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Judicial Watch • Karen L Henderson Financial Disclosure Report for 2007

Karen L Henderson Financial Disclosure Report for 2007

Karen L Henderson Financial Disclosure Report for 2007

Page 1: Karen L Henderson Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:15

Date Created:November 7, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Avaya, Karen L Henderson, Henderson, Karen, 2007, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 1/2008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Henderson, Karen Court Organization Circuit Court Appeals Date Report 05/15/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [l] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address Courthouse, Room 3!18 333 Constitution Avenue, Washington, 20001 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed, Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page, POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME 

c..n
rl1
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
[{] NONE (No reportable agreements.) PARTIES AND TERMS 

Henderson, Karen 
05/15/2008
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) ITEMS PAID 

Henderson, Karen 
05/15/2008 IFf (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VALUE 

VI, LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spo11se and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Henderson, Karen 
05/15/2008 

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Transactions during reporting period 
Description Assets 
(including trust assets) 
reporting period 
reporting period 
(2)
(1)
(2)
(1) 
(4)
(2) 
(3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(0-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: 1,000 less  B=Sl,001-$2,500 =S2,501 -$5,000 =$5,001 -$15,000  E=$15,001 -$50,000  
(See Columns and 04) =550,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes 15,000 less =$15,001 -$50,000  L=$50,001 -$100,000 =SI00,001 -$250,000  
(See Columns and D3) =$250,001 -S500,000 =$500,001 -$1,000,000 =Sl,000,001  55,000,000 =$5,000,001 -525,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Melhod Codes =Appraisal =Cos! (Real Es1a1e Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Olher =Estimalcd  

Date Report 
Henderson, Karen 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(!) 
(!) 
(2) 
(3) 
(5)
(2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
{A-H) int.)  (J-P)  Code3  
(0-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private transaction2-__J Income Gain Codes: ::::S 1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001  Sl5,000 =$15,001 -$50,000  
(See Columns and 04) =S50,001 -SJ00,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan S5,000,000 Value Codes :::S15,000 less =$15,001 -S50,000 =S50,001 100,000 =Sl00,001 -$250,000  
(See Columns and D3) =S250,00 -$500,000 =S500,001 -SJ ,000,000 =Sl,000,001 -$5,000,000 =$5,000,00J -$25,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =CoSI (Real Eslale Only) =Assessment =Cash Markel  
(See Column C2) =Book Value =Other =Eslimatcd  

05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see pp. 34..(;o fl/inc instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(0-W)  transaction) Income Gain Codes: 1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001 -$15,000 =515,001 -S50,000  
(See Columns and 04) =S50,001  $100,000 =S!00,001-Sl,000,000 =Sl,000,001 -SS,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SJ00,000 =$I 00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,001 -$50,000,000 =More than $50,000,POO Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Olher =Estimated  

05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
--- 
(2)  (1)  (2)  (1)  (2)  (3)  (4)  

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 Jess =SI,001 -$2,500 =$2,501 -$5,000 =S5,001  $15,000 =Sl5,001 -$50,000  
(See Columns and 04) =$50,001 -S!00,000 =$100,001 -SJ,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =550,001 -Sl00,000 =Sl00,001 -$250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001  Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,001 -$50,0C>,OOO =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets)
Place "(X)" after each asset 
exempt from prior disclosure Identity buyer/seller  
Income during  Gross value end  Transactions during reporting  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (!)  (2)  (3)  (4) period  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  
(Q-W)  

(if private transaction) 
86. 
The Goodyear Tire Rubber Co.:Common 

87. 
IBM Corp.: Common 

88. 
Exxon-Mobil Corp.: Common 

89. Paso Energy: Common 

90. 
Pfizer Co.: Common 

91. 
Solutia Inc.: Common 

92. 
Marathon Group: Common 

None 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
95. 
Monsanto: Common
Dividend 
Chevron Corporation: Common
Dividend 
Weyerhaeuser Co.: Common
Dividend 
96. Steel Group: Common
Dividend 
98. 
Springtree Associates Partnership: Rent 
Interest 
Wachovia Bank Accounts:
Interest 
100. 
CD: Bank America
Interest 
CD: Carolina First 
Interest 
101. CD:NBSC
Interest 
102. Minnesota Mutual Life Insurance Policy
Dividend Income Gain Codes: 1,000 Jess 1,001 -$2,500 c=$2,501 -$5,000 D=$5,001 -Sl5,000 (Sec Columns and 04) F=$50,001 -SI 00,000 100,001 1,000,000 fll =Sl,000,001 -$5,000,000 fl2 =More than $5,000,000 Value Codes =S15,000 less K=SIS,001 -S50,000 =$50,001 -$100,000 =Sl00,001 -$250,000 (Sec Columns and 03) $250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =SS,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 '""' Value Method Codes =Appraisal =Cosl (Real Estalc Only) =Asscssmen1 =Cash Market (Sec Column C2) =Book Value V=Olher =Estimated 
05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) 
(2) 
(2) 
(3)
(1) 
(4) 
(5)
(1) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month 
Day 

Gain 
Identity Code Value 
buyer/seller (J-P) Code 
(if private transaction) (AH) Income Gain Codes; 1,000 Jess =$1,00 -$2,500 =$2,501  S5,000 =$5,001  $15,000 =Sl5,00I -S50,000  
(See Columns and 04) =S50,001  $100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =Sl5,00J -$50,000 =S50,00! -SI00,000 =SJ00,001  $250,000  
(See Columns and 03) =S250,00J -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than SS0,000,000 Value Merhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Eslimated  

05/15/2008
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description (including trust Assets assets) Place "(X)" after exempt from prior each asset disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W)  (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month. Code Code buyer/seller Day (J-P) (A-H) (if private transaction) Income Gain Codes: 1,000 Jess ,001  $2,500 =S2,501 -$5,000 =$5,001  SJ5,000 =S15,00I -S50,000  
(Sec Columns and 04) =S50,00J -SJ00,000 =$100,001-$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =S50,00I -SJ00,000 =SI 00,001 -S250,000  
(See Columns and 03) =$250,001 -S500,000 =$500,001 -SJ,000,000 =Sl,000,001  $5,000,000 =55,000,001 -525,000,000 =S25,000,00I -$50,000,000 =More than $50,000,0C} Value Method Codes :::Appraisal =CoSI (Real Estale Only) =Assessmenl =Cash Markel  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Henderson, Karen 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1ruct1ons.J NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(1) 
(1)
(1) 
(2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

137. **US Treasury Bill Due 03/20/08 None Buy 09/17 Income Gain Codes: =$1,000 less =Sl,001 -S2,500 =$2.501 -$5,000 =$5,001 -$15,000 =515,001 -S50,000  
(See Oilumns and D4) =S50,00I -S!00,000 =SI00,001 -SI ,000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =S15,001 -$50,000 =$50,001 -$100,000 =Sl00,001 -$250,000  
(See Oilumns and D3) =$250,001 -$500,000 =$500,001 -Sl.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Melhod Codes =Appraisal =C-Ost (Real Estate Only) =Assessmen1 =Cash Markel  
(See Oilumn C2) =Book Value =Other =Estimated  

Date Report 
Henderson, Karen 
05/15/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporl.) Page Line 12: October 26, 2007, Avaya, Inc. merged with Silver Lake and TPG Capital. Avaya shareholder's recieved $17.50 cash for each share Avaya common stock held. 
each share Agere common stock. 

Corporation common stock for each share Valhi common stock owned. 
common stock for Morgan Stanley common stock. 
each share Agere common stock. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

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