (No reportable income, assets, transactions.) 
:scts ---i Incam: Gross v: end 
(including trust assets) 
pc--"-- ----
IAmount Type (cg. 
(3) Gain
Value (4)
(1)
Type
buy, sell, 
redemption
(5)
Value
Code2 Place "(X)" after each asset 
exempt from prior disclosure 
(A-H) 

g., int.)

Value
Method
Code3 Date
Month
Day Code2
(J-P) 
ldcnt1ty 
Code buyer/seller
(A-H) (if private 
transaction)
(J-P) 
(Q-W) 
18. -NFS Prime Fund (temp. receipt receptacle) Buy/Sell Many Income Gain Codes: 1,000 less 1,00 -$2,500 -$2,501 -$5,000  D-$5,001-$15,000 =$15,001-$50,00U  
{See Columns nnd 04) 50,00 00,000 -SI 00,00 -SI ,000,000 0$1,000,001 -$5,000,000 ""More than SS,000,000 Value Cut.Jes (See Columns and DJ) .=$ 5,000 les:; -1250,00 -S500,000 15,lXJI -$50,000 S500,00  1,000,000 -$50,00 -$I 00,000 0$1,000,001 -$5,000,000 =$100,001 -$250,000 =S5,000,00I -$25,000,000  
1'3 -S25,000,00 -SS0,000,000 =More lh



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