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Judicial Watch • Karen L. Henderson – 2012

Karen L. Henderson – 2012

Karen L. Henderson – 2012

Page 1: Karen L. Henderson – 2012

Category:Federal Judges

Number of Pages:16

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Karen L Henderson, fargo, Morgan, Stanley, wells, 2012, Market, assets, transactions, Codes, dividend, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Henderson, Karen Court Organization Circuit Court Appeals, District Columbia Circuit Date Report 0511312013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Courthouse, Room 3118 333 Constitution Avenue, Washington, 20001 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those sptmse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Henderson, Karen 
05113/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Wells Fargo Bank Acccount  None Suntrust Bank Checking Account  Interest Suntrust Bank Investment Account Contains: **Suntrust Cash Account  Dividend Allis Chalmers Energy Inc.: Common  None Morgan Stanley Account Contains: **Morgan Stanley Cash Accounts  Interest **ATT Inc.: Common  Dividend **Alcatel-Lucent: Common  None  
10. **NCR Corp: Common  None **Teradata Corp: Common  None  
12. **LSI Corporation: Common  None  
13. **International Business Machines: Common  Dividend  
I4. IRA CD: Wells Fargo Bank  Interest  Distributed  12/0I/12  
I5. IRA: Morgan Stanley Contains:  
16. **ATT Inc.: Common  Dividend  
17. **Citigroup Inc.: Common  Dividend Income Gain Codes: =$1.000 less  B=$!,OOI -$2,500  c=$2.501 -$5,000  D=$5.001 -$15,000 =$15,001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15,000 less  K=$!5.001-$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03)  N=$250.001 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Henderson, Karen 
05113/2013 
VII. INVESTMENT and uSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) 
(2) (I) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. **Alcatel-Lucent: Common  None  
19. **Intl Business Machines Corp.: Common  Dividend  
20. **NCR Corp.: Common  None  
21. **Teradata Corp: Common  None  
22. **Morgan Stanley Cash Accounts  Interest  
23. **LSI Corporation: Common  None  
24. **Traveler's Companies: Common  Dividend  
25. Merrill Lynch Account Contains:  
26. **Charlotte CTFS 4.0%  Interest  Redeemed  06/01/12  
27. **New Jersey Econ Dev 5.0%  Interest  Redeemed  06/15/12  
28. **New Jersey Econ Dev 5.0%  Interest  Redeemed  06/15/12  
29. **Laurens Wtrswr 3.4%  Interest  Redeemed  03/01/12  
30. **Merrill Lynch Cash Accounts  Interest Merrill Lynch IRA Contains:  
32. **ATT, Inc.: Common  Dividend  
33. **Alcatel-Lucent: Common  None  
34. **LSI Corporation: Common  None Income Gain Codes: =$1.000 Jess =$1,00 -$2,500  c=$2.501 -$5.000  D=$5,001 -$15,000 415,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1,000.001 -$5.000.000  112 =More than $5,000,000 Value Codes  J=$15.000 Jess  K=$15,001 -$50.000  L=$50.001 -$100.000  M=$100.001 -$250,000  
(See Columns and 03)  N=$250.001 -$500.000  0=$500,00 -$1,000.000 =$1.000.001 -$5,000.000 =$5,000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
05/13/2013
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (1) 
(1) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-HJ int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. **Marathon Oil Corp: Common  Dividend  
36. **Marathon Petroleum: Common  Dividend  
37. **Merrill Lynch Cash Accounts  Interest  
38. Wells Fargo Rollover IRA Contains:  
39. **Wells Fargo Money Market Fund  Interest  
40. **United States Treasury Bills Due OI/03/2013  None  Buy  07/05/I2  
41. **United States Treasury Bills Due OI/05/20  Interest  Redeemed  01/05/12  
42. **United States Treasury Bills Due 07/15/20  Interest  Buy  Ol/15/I2  
43.  Redeemed  07/05/I2  
44. Stanley Black Decker Corp.: Common  Dividend  
45. Bank America Corp.: Common  Dividend  
46. The Boeing Co.: Common  Dividend  
47. Campbell Soup Co.: Common  Dividend  
48. Colgate-Palmolive Co.: Common  Dividend  
49. General Electric Co.: Common  Dividend  
50. The Goodyear Tire Rubber Co.:Common  None  
51. IBM Corp.: Common  Dividend Income Gain Codes: =$1.000 less =$1.001 -$2.500 c=$2,501 -$5.000 0=$5.001 -$15,000 =$15.001 -$50.000 (See Columns and 04) F=$50.001 -$100.000 =$100.00 -$1.000.000 Ill=$1.000.001 -$5.000.000 =More than $5,000,000 
Value Codes J=$15,000 less K=$15,00l -$50,000 L=$50.00I -$I 00,000 =$100.00 -$250.000 

(Sec Columns and 03) 	N=$250.001 -$500.000 0=$500,001 -$1.000.000 =$1.000.001 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (See Column C2) =Other =Book Value 	W=Estimated 

Date Report 
Henderson, Karen 
05/13/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) 
(2) (1) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  ,transaction)  

52. Exxon-Mobil Corp.: Common  Dividend  
53. Paso Energy: Common  Dividend  Sold (part)  05/24/12  
54.  Distributed  05/24/12  
55. Kinder Morgan  Dividend  Spin off (from line 53)  05/24112  
56. Pfizer Co.: Common  Dividend  
57. Marathon Group: Common  Dividend  
58. Marathon Petroleum: Common  Dividend  
59. Monsanto: Common  Dividend  
60. Chevron Corporation: Common  Dividend  
61. Weyerhaeuser Co.: Common  None  
62. Steel Group: Common  Dividend  
63. Allstate: Common  Dividend  
64. Delhaize Group Spons: Common  Dividend  
65. DirecTV Group, Inc.: Common  None  
66. Discover Financial Services: Common  Dividend  
67. Federal Signal Corp: Common  None  
68. Halliburton Co.: Common  Dividend Income Gain Codes: =$1.000 less =$1,00 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  f=$50.00 -$I 00.000 =$100.001 -$1,000.000 =$1.000.001 -$5.ooo.ooo =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.001 I00,000 =$100.001 -$250.000  
(See Columns and 03)  N=$250.00 -$500.000  0=$500,001 -$1.000.000 =$1.000,001 -$5,000.000  1'2 =$5,000,001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Morgan Stanley: Common  Dividend  
70. News Corp Ltd.: Common  Dividend  
71. Royal Dutch Shell: Common  Dividend  
72. Schlumberger Ltd.: Common  Dividend  
73. Titanium Metals Corp: Common  Dividend  
74. Transocean Inc.: Common  Dividend  
75. Valhi Inc.: Commom  Dividend  
76. Total S.A. :Common Stock  Dividend  Buy  03/08/12  
77. Springtree Associates Partnership: Interest  Rent  
78. Wells Fargo Bank Accounts:  Interest  
79. First Citizens Bank Account  Interest  
80. NBSC Money Market Account  Interest  
81. BBT Money Market Account  Interest  
82. SCBT Money Market Account  Interest  Open  07/01112  
83. Bank Money Market Account  Interest  Open  07/01112  
84. CD: Bank  Interest  Redeemed  07/01112  
85. CD: South Carolina Bank Trust  Interest  Redeemed  07/01/12 Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000  E=$15.00I -$50.000  
(See Columns and 04)  f=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50.001 -$I 00.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value =Other ""Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) 
(!) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd!yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. CD: First Citizens Bank  Interest  Redeemed  07/01/12  
87. Minnesota Mutual Life Insurance Policy  Dividend  
88. John Hancock Life Insurance Policy  Dividend  
89. Merrill Lynch SEP Contains:  
90. **Merrill Lynch SEP Cash Accounts  Dividend  
91. **Chevron Corp: Common  Dividend  
92. **American Growth Fund America  None  Sold  08/01/12  
93. **American Euro Pacific Growth Fund  Dividend  
94. **Thornburg International Value Fund  Dividend  
95. Wells Fargo Bank Trust Contains:  
96. **Dodge Cox International Stock Fund  Dividend  Buy (add'!)  05111112  
97.  Sold (part)  08/09/12  
98.  Sold (part)  11/20112  
99. **Goldman Sachs Growth Opportunity Fund  None  Sold (part)  02113/12  
IOO.  Sold  04/11/12  
101. **Nuveen Limited Term Muni Fund  Dividend  Buy  02/15/12  
102.  Buy (add'!)  05/11/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2.501 -$5.000  045,001-$15,000 =$15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000  Ill =$1 .000.001 -$5.000.000 =More than $5,000.000 Value Codes  J=$15.000 less  K=$15,00l -$50.000 =$50.001 -$100,000  M=$100.001 -$250,000  
(See Columns and 03)  N=$250.00 -$500.000  0=$500,00 -$1.000,000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000,000  
1'3=$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross valt;e end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (I) (2) (I) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  Sold (part)  11/20/12  
104.  **Nuveen Funds High Yield Muni Fund  Dividend  Buy  08/13/12  
105.  Sold (part)  11/20/12  
106.  **Pimco Foreign Bond Fund  Dividend  Buy (add'!)  02/15/12  
107.  Sold (part)  08/09/12  
108.  **Dreyfus Tax Exempt Cash Management Fund  Interest  
109.  **Dreyfus Emerging Markets Debt Fund  Dividend  Buy (add'!)  02/15/12  
110.  Buy (add'!)  08/13/12  
111.  **JP Morgan Mid Cap Value Fund  Dividend  Sold (part)  02/13112  
112.  Sold (part)  05/09/12  
113.  Sold (part)  08/09/12  
114.  **Keeley Small Cap Value Fund  None  Buy  02115112  
115.  Buy (add'!)  05/11/12  
116.  Sold (part)  08/14/12  
117.  **Vanguard RE!T Viper Fund  Dividend  Sold (part)  02/15/12  
118.  Sold (part)  05/l l/12  
119.  Sold (part)  08/09112 Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2,501 -$5,000 =$5,001-$15.000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50.00I -$100.000 =$100.001 -$1.000.000 =$1,000,001 -$5,000,000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 I-$500.000  0=$500,001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value =Other  W=Estimated  

05113 /2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (!) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120.  Buy (add'!)  11/23/12  
121.  **TCW Small Cap Growth Fund  None  Buy (add'!)  02/15/12  
122.  Buy (add'!)  05/11/12  
123.  Buy (add'!)  08/13/12  
124.  Sold (part)  11/20112  
125.  Sold  12/20/12  
126.  **Vanguard MSC! Emerging Market Fund  Dividend  Buy  02/15/12  
127.  Buy (add'!)  05111112  
128.  Buy (add'!)  08/13/12  
129.  **Goldman Sachs Duration Fund  Dividend  Sold  02/13 /12  
130.  **Harbor Capital Appreciation Fund  Dividend  Sold (part)  02113/12  
131.  Buy (add'!)  11/23 /12  
132.  **MFS Value Fund  Dividend  Buy (add'l)  02/15112  
133.  Buy (add'!)  05/11/12  
134.  Sold (part)  08/09112  **Oppenheimer Developing Market  Dividend  Buy  02115112  
136.  Buy (add'l)  08/13/12 Income 	Gain Codes: =$1.000or less =$1,001 -$2,500 c=$2.501-$5.000 0=$5.001-$15,000 =$15,001 -$50,000 (Sec Columns and D4) F=$50,001 -$100,000 G=$100.001-$1.000.000 Ill =$1.000.001  $5.000.000 =More than $5.000.000 Value Codes J=$15.000or less =$15,001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250.000 
(See 	Columns and 03) N=$250.001 -$500.000 0=$500,00 -$1.000.000 41,000.001 -$5,000.000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Cost (Real Estate Only) =Cash Market 
Q=Appraisal =Assessment 
(See Column C2) V=Othcr =Book Value =Estimated 

05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (I) 
(3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
transaction) 
137.  **SPDR Wilshire International Fund  Dividend  Buy (add'!)  02/15/12  
138.  Sold (part)  08/13/12  
139.  Sold (part)  11/23/12  
140.  **Artisan International Fund  Dividend  Sold (part)  08/09/12  
141.  **Credit Suisse Commodity Return  None  Buy (add'!)  02/15/12  
142.  Buy (add'!)  05/11/12  
143.  Sold (part)  08/09/12  
144.  **!shares SP 500 Index Fund  Dividend  Sold (part)  02/15/12  
145.  Sold (part)  05/11/12  
146.  Buy (add'!)  08/13/12  
147.  **Nuveen Intermediate Duration Bond Fund  Dividend  Buy (add'!)  02/15/12  
148.  Sold (part)  05109112  
149.  Buy (add'!)  08/13/12  
150.  Buy (add'!)  11/23/12  
151.  **Ridgeworth SEIX Fund  Dividend  Sold (part)  08/09/12  
152.  Sold (part)  11/20/12  
153.  **American Century Tax Free Bond Fund  Dividend  Sold (part)  02/13/12 Income Gain Codes: 41.000 less 8=$1,001-$2,500 42,501 -$5,000 =$5,001 -$15,000 (See Columns and 04) =$50.001 -$100.000 
=$100.001 -$1.000.000 IJl =$1.000.001 -$5,000,000 =More than $5,000.000 =$100,001 -$250.000 Value Codes J=$15.000or lcss =$5,000.001 -$25,000,000 =$25.000.001 -$50,000.000 =More than $50.000.000 
(See Columns and 03) =$250.001 -$500.000 Value 	Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Othcr =Estimated =$15.001 -$50,000 

05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Inc111des those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) 
(2) (I) (2) (I) (3) 
(4) 

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154.  Sold (part)  05/09/12  
155.  Buy (add'!)  08/13/12  
156.  Sold (part)  11/20/12  
157.  **Diamond Hill Long-Short Fund  None  Buy (add'l)  08/13/12  
158.  **Hussman Strategic Growth Fund  Dividend  Buy (add'l)  02/15/12  
159.  Sold (part)  08/09112  
160.  **Laudus Mondrian International Fixed Income Fund  Dividend  Buy (add'!)  02/15/12  
161.  Sold (part)  08/09/12  
162.  **Mainstay Epoch Equity Fund  None  Sold (part)  02/13/12  
163.  Sold (part)  05109112  
164.  Sold  08/09112  
165.  **Merger Fund Ben int  Dividend  Sold (part)  08/09/12  
166.  **Cohen Steers International Realty Fund  None  Buy (add'l)  01/03/12  
167.  Sold  02/13/12  
168.  **Eaton Vance Structured Emerging Market Fund  None  Sold  02113112  
169.  **!path Dow Jones -UBS Commodity Fund  None  Sold  02/15112  
170.  **!shares Barclays Intermediate Govement Fund  Dividend  Sold  02/15/12 Income Gain Codes: =$1.000 less '."$1.00I -$2.500 =$2,501 -$5.000 45.001 -$15.000 =$15.001 -$50.000  
(Sec Columns Ill and D4)  F=$50.00I -$100.000 =$100.001 -$1.000,000 =$1,000.001 -$5,000.000  112 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value thod Codes =Appraisal =Cos (Real tate Only) =Assessment  T=Cash Marke  
(Sec Column C2) =Book Value  V=Othcr =Es tima ted  

Date Report 
Henderson, Karen 
05/13/2013 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
171.  **!shares Russell 2000 Fund  Dividend  Sold  02/15112  
172.  Buy  11/23112  
173.  Buy (add'!)  12/24112  
174.  **!shares Russell 1000 Index  None  Sold  02/15112  
175. SPDR Dow Jones REIT Fund  None  Sold  02/15/12  
176.  **Artisan Mid Cap Fund  Dividend  Buy  04111/12  
177.  Buy (add'!)  05/11/12  
178.  Buy (add'!)  08/13/12  
179.  **Driehaus Active Income Fund  Dividnd  Buy  08113112  
180.  **Gateway Fund  Dividend  Buy  08/13/12  
181.  Wells Fargo Brokerage Account Contains:  
182.  **US Treasury Bill Due 09/13 /12  Interest  Buy /12112  
183.  Redeemed  09113112  
184.  **US Treasury Bill Due /15/12  Interest  Redeemed 115112  
185.  **US Treasury Bill Due 03/14/13  None  Buy  09110112 Income 	Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5,000 =$5.00t -$15.000 =$15,001 -$50,000 (See Columns and 04) =$50.00 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less K=$15,00l -$50.000 =$50.001 -$l 00.000 too.oo -$250,000 (See Columns and 03) =$250.00 -$500,000 =$500.00 -$1.000.000 =$t.000.001 -$5,000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Cos (Real tate Only) =Cash Market =Appraisal =Assessmen 
(Sec Column C2) =Other =Book Value =Es timated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part VII, Line Wells Fargo Company merged with Wachovia Corporation January 2009. The newly merged company became known Wells Fargo. 
Part VII, Line Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell Smith Barney Morgan Stanley, creating Morgan Stanley Smith Barney. September 25, 2012, Morgan Stanley announced that its U.S. wealth management business was renamed "Morgan Stanley Wealth Management" and the company would known Morgan Stanley. 
Part VII, Line Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell Smith Barney Morgan Stanley, creating Morgan Stanley Smith Barney. September 25, 2012, Morgan Stanley announced that its U.S. wealth management business was renamed "Morgan Stanley Wealth Management" and the company would known Morgan Stanley. 
Part VII, Line 14: Wells Fargo Company merged with Wachovia Corporation January 2009. The newly merged company became known Wells Fargo. 
Part VII, Line 15: Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell 51% Smith Barney Morgan Stanley, creating Morgan Stanley Smith Barney. September 25, 2012, Morgan Stanley announced that its U.S. wealth management business was renamed "Morgan Stanley Wealth Management" and the company would known Morgan Stanley. 
Part VII, Line 22: Januay 13, 2009 Morgan Stanley and Citigrmip announced that Citigroup would sell 51% Smith Barney Morgan Stanley, creating Morgan Stanley Smith Barney. September 25, 2012, Morgan Stanley announced that its U.S. wealth management business was renamed "Morgan Stanley Wealth Management" and the company would known Morgan Stanley. 
Part VII, Lines 53, Kinder Morgan and Paso Energy merged May 24, 2012. The merger the two companies contained mixed consideration option. The owners the Paso energy stock would receive .4187 share Kinder Morgan stock and $14.65 cash. May 24, 2012 2,512 shares Kinder Morgan stock and $87,906 cash was received part the merger. 
Part VII, Line 75: May 2012, Valhi Inc. shareholders received 3-for-l stock split its common stock. 
Part VII, Line 78: Wells Fargo Company merged with Wachovia Corporation January 2009. The newly merged company became known Wells Fargo. 

05/13/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Karen Henderson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544