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Judicial Watch • Karen L Henderson Financial Disclosure Report for 2006

Karen L Henderson Financial Disclosure Report for 2006

Karen L Henderson Financial Disclosure Report for 2006

Page 1: Karen L Henderson Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:13

Date Created:September 11, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Lucent, Karen L Henderson, Henderson, transfer, Karen, 2006, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOJO Government Act 1978 
Rev.1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Henderson, Karen Court Organization Circuit Court Appeals Date Report 05/15/2007 Tille (Article mjudges Indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 1213112006  
Sb. Amended Report Chambers Office Address Courthouse, Room 3118 333 Constitution Avenue, Washington, 2000i the basis oflhe information contained Ibis Report and any modifications pertaining thereto, is, oplnion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[K) NONE (No reportable positions.) 
.._, =:> --' :::0
:;c,... O::;; ...,,
(j) ...,._
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
::0::: [8:J NONE (No reportable agreements.) o:t> 
-n,
PARTIES AND 

05/15/2007
Henderson, Karen 
Ill. NON-INVESTMENT COME. (Reporting individual and spouse; see pp.17-24 instructions.) Filer's Non-Investment Income 
[EJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[EJ NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[EJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

V GIFfS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) (EJ NONE (No reportable gifts.) SOURCE 

VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(EJ NONE (No reportable liabilities.) 

05/15/2007
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 fiUng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Wachovia Bank Acccount  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 
Suntrust Bank Checking Account Interest See Vlll 
Suntrust Bank Investment Account Dividend See Vlll 
Allis Chalmers Energy Inc.: Common None 

Citigroup Account Contains: 
**Municipal Money Market Fund Interest 
**Bell South Corp.: Common Dividend 
**ATT lnc. Dividend 
Alcatel-Lucent None Merger 12/01 See Vlll 

10. 
**Lucent Technologies, Inc.: Common None Merger 12/01 See Vlll 

11. 
*NCR Corp: Common None 

12. 
**Avaya Inc.: Common None 

13. 
Agere Systems Inc. None 

14. 
**International Business Machines: Dividend Cominon 

15. 
IRA CD: Wachovia Bank Interest 

16. 
IRA: Citigroup Contains: 

Bell South Corp.: Common Dividend Income:: Gain Codes: =Sl.000 less =St,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00J -S50,000  
(See Columns and 04) =S50,00I -SJ00,000 =SJ00,001 -Sl,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =S15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =SJ00,001 -$250,000  
(Sec Columns and DJ)  N=$250,001 -$500,000 =$500,001 -St,000,000 =St,000,001 -S5,000.000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,00I -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

05/15/2007
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure 
18. 
**ATT Inc.: Common  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(AH) int.)  (J-P)  Code  redemption)  Day  (J-P)  (AH)  (if private  
(Q-W)  transaction) Dividend 
19. 
**Citigroup Inc.: Common Dividend Transfer 01/01 See VIII 

20. 
Alcatel-Lucent None Merger 12/01 See VIII 

21. 
**Lucent Technologies Inc.: Common None Merger 12/01 See VIII 

22. 
inti Business Machines Corp.: Common Dividend 

23. 
**NCR Corp.: Common None 

24. 
**Avaya Inc.: Common None Transfer 01/01 See VIII 

25. 
*Citigroup Cash Accounts Interest Transfer 01/01 See VIII 

26. 
Agere Systems Inc. None Transfer 01/01 See VIII 

27. 
st. Paul Travelers Co.: Common Dividend Transfer 01/01 See VIII 

28. 
Merrill Lynch Account Contains: 

29. 
Federal Signal Corp.: Common Dividend 

**Schlumberger Ltd: Common Dividend 
31. 
**Electronic Data Systems Corp.: Common Dividend Sell 12/26 

32. 
south Carolina State Budget Cntl 4.95% Interest Redeemed 02/01 

south Carolina State Hwy 4.6% None Buy 11/06 
**Chester Met Dist Wtr Rev 4.7% Interest Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl5,001  $50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Coclt:s =$15,000 less =S15,00J -$50,000 =S50,001 -$100,000 =Sl00,001 -$250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001 1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00I -$25,000,000 Value Melhod Codes =S25,000,001 -$50,000,000 =Cosl (Real Esiale Only) =More lhan $50,000,000  T=Cash Markel  
(Sec Column C2) =Appraisal  V=Olher  S=Asscssmcnl =Book Value =Estimated  

05/15/2007
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, tronsactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(2) 
(2) 
(3)
(2)
(I) Place "(X)" after each asset 
(5) 
Amount Type (e.g. 
Identity 
Value Value 
Value 
Gain
Date
Type (e.g. 
Code 
buyer/seller
Month-
Code
div., rent, 
Method 
Code 
Code 
buy, sell, 
exempt from prior disclosure 
(A-H) int.) 
(if private 
Day
Code 
redemption) 
(J-P)
(J-P) 
(A-H) 
transaction)
(Q-W) 
l_____ 
**South Carolina Transn Infra 5.25% Interest Buy 02/21 
36. 
**Horry County School District Series Interest Buy 02/21 5.0% 

37. 
"*Myrtle Beach Ctfs Partn Con Ctr 4.5% Interest 

**Rock Hill Util Sys 4.4% Interest 
**Piedmont Muncipal Power Agency Interest 5.25% 
40. 
*North Charleston Cop Imp-Coliseum Interest RFOID 5.0% 

41. 
**Covina-Valley Uni Sch Election Interest Redeemed 06/01 3.0% 

42. 
sc Transn Infrastr Rev 5.0% Interest 

**Marlboro Cnty Sch 2.9% Interest 
**Lexington Cnty #001 3.0% Interest 
45. **Spartanburg Pub Faes Corp 4.0% Interest 
south Carolina Hwy 4.6% Interest 
47. 
**Easley Util Rev Comb 4.0% Interest 

48. 
**Laurens Wtswc WDSR 3.0% Interest 

**Berkeley Cnty Sch Dist. 5.75% Interest 
50. 
sc Transn Infrastr Rev 5.0% Interest 

51. 
**Easley Util Rev Comb FSA 3.0% Interest Redeemed 12/01 Income Gain Codes: 1,000 less =St ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00I -$50,000  
(Sec Columns and 04) =S50,00I -SI00,000 =SI00,001 -SJ,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000.000 Value Codes =Sl5,000or less =$15,001 -$50,000 =$50,001 -SJ00,000 =SI00,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =S500,00I -SJ,000,000 =Sl,000,001 -$5,000,000 =S5,000.00I -$25,000,000  
3-Value Mclhod Codes =$25,000,001 -S50,000,000 =Cosl (Real Eslalc Only} =More lhan $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal =Olhcr =Assessment =Book Value =Estimated  

05/15/2007
Henderson, Karen 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34.{)0 filing instructions.) NONE (No reportable income, assets, transactions.) 

Place "(X)" after each asset 
Amount Type (e.g. Identity 
exempt from prior disclosure 
buyer/seller 
(if private transaction) 

05/15/2007
Henderson, Karen 
vn. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
69.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

**Morgan Stanley: Common Dividend Transfer 02/27 See VIII 
70. 
**General Motors: Common Dividend Sell 12/26 See VIII 

71. 
**Delphi: Common None Sell 12/26 See VIII 

72. 
Merrill Lynch IRA Contains: 

73. 
*BellSouth: Common Dividend 

Alcatel-Lucent Dividend Merger 12/01 See VIII 
**Lucent Technologies Inc.: Common None Merger 12/01 See VIII 
76. **Avaya Inc.: Common None 
Agere Systems Inc.: Common None 
78. **Merrill Lynch Cash Accounts Interest 
Wachovia Rollover IRA Contains: 
80. 
*Evergreen Prime Cash Fund Interest 

81. 
The Black Decker Corp.: Common Dividend 

82. 
Bank America Corp.: Common Dividend 

83. 
The Boeing Co.: Common Dividend 

84. 
Campbell Soup Co.: Common Dividend 

85. 
Colgate-Palmolive Co.: Common Dividend Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -S50,000  
(Sec Columns and 04) =S50,001 -$100,000 =Sl00,001 -Sl,000,000 =Sl,000,001 -$5,000,000  H2=More lhan $5,000,000 Value Codes =$15,000 Jess =Sl5,00I -SS0,000 =S50,00I -$100,000 =SI00,001 -S250,000  
(Sec Columns and 03) =S250,001 -SS00,000 =S500,00I -Sl,000,000 =Sl,000,001 -$5,000,000 =S5,000,00I -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cosl (Real Eslalc Only) =More than $50,000,000 =Cash Markel  
(Sec Column C2)  Q=Appraisal  V=Olhcr =Asscssmen1  
U=Book Value  W=Estimated  

05/15/2007
Henderson, Karen 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent chiktren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/15/2007
Henderson, Karen 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure 
L__  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(0-W)  transaction)  

103.  US-Steel Group: Common  Dividend  
104.  Springtree Associates Partnership: Interest  Rent  
105.  Wachovia Bank Accounts:  Interest  
106.  CD: Bank America  Interest  
107.  CD: Carolina First  Interest  
108.  CD:NBSC  Interest  
109.  Minnesota Mutual Life Insurance Policy  Dividend  

110. 
John Hancock Life Insurance Policy Dividend 

111. 
Merrill Lynch SEP Contains: 

112. 
Merrill Lynch SEP Cash Accounts Dividend 

113. 
*Chevron Corp: Common Dividend 

114. 
Wachovia Bank Trust Contains: 

115. 
valiant Tax-Exempt Money Market Fund Interest 

116. 
Evergreen Municipal Bond Fund Dividend Sell 03/02 Class 

117. 
**Evergreen Large Cap Equity Fund Class Dividend Buy 03/02 

118. 
Wachovia Brokerage Account Contains: 

119. 
us Treasury Bill Due 08/17/06 Interest Buy 02/13 Income Gain Codes: =SJ,000 less =Sl,001 -$2,500 =$2,501 -S5,000 =S5,00I -$15,000 =SJ5,00J -$50,000  
(Sec COiumns and 04) =S50,00J -SJ00,000 =SI00,001 -S!,000,000 =Sl,000,001 -$5,000,000 =More than SS,000,000 Value Codes =Sl5,000 less =S15,00I -$50,000 =S50,00I -SI00,000 =SI00,001 -$250,000  
(Sec COiumns and 03) =S250,00J -$500,000 =S500,001 -Sl,000,000 =S!,000,001 -$5,000,000 =S5,000,00J -$25,000,000 Value Method Cod =S25,000,00I -$50,000,000 =COst (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec COiumn C2) =Appraisal =Other =Asscssmcnl =Book Value =Estimat  

Date Report 
Name Person Reporting 
05/15/2007
Henderson, Karen 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120. 121. 122.  **US Treasury Bill Due 03/01/07 us Treasury Bill Due 02/02/2006  None Interest  Redeemed Buy Redeemed  08117 08/28 02/02  
123.  us Treasury Bill Due 03/08/2007  None  Buy  09/05  
124.  us Treasury Bill Due 08/31/2006  Interest  Buy  02/27  
125.  Redeemed  08/31  
126.  us Treasury Bill Due 02/23/2006  Interest  Redeemed  02/23  
127.  IRA: Citigroup Contains:  
128.  *Citigroup Cash Account  None  Transfer  01/01  See VIII  
129.  Lucent Technologies Inc.: Common  None  Transfer  01/01  See VIII  
130.  Avaya Inc.: Common  None  Transfer  01/01  See VIII  
131.  Agere Systems Inc.: Common  None  Transfer  01/01  See VIII  
132.  **Citigroup Inc.: Common  None  Transfer  01/01  See VIII  
133.  st. Paul Travelers Co.: Common  None  Transfer  01/01  See VII Income Gain Codes: =Sl,000 Jess =Sl,001 -S2,500 =S2,501 -S5,000 =S5,00I -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =S50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SI00,001 -5250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00I -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel  
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Eslimaled  

05/15/2007
Henderson, Karen 
VIII. ADDIDONAL INFORMATION EXPLANATIONS. (lndicalepartofReport.) 
investment account were reported separately the Suntrust checking account and the Suntrust investment account. 

retirement accounts were consolidated into one account. The closing the retirement account included the transfer cash and stocks. The transferred stocks and 
Disclosure Report. February 27, 2006 these stocks were transferred into the Merrill Lynch investment account. 

Disclosure Report. February 27, 2006 these stocks were transferred into the Merrill Lynch invesment account. 
05/15/2007
Henderson, Karen 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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